SPECIAL REPORT
Sexuality and Gender
Findings from the Biological,
Psychological, and Social Sciences
Lawrence S. Mayer, M.B, M.S, Ph.D.
Paul R. McHugh, M.D.
NUMBER 50 ~ FALL 2016 ~ $7.00
THE NEW
ATLANTIS
A JOURNAL OF TECHNOLOGY & SOCIETY
NUMBER 50 ~ FALL 2016
Editor’s Note: Questions related to sexuality and gender bear on some of
the most intimate and personal aspects of human life. In recent years they have
also vexed American politics. We offer this report—written by Dr. Lawrence S.
Mayer, an epidemiologist trained in psychiatry, and Dr. Paul R. McHugh,
arguably the most important American psychiatrist of the last half-century—in
the hope of improving public understanding of these questions. Examining
research from the biological, psychological, and social sciences, this report
shows that some of the most frequently heard claims about sexuality and gender
are not supported by scientific evidence. The report has a special focus on the
higher rates of mental health problems among LGBT populations, and it questions
the scientific basis of trends in the treatment of children who do not identify
with their biological sex. More effort is called for to provide these people
with the understanding, care, and support they need to lead healthy,
flourishing lives.
Preface 4
Lawrence S. Mayer
Executive Summary 7
SEXUALITY AND GENDER
Findings from the Biological, Psychological, and Social Sciences
Lawrence S. Mayer, M.B., M.S, Ph.D. and Paul R. McHugh, M.D.
Introduction 10
Part 1: Sexual Orientation 13
Abstract 13
Problems with Defining Key Concepts 15 The Context of Sexual Desire 19
Sexual Orientation 21
Challenging the “Born that Way” Hypothesis 25 Studies of Twins 26
Molecular Genetics 32 The Limited Role of Genetics 33 The Influence of
Hormones 34 Sexual Orientation and the Brain 39 Misreading the Research 41
Sexual Abuse Victimization 42
Distribution of Sexual Desires and Changes Over Time 50 Conclusion 57
Part 2: Sexuality, Mental Health Outcomes, and Social Stress 59
Abstract 59
Some Preliminaries 60
Sexuality and Mental Health 60
Sexuality and Suicide 66
Sexuality and Intimate Partner Violence 70
Transgender Health Outcomes 73
Explanations for the Poor Health Outcomes: The Social Stress Model 75
Discrimination and prejudice events 77 Stigma 79 Concealment 81 Testing
the model 82 Conclusion 85
Part 3: Gender Identity 86
Abstract 86
Key Concepts and Their Origins 87 Gender Dysphoria 93 Gender and
Physiology 98 Transgender Identity in Children 105 Therapeutic Interventions in
Children 106 Therapeutic Interventions in Adults 108
Conclusion 114
Notes 117
Lawrence S. Mayer, M.B., M.S., Ph.D. is a scholar in residence in the
Department of Psychiatry at the Johns Hopkins University School of Medicine and
a professor of statistics and biostatistics at Arizona State University. Paul
R. McHugh, M.D. is a professor of psychiatry and behavioral sciences at the
Johns Hopkins University School of Medicine and was for twenty-five years the
psychiatrist-in-chief at the Johns Hopkins Hospital. He is the author or
coauthor of several books, including, most recently, Try to Remember:
Psychiatry’s Clash over Meaning, Memory, and Mind (Dana Press, 2008).
THE NEW
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A JOURNAL OF TECHNOLOGY & SOCIETY
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Preface
T
his report was written for the general public and for mental health
professionals in order to draw attention to—and offer some scientific insight
about—the mental health issues faced by LGBT populations.
It arose from a request from Paul R. McHugh, M.D., the former chief of
psychiatry at Johns Hopkins Hospital and one of the leading psychiatrists in
the world. Dr. McHugh requested that I review a monograph he and colleagues had
drafted on subjects related to sexual orientation and identity; my original
assignment was to guarantee the accuracy of statistical inferences and to
review additional sources. In the months that followed, I closely read over
five hundred scientific articles on these topics and perused hundreds more. I
was alarmed to learn that the LGBT community bears a disproportionate rate of
mental health problems compared to the population as a whole.
As my interest grew, I explored research across a variety of scientific
fields, including epidemiology, genetics, endocrinology, psychiatry, neuroscience,
embryology, and pediatrics. I also reviewed many of the academic empirical
studies done in the social sciences including psychology, sociology, political
science, economics, and gender studies.
I agreed to take over as lead author, rewriting, reorganizing, and
expanding the text. I support every sentence in this report, without reservation
and without prejudice regarding any political or philosophical debates. This
report is about science and medicine, nothing more and nothing less.
Readers wondering about this report’s synthesis of research from so many
different fields may wish to know a little about its lead author. I am a
full-time academic involved in all aspects of teaching, research, and professional
service. I am a biostatistician and epidemiologist who focuses on the design,
analysis, and interpretation of experimental and observational data in public
health and medicine, particularly when the data are complex in terms of
underlying scientific issues. I am a research physician, having trained in
medicine and psychiatry in the U.K. and received the British equivalent (M.B.)
to the American M.D. I have never practiced medicine (including psychiatry) in
the United States or abroad. I have testified in dozens of federal and state
legal proceedings and regulatory hearings, in
most cases reviewing scientific literature to clarify the issues under
examination. I strongly support equality and oppose discrimination for the LGBT
community, and I have testified on their behalf as a statistical expert.
I have been a full-time
tenured professor for over four decades. I have held professorial appointments
at eight universities, including Princeton, the University of Pennsylvania,
Stanford, Arizona State University, Johns Hopkins University Bloomberg School
of Public Health and School of Medicine, Ohio State, Virginia Tech, and the
University of Michigan. I have also held research faculty appointments at
several other institutions, including the Mayo Clinic.
My full-time and part-time appointments have been in twenty-three
disciplines, including statistics, biostatistics, epidemiology, public health,
social methodology, psychiatry, mathematics, sociology, political science,
economics, and biomedical informatics. But my research interests have varied
far less than my academic appointments: the focus of my career has been to
learn how statistics and models are employed across disciplines, with the goal
of improving the use of models and data analytics in assessing issues of
interest in the policy, regulatory, or legal realms.
I have been published in many top-tier peer-reviewed journals (including
The Annals of Statistics, Biometrics, and American Journal of Political
Science) and have reviewed hundreds of manuscripts submitted for publication to
many of the major medical, statistical, and epidemiological journals (including
The New England Journal of Medicine, Journal of the American Statistical
Association, and American Journal of Public Health).
I am currently a scholar in residence in the Department of Psychiatry at
Johns Hopkins School of Medicine and a professor of statistics and biostatistics
at Arizona State University. Up until July 1, 2016, I also held part-time
faculty appointments at the Johns Hopkins Bloomberg School of Public Health and
School of Medicine, and at the Mayo Clinic.
A
n undertaking as ambitious as this report would not be possible without
the counsel and advice of many gifted scholars and editors. I am grateful for
the generous help of Laura E. Harrington, M.D., M.S., a psychiatrist with
extensive training in internal medicine and neuroimmunology, whose clinical
practice focuses on women in life transition, including affirmative treatment
and therapy for the LGBT community. She contributed to the entire report,
particularly lending her expertise to the sections on endocrinology and brain
research. I am indebted also to Bentley J. Hanish, B.S., a young geneticist who
expects to graduate medical school in 2021 with an M.D./Ph.D. in psychiatric
epidemiology.
He contributed to the entire report, particularly to those sections that
concern genetics.
I gratefully acknowledge the support of Johns Hopkins University
Bloomberg School of Public Health and School of Medicine, Arizona State
University, and the Mayo Clinic.
In the course of writing this report, I consulted a number of individuals
who asked that I not thank them by name. Some feared an angry response from the
more militant elements of the LGBT community; others feared an angry response
from the more strident elements of religiously conservative communities. Most
bothersome, however, is that some feared reprisals from their own universities
for engaging such controversial topics, regardless of the report’s content—a
sad statement about academic freedom.
I
dedicate my work on this report,
first, to the LGBT community, which bears a disproportionate rate of mental
health problems compared to the population as a whole. We must find ways to
relieve their suffering.
I dedicate it also to scholars doing impartial research on topics of public
controversy. May they never lose their way in political hurricanes.
And above all, I dedicate it to children struggling with their sexuality
and gender. Children are a special case when addressing gender issues. In the
course of their development, many children explore the idea of being of the
opposite sex. Some children may have improved psychological well-being if they
are encouraged and supported in their cross-gender identification, particularly
if the identification is strong and persistent over time. But nearly all
children ultimately identify with their biological sex. The notion that a
two-year-old, having expressed thoughts or behaviors identified with the
opposite sex, can be labeled for life as transgender has absolutely no support
in science. Indeed, it is iniquitous to believe that all children who have
gender-atypical thoughts or behavior at some point in their development,
particularly before puberty, should be encouraged to become transgender.
As citizens, scholars, and clinicians concerned with the problems facing
LGBT people, we should not be dogmatically committed to any particular views
about the nature of sexuality or gender identity; rather, we should be guided
first and foremost by the needs of struggling patients, and we should seek with
open minds for ways to help them lead meaningful, dignified lives.
LAWRENCE S. MAYER, M.B., M.S., Ph.D.
Executive Summary
This report presents a careful summary and an up-to-date explanation of
research—from the biological, psychological, and social sciences—related to
sexual orientation and gender identity. It is offered in the hope that such an
exposition can contribute to our capacity as physicians, scientists, and
citizens to address health issues faced by LGBT populations within our society.
Some key findings:
Part One: Sexual Orientation
• The understanding of
sexual orientation as an innate, biologically fixed property of human
beings—the idea that people are "born that way”—is not supported by
scientific evidence.
• While there is evidence
that biological factors such as genes and hormones are associated with sexual
behaviors and attractions, there are no compelling causal biological
explanations for human sexual orientation. While minor differences in the brain
structures and brain activity between homosexual and heterosexual individuals
have been identified by researchers, such neurobiological findings do not
demonstrate whether these differences are innate or are the result of
environmental and psychological factors.
• Longitudinal studies of
adolescents suggest that sexual orientation may be quite fluid over the life
course for some people, with one study estimating that as many as 80% of male
adolescents who report same-sex attractions no longer do so as adults (although
the extent to which this figure reflects actual changes in same-sex attractions
and not just artifacts of the survey process has been contested by some
researchers).
• Compared to heterosexuals,
non-heterosexuals are about two to three times as likely to have experienced
childhood sexual abuse.
Part Two: Sexuality, Mental Health Outcomes, and Social Stress
• Compared to the general
population, non-heterosexual subpopulations are at an elevated risk for a
variety of adverse health and mental health outcomes.
• Members of the
non-heterosexual population are estimated to have about 1.5 times higher risk
of experiencing anxiety disorders than members of the heterosexual population,
as well as roughly double the risk of depression, 1.5 times the risk of substance
abuse, and nearly 2.5 times the risk of suicide.
• Members of the transgender
population are also at higher risk of a variety of mental health problems
compared to members of the non-transgender population. Especially alarmingly,
the rate of lifetime suicide attempts across all ages of transgender individuals
is estimated at 41%, compared to under 5% in the overall U.S. population.
• There is evidence, albeit
limited, that social stressors such as discrimination and stigma contribute to
the elevated risk of poor mental health outcomes for non-heterosexual and
transgender populations. More high-quality longitudinal studies are necessary
for the "social stress model” to be a useful tool for understanding public
health concerns.
Part Three: Gender Identity
• The hypothesis that gender
identity is an innate, fixed property of human beings that is independent of
biological sex—that a person might be "a man trapped in a woman’s body” or
"a woman trapped in a man’s body”—is not supported by scientific evidence.
• According to a recent
estimate, about 0.6% of U.S. adults identify as a gender that does not
correspond to their biological sex.
• Studies comparing the
brain structures of transgender and non-transgender individuals have
demonstrated weak correlations between brain structure and cross-gender
identification. These correlations do not provide any evidence for a neurobiological
basis for cross-gender identification.
• Compared to the general
population, adults who have undergone sex-reassignment surgery continue to have
a higher risk of experiencing poor mental health outcomes. One study found
that, compared to controls, sex-reassigned individuals were about 5 times more
likely to attempt suicide and about 19 times more likely to die by suicide.
• Children are a special
case when addressing transgender issues. Only a minority of children who
experience cross-gender identification will continue to do so into adolescence
or adulthood.
• There is little scientific
evidence for the therapeutic value of interventions that delay puberty or
modify the secondary sex characteristics of adolescents, although some children
may have improved psychological well-being if they are encouraged and supported
in their cross-gender identification. There is no evidence that all children
who express gender-atypical thoughts or behavior should be encouraged to become
transgender.
Sexuality and Gender
Findings from the Biological,
Psychological, and Social Sciences
Lawrence S. Mayer, M.B, M.S, Ph.D. and Paul, R. McHugh, M.D.
Introduction
F ew topics are as complex and controversial as human sexual orientation
and gender identity. These matters touch upon our most intimate thoughts and
feelings, and help to define us as both individuals and social beings.
Discussions of the ethical questions raised by sexual orientation and gender
identity can become heated and personal, and the associated policy issues
sometimes provoke intense controversies. The disputants, journalists, and
lawmakers in these debates often invoke the authority of science, and in our
news and social media and our broader popular culture we hear claims about what
"science says” on these matters.
This report offers a careful summary and an up-to-date explanation of
many of the most rigorous findings produced by the biological, psychological,
and social sciences related to sexual orientation and gender identity. We
examine a vast body of scientific literature from several disciplines. We try
to acknowledge the limitations of the research and to avoid premature
conclusions that would result in over-interpretation of scientific findings.
Since the relevant literature is rife with inconsistent and ambiguous
definitions, we not only examine the empirical evidence but also delve into
underlying conceptual problems. This report does not, however, discuss matters
of morality or policy; our focus is on the scientific evidence—what it shows
and what it does not show.
We begin in Part One by critically examining whether concepts such as
heterosexuality, homosexuality, and bisexuality represent distinct, fixed, and
biologically determined properties of human beings. As part of this discussion,
we look at the popular "born that way” hypothesis, which posits that human
sexual orientation is biologically innate; we examine the evidence for this
claim across several subspecialties of the biological sciences. We explore the
developmental origins of sexual attractions, the degree to which such
attractions may change over time, and the complexities inherent in the
incorporation of these attractions into one’s sexual identity. Drawing on
evidence from twin studies and other types of research, we explore genetic,
environmental, and hormonal factors. We also explore some of the scientific
evidence relating brain science to sexual orientation.
In Part Two we examine research on health outcomes as they relate to
sexual orientation and gender identity. There is a consistently observed higher
risk of poor physical and mental health outcomes for lesbian, gay, bisexual,
and transgender subpopulations compared to the general population. These
outcomes include depression, anxiety, substance abuse, and most alarmingly,
suicide. For example, among the transgender subpopulation in the United States,
the rate of attempted suicide is estimated to be as high as 41%, ten times
higher than in the general population. As physicians, academics, and
scientists, we believe all of the subsequent discussions in this report must be
cast in the light of this public health issue.
We also examine some ideas proposed to explain these differential health
outcomes, including the "social stress model.” This hypothesis— which
holds that stressors like stigma and prejudice account for much of the
additional suffering observed in these subpopulations—does not seem to offer a
complete explanation for the disparities in the outcomes.
Much as Part One investigates the conjecture that sexual orientation is
fixed with a causal biological basis, a portion of Part Three examines similar
issues with respect to gender identity. Biological sex (the binary categories
of male and female) is a fixed aspect of human nature, even though some
individuals affected by disorders of sex development may exhibit ambiguous sex
characteristics. By contrast, gender identity is a social and psychological concept
that is not well defined, and there is little scientific evidence that it is an
innate, fixed biological property.
Part Three also examines sex-reassignment procedures and the evidence
for their effectiveness at alleviating the poor mental health outcomes
experienced by many people who identify as transgender. Compared to the general
population, postoperative transgender individuals continue to be at high risk
of poor mental health outcomes.
An area of particular concern involves medical interventions for
gender-nonconforming youth. They are increasingly receiving therapies that
affirm their felt genders, and even hormone treatments or surgical
modifications at young ages. But the majority of children who identify as a
gender that does not conform to their biological sex will no longer do so by
the time they reach adulthood. We are disturbed and alarmed by the severity and
irreversibility of some interventions being publicly discussed and employed for
children.
Sexual orientation and gender identity resist explanation by simple
theories. There is a large gap between the certainty with which beliefs are
held about these matters and what a sober assessment of the science reveals. In
the face of this complexity and uncertainty, we need to be humble about what we
know and do not know. We readily acknowledge that this report is neither an
exhaustive analysis of the subjects it addresses nor the last word on them.
Science is by no means the only avenue for understanding these astoundingly
complex, multifaceted topics; there are other sources of wisdom and
knowledge—including art, religion, philosophy, and lived human experience. And
much of our scientific knowledge in this area remains unsettled. However, we
offer this overview of the scientific literature in the hope that it can
provide a shared framework for intelligent, enlightened discourse in political,
professional, and scientific exchanges—and may add to our capacity as concerned
citizens to alleviate suffering and promote human health and flourishing.
Part One
Sexual Orientation
While some people are under the impression that sexual orientation is an
innate, fixed, and biological trait of human beings—that, whether heterosexual,
homosexual, or bisexual,, we are “born that way”—there is insufficient scientific
evidence to support that claim. In fact, the concept of sexual orientation
itself is highly ambiguous; it can refer to a set of behaviors, to feelings of
attraction, or to a sense of identity. Epidemiological studies show a rather
modest association between genetic factors and sexual attractions or behaviors,
but do not provide significant evidence pointing to particular genes. There is
also evidence for other hypothesized biological causes of homosexual behaviors,
attractions, or identity —such as the influence of hormones on prenatal
development—but that evidence, too, is limited. Studies of the brains of
homosexuals and heterosexuals have found some differences, but have not
demonstrated that these differences are inborn rather than the result of
environmental factors that influenced both psychological and neurobiological
traits. One environmental factor that appears to be correlated with
non-heterosexuality is childhood sexual abuse victimization, which may also
contribute to the higher rates of poor mental health outcomes among
non-heterosexual subpopulations, compared to the general population. Overall,
the evidence suggests some measure of fluidity in patterns of sexual attraction
and behavior—contrary to the “born that way” notion that oversimplifies the
vast complexity of human sexuality.
The popular discussion of sexual orientation is characterized by two
conflicting ideas about why some individuals are lesbian, gay, or bisexual.
While some claim that sexual orientation is a choice, others say that sexual
orientation is a fixed feature of one’s nature, that one is "born that
way.” We hope to show here that, though sexual orientation is not a choice,
neither is there scientific evidence for the view that sexual orientation is a
fixed and innate biological property.
A prominent recent example of a person describing sexual orientation as
a choice is Cynthia Nixon, a star of the popular television series Sex and the
City, who in a January 2012 New York Times interview explained, "For me
it’s a choice, and you don’t get to define my gayness for me,” and commented
that she was "very annoyed” about the issue of whether or not gay people
are born that way. "Why can’t it be a choice? Why is that any less
legitimate?”1 Similarly, Brandon Ambrosino wrote in The New Republic in
2014 that "It’s time for the LGBT community to stop fearing the
word ‘choice,’ and to reclaim the dignity of sexual autonomy.”2
By contrast, proponents of the "born that way” hypothesis—expressed
for instance in Lady Gaga’s 2011 song "Born This Way”—posit that there is
a causal biological basis for sexual orientation and often try to bolster their
claims with scientific findings. Citing three scientific studies3 and an
article from Science magazine,4 Mark Joseph Stern, writing for Slate in 2014,
claims that "homosexuality, at least in men, is clearly, undoubtedly,
inarguably an inborn trait.”5 However, as neuroscientist Simon LeVay, whose
work in 1991 showed brain differences in homosexual men compared to
heterosexual men, explained some years after his study, "It’s important to
stress what I didn’t find. I did not prove that homosexuality is genetic, or
find a genetic cause for being gay. I didn’t show that gay men are ‘born that
way,’ the most common mistake people make in interpreting my work. Nor did I
locate a gay center in the brain.”6
Many recent books contain popular treatments of science that make claims
about the innateness of sexual orientation. These books often exaggerate—or at
least oversimplify—complex scientific findings. For example, in a 2005 book,
psychologist and science writer Leonard Sax responds to a worried mother’s
question as to whether her teenage son will outgrow his homosexual attractions:
"Biologically, the difference between a gay man and a straight man is
something like the difference between a left-handed person and a right-handed
person. Being left-handed isn’t just a phase. A left-handed person won’t
someday magically turn into a righthanded person Some children are destined at birth to be left-handed,
and some boys are destined at birth to grow up to be gay.”7
As we argue in this part of the report, however, there is little
scientific evidence to support the claim that sexual attraction is simply fixed
by innate and deterministic factors such as genes. Popular understandings of
scientific findings often presume deterministic causality when the findings do
not warrant that presumption.
Another important limitation for research and for interpretation of
scientific studies on this topic is that some central concepts—including
"sexual orientation” itself—are often ambiguous, making reliable measurements
difficult both within individual studies and when comparing results across
studies. So before turning to the scientific evidence concerning the development
of sexual orientation and sexual desire, we will examine at some length several
of the most troublesome conceptual ambiguities in the study of human sexuality
in order to arrive at a fuller picture of the relevant concepts.
Problems with Defining Key Concepts
A 2014 New York Times Magazine piece titled "The Scientific Quest
to Prove Bisexuality Exists”8 provides an illustration of the themes explored
in this Part—sexual desire, attraction, orientation, and identity—and of the
difficulties with defining and studying these concepts. Specifically, the
article shows how a scientific approach to studying human sexuality can
conflict with culturally prevalent views of sexual orientation, or with the
self-understanding that many people have of their own sexual desires and
identities. Such conflicts raise important questions about whether sexual
orientation and related concepts are as coherent and well-defined as is often
assumed by researchers and the public alike.
The author of the article, Benoit Denizet-Lewis, an openly gay man,
describes the work of scientists and others trying to demonstrate the existence
of a stable bisexual orientation. He visited researchers at Cornell University
and participated in tests used to measure sexual arousal, tests that include
observing the way pupils dilate in response to sexually explicit imagery. To
his surprise, he found that, according to this scientific measure, he was
aroused when watching pornographic films of women masturbating:
Might I actually be bisexual? Have I been so wedded to my gay
identity—one I adopted in college and announced with great fanfare to family
and friends—that I haven't allowed myself to experience another part of myself?
In some ways, even asking those questions is anathema to many gays and
lesbians. That kind of publicly shared uncertainty is catnip to the Christian
Right and to the scientifically dubious, psychologically damaging ex-gay
movement it helped spawn. As out gay men and lesbians, after all, we're
supposed to be sure—we're supposed to be “born this way.”9
Despite the apparently scientific (though admittedly limited) evidence
of his bisexual-typical patterns of arousal, Denizet-Lewis rejected the idea
that he was actually bisexual, because "It doesn’t feel true as a sexual
orientation, nor does it feel right as my identity.”10
Denizet-Lewis’s concerns here illustrate a number of the quandaries
raised by the scientific study of human sexuality. The objective measures the
researchers used seemed to be at odds with the more intuitive, subjective
understanding of what it is to be sexually aroused; our own understanding of
what we are sexually aroused by is tied up with the entirety of our lived
experience of sexuality. Furthermore, Denizet-Lewis’s insistence
that he is gay, not bisexual, and his concern that uncertainty about his
identity could have social and political implications, points to the fact that
sexual orientation and identity are understood not only in scientific and
personal terms, but in social, moral, and political terms as well.
But how do categories of sexual orientation—with labels such as
"bisexual” or "gay” or "straight”—help scientists study the
complex phenomenon of human sexuality? When we examine the concept of sexual
orientation, it becomes apparent, as this part will show, that it is too vague
and poorly defined to be very useful in science, and that in its place we need
more clearly defined concepts. We strive in this report to use clear terms;
when discussing scientific studies that rely on the concept of "sexual
orientation,” we try as much as possible to specify how the scientists defined
the term, or related terms.
One of the central difficulties in examining and researching sexual
orientation is that the underlying concepts of "sexual desire,”
"sexual attraction,” and "sexual arousal” can be ambiguous, and it is
even less clear what it means that a person identifies as having a sexual
orientation grounded in some pattern of desires, attractions, or states of
arousal.
The word "desire” all by itself might be used to cover an aspect of
volition more naturally expressed by "want”: I want to go out for dinner,
or to take a road trip with my friends next summer, or to finish this project.
When "desire” is used in this sense, the objects of desire are fairly
determinate goals—some may be perfectly achievable, such as moving to a new
city or finding a new job; others may be more ambitious and out of reach, like
the dream of becoming a world-famous movie star. Often, however, the language of
desire is meant to include things that are less clear: indefinite longings for
a life that is, in some unspecified sense, different or better; an inchoate
sense of something being missing or lacking in oneself or one’s world; or, in
psychoanalytic literature, unconscious dynamic forces that shape one’s
cognitive, emotional, and social behaviors, but that are separate from one’s
ordinary, conscious sense of self.
This more full-blooded notion of desire is, itself, ambiguous. It might
refer to a hoped-for state of affairs like finding a sense of meaning, fulfillment,
and satisfaction with one’s life, a desire that, while not completely clear in
its implications, is presumably not entirely out of reach, although such
longings may also be forms of fantasizing about a radically altered or perhaps
even unattainable state of affairs. If I want to take a road trip with my
friends, the steps are clear: call up my friends, pick a date, map out a route,
and so on. However, if I have an inchoate longing for change, a hope for
sustainable intimacy, love, and belonging, or an unconscious conflict that is
disrupting my ability to move forward in the life I have tried to build for
myself, I face a different sort of challenge. There is not necessarily a set of
well-defined or conscious goals, much less established ways of achieving them.
This is not to say that the satisfaction of these longings is impossible, but
doing so often involves not only choosing concrete actions to achieve
particular goals but the more complex shaping of one’s own life through acting
in and making sense of the world and one’s place in it.
So the first thing to note when considering both popular discussions and
scientific studies of sexuality is that the use of the term "desire” could
refer to distinct aspects of human life and experience.
Just as the meanings that might be intended by the term "desire”
are many, so also is each of these meanings varied, making clear delineations a
challenge. For example, a commonsense understanding might suggest that the term
"sexual desire” means wanting to engage in specific sexual acts with
particular individuals (or categories of individuals). Psychiatrist Steven
Levine articulated this common view in his definition of sexual desire as
"the sum of the forces that incline us toward and away from sexual
behavior.”11 But it is not obvious how one might study this "sum” in a rigorous
way. Nor is it obvious why all the diverse factors that can potentially
influence sexual behavior, such as material poverty—in the case of prostitution,
for instance—alcohol consumption, and intimate affection, should all be grouped
together as aspects of sexual desire. As Levine himself points out, "In
anyone’s hands, sexual desire can be a slippery concept.”12 Consider a few of
the ways that the term "sexual desire” has been employed in scientific
contexts—designating one or more of the following distinct phenomena:
1. States of physical arousal
that may or may not be linked to a specific physical activity and may or may
not be objects of conscious awareness.
2. Conscious erotic interest
in response to finding others attractive (in perception, memory, or fantasy),
which may or may not involve any of the bodily processes associated with
measurable states of physical arousal.
3. Strong interest in finding
a companion or establishing a durable relationship.
4. The romantic aspirations
and feelings associated with infatuation or falling in love with a specific
individual.
5. Inclination towards
attachment to specific individuals.
6. The general motivation to
seek intimacy with a member of some specific group.
7. An aesthetic measure that
latches onto perceived beauty in others.13
In a given social science study, the concepts mentioned above will often
each have its own particular operational definition for the purposes of
research. But they cannot all mean the same thing. Strong interest in finding a
companion, for example, is clearly distinguishable from physical arousal.
Looking at this list of experiential and psychological phenomena, one can
easily envision what confusions might arise from using the term "sexual
desire” without sufficient care.
The philosopher Alexander Pruss provides a helpful summary of some of
the difficulties involved in characterizing the related concept of sexual attraction:
What does it mean to be “sexually attracted” to someone? Does it mean to
have a tendency to be aroused in their presence? But surely it is possible to
find someone sexually attractive without being aroused. Does it mean to form
the belief that someone is sexually attractive to one? Surely not, since a
belief about who is sexually attractive to one might be wrong—for instance, one
might confuse admiration of form with sexual attraction. Does it mean to have a
noninstrumental desire for a sexual or romantic relationship with the person?
Probably not: we can imagine a person who has no sexual attraction to anybody,
but who has a noninstrumental desire for a romantic relationship because of a
belief, based on the testimony of others, that romantic relationships have
noninstrumental value. These and similar questions suggest that there is a
cluster of related concepts under the head of “sexual attraction,” and any
precise definition is likely to be an undesirable shoehorning.
But if the concept of sexual attraction is a cluster of concepts,
neither are there simply univocal concepts of heterosexuality, homosexuality,
and bisexuality.14
The ambiguity of the term "sexual desire” (and similar terms)
should give us pause to consider the diverse aspects of human experience that
are often associated with it. The problem is neither irresolvable nor unique to
this subject matter. Other social science concepts—aggression and addiction,
for example—may likewise be difficult to define and to operationalize and for
this reason admit of various usages.
Nevertheless, the ambiguity presents a significant challenge for both
research design and interpretation, requiring that we take care in attending to
the meanings, contexts, and findings specific to each study. It is also
important to bracket any subjective associations with or uses of these terms
that do not conform to well-defined scientific classifications and techniques.
It would be a mistake, at any rate, to ignore the varied uses of this
and related terms or to try to reduce the many and distinct experiences to
which they might refer to a single concept or experience. As we shall see,
doing so could in some cases adversely affect the evaluation and treatment of
patients.
The Context of Sexual Desire
^Ve can further clarify the complex phenomenon of sexual desire if we
examine what relationship it has to other aspects of our lives. To do so, we
borrow some conceptual tools from a philosophical tradition known as
phenomenology, which conceives of human experience as deriving its meaning from
the whole context in which it appears.
The testimony of experience suggests that one’s experience of sexual
desire and sexual attraction is not voluntary, at least not in any immediate
way. The whole set of inclinations that we generally associate with the
experience of sexual desire—whether the impulse to engage in particular acts or
to enjoy certain relationships—does not appear to be the sole product of any
deliberate choice. Our sexual appetites (like other natural appetites) are
experienced as given, even if their expression is shaped in subtle ways by many
factors, which might very well include volition. Indeed, far from appearing as
a product of our will, sexual desire—however we define it—is often experienced
as a powerful force, akin to hunger, that many struggle (especially in
adolescence) to bring under direction and control. Furthermore, sexual desire
can impact one’s attention involuntarily or color one’s day-to-day perceptions,
experiences, and encounters. What seems to be to some extent in our control is
how we choose to live with this appetite, how we integrate it into the rest of
our lives.
But the question remains: What is sexual desire? What is this part of
our lives that we consider to be given, prior even to our capacity to
deliberate and make rational choices about it? We know that some sort of sexual
appetite is present in non-human animals, as is evident in the mammalian
estrous cycle; in most mammalian species sexual arousal and receptivity are
linked to the phase of the ovulation cycle during which the female is
reproductively receptive.15 One of the relatively unique features of Homo
sapiens, shared with only a few other primates, is that sexual desire is not
exclusively linked to the woman’s ovulatory cycle.16 Some biologists have
argued that this means that sexual desire in humans has evolved to facilitate
the formation of sustaining relationships between parents, in addition to the
more basic biological purpose of reproduction. Whatever the explanation for the
origins and biological functions of human sexuality, the lived experience of
sexual desires is laden with significance that goes beyond the biological
purposes that sexual desires and behaviors serve. This significance is not just
a subjective add-on to the more basic physiological and functional realities,
but something that pervades our lived experience of sexuality.
As philosophers who study the structure of conscious experience have
observed, our way of experiencing the world is shaped by our "embodiment,
bodily skills, cultural context, language and other social practic- es.”17 Long
before most of us experience anything like what we typically associate with
sexual desire, we are already enmeshed in a cultural and social context
involving other persons, feelings, emotions, opportunities, deprivations, and
so on. Perhaps sexuality, like other human phenomena that gradually become part
of our psychological constitution, has roots in these early meaning-making
experiences. If meaning-making is integral to human experience in general, it
is likely to play a key role in sexual experience in particular. And given that
volition is operative in these other aspects of our lives, it stands to reason
that volition will be operative in our experience of sexuality too, if only as
one of many other factors.
This is not to suggest that sexuality—including sexual desire, attraction,
and identity—is the result of any deliberate, rational decision calculus. Even
if volition plays an important role in sexuality, volition itself is quite
complex: many, perhaps most, of our volitional choices do not seem to come in
the form of discrete, conscious, or deliberate decisions; "volitional”
does not necessarily mean "deliberate.” The life of a desiring, volitional
agent involves many tacit patterns of behavior owing to habits, past
experiences, memories, and subtle ways of adopting and abandoning different
stances on one’s life.
If something like this way of understanding the life of a desiring, volitional
agent is true, then we do not deliberately "choose” the objects of
our
sexual desires any more than we choose the objects of our other desires.
It might be more accurate to say that we gradually guide and give ourselves
over to them over the course of our growth and development. This process of
forming and reforming ourselves as human beings is similar to what Abraham
Maslow calls self-actualization.18 Why should sexuality be an exception to this
process? In the picture we are offering, internal factors, such as our genetic
make-up, and external environmental factors, such as past experiences, are only
ingredients, however important, in the complex human experience of sexual
desire.
Sexual Orientation
Just as the concept of "sexual desire” is complex and difficult to
define, there are currently no agreed-upon definitions of "sexual
orientation,” "homosexuality,” or "heterosexuality” for purposes of empirical
research. Should homosexuality, for example, be characterized by reference to
desires to engage in particular acts with individuals of the same sex, or to a
patterned history of having engaged in such acts, or to particular features of
one’s private wishes or fantasies, or to a consistent impulse to seek intimacy
with members of the same sex, or to a social identity imposed by oneself or
others, or to something else entirely?
As early as 1896, in a book on homosexuality, the French thinker Marc-
André Raffalovich argued that there were more than ten different types of
affective inclination or behavior captured by the term "homosexuality” (or
what he called "unisexuality”).19 Raffalovich knew his subject matter up
close: he chronicled the trial, imprisonment, and resulting social disgrace of
the writer Oscar Wilde, who had been prosecuted for "gross indecency” with
other men. Raffalovich himself maintained a prolonged and intimate relationship
with John Gray, a man of letters thought to be the inspiration for Wilde’s
classic The Picture of Dorian Gray20 We might also consider the vast
psychoanalytic literature from the early twentieth century on the topic of
sexual desire, in which the experiences of individual subjects and their
clinical cases are catalogued in great detail. These historical examples bring
into relief the complexity that researchers still face today when attempting to
arrive at clean categorizations of the richly varied affective and behavioral
phenomena associated with sexual desire, in both same-sex and opposite-sex
attractions.
We may contrast such inherent complexity with a different phenomenon
that can be delineated unambiguously, such as pregnancy. With very few
exceptions, a woman is or is not pregnant, which makes classification of
research subjects for the purposes of study relatively easy: compare pregnant
women with other, non-pregnant women. But how can researchers compare, say,
"gay” men to "straight” men in a single study, or across a range of
studies, without mutually exclusive and exhaustive definitions of the terms
"gay” and "straight”?
To increase precision, some researchers categorize concepts associated
with human sexuality along a continuum or scale according to variations in
pervasiveness, prominence, or intensity. Some scales focus on both intensity
and the objects of sexual desire. Among the most familiar and widely used is
the Kinsey scale, developed in the 1940s to classify sexual desires and
orientations using purportedly measurable criteria. People are asked to choose
one of the following options:
0 - Exclusively heterosexual
1 - Predominantly
heterosexual, only incidentally homosexual
2 - Predominantly
heterosexual, but more than incidentally homosexual
3 - Equally heterosexual and
homosexual
4 - Predominantly homosexual,
but more than incidentally heterosexual
5 - Predominantly homosexual,
only incidentally heterosexual
6 - Exclusively homosexual21
But there are considerable limitations to this approach. In principle,
measurements of this sort are valuable for social science research. They can be
used, for example, in empirical tests such as the classic "t-test,” which
helps researchers measure statistically meaningful differences between data
sets. Many measurements in social science, however, are "ordinal,” meaning
that variables are rank-ordered along a single, one-dimensional continuum but
are not intrinsically significant beyond that. In the case of the Kinsey scale,
this situation is even worse, because it measures the self-identification of
individuals, while leaving unclear whether the values they report all refer to
the same aspect of sexuality—different people may understand the terms
"heterosexual” and "homosexual” to refer to feelings of attraction,
or to arousal, or to fantasies, or to behavior, or to any combination of these.
The ambiguity of the terms severely limits the use of the Kinsey scale as an
ordinal measurement that gives a rank order to variables along a single,
one-dimensional continuum. So it is not clear that this scale helps researchers
to make even rudimentary classifications among the relevant groups using
qualitative criteria, much less to rank-order variables or conduct controlled
experiments.
Perhaps, given the inherent complexity of the subject matter, attempts
to devise "objective” scales of this sort are misguided. In a critique of
such approaches to social science, philosopher and neuropsychologist Daniel N.
Robinson points out that "statements that lend themselves to different
interpretation do not become ‘objective’ merely by putting a numeral in front
of them.”22 It may be that self-reported identifications with culturally
fraught and inherently complex labels simply cannot provide an objective basis
for quantitative measurements in individuals or across groups.
Another obstacle for research in this area may be the popular, but not
well-supported, belief that romantic desires are sublimations of sexual
desires. This idea, traceable to Freud’s theory of unconscious drives, has been
challenged by research on "attachment theory,” developed by John Bowlby in
the 1950s.23 Very roughly, attachment theory holds that later affective
experiences that are often grouped under the general rubric "romantic” are
explained in part by early childhood attachment behaviors (associated with
maternal figures or caregivers)—not by unconscious, sexual drives. Romantic
desires, following this line of thought, might not be as strongly correlated
with sexual desires as is commonly thought. All of this is to suggest that
simple delineations of the concepts relating to human sexuality cannot be taken
at face value and that ongoing empirical research sometimes changes or
complicates the meanings of the concepts.
If we look at recent research, we find that scientists often use at
least one of three categories when attempting to classify people as "homosexual”
or "heterosexual”: sexual behavior; sexual fantasies (or related emotional
or affective experiences); and self-identification (as "gay,” "lesbian,”
"bisexual,” "asexual,” and so forth).24 Some add a fourth: inclusion
in a community defined by sexual orientation. Consider, for example, the
American Psychological Association’s definition of sexual orientation in a 2008
document designed to educate the public:
Sexual orientation refers to an enduring pattern of emotional, romantic
and/or sexual attractions to men, women or both sexes. Sexual orientation also
refers to a person’s sense of identity based on those attractions, related
behaviors, and membership in a community of others who share those attractions.
Research over several decades has demonstrated that sexual orientation ranges
along a continuum, from exclusive attraction to the other sex to exclusive
attraction to the same sex.25 [Emphases added.]
One difficulty with grouping these categories together under the same
general rubric of "sexual orientation” is that research suggests they
often do not coincide in real life. Sociologist Edward O. Laumann and colleagues
summarize this point clearly in a 1994 book:
While there is a core group (about 2.4 percent of the total men and
about 1.3 percent of the total women) in our survey who define themselves as
homosexual or bisexual, have same-gender partners, and express homosexual
desires, there are also sizable groups who do not consider themselves to be
either homosexual or bisexual but have had adult
homosexual experiences or express some degree of desire [T]his
preliminary analysis provides unambiguous evidence that no single number
can be used to provide an accurate and valid characterization of the incidence
and prevalence of homosexuality in the population at large. In sum,
homosexuality is fundamentally a multidimensional phenomenon that has manifold
meanings and interpretations, depending on context and purpose.26 [Emphases
added.]
More recently, in a 2002 study, psychologists Lisa M. Diamond and Ritch
C. Savin-Williams make a similar point:
The more carefully researchers map these constellations—differentiating,
for example, between gender identity and sexual identity, desire and behavior,
sexual versus affectionate feelings, early-appearing versus late-appearing
attractions and fantasies, or social identifications and sexual profiles—the
more complicated the picture becomes because few individuals report uniform
inter-correlations among these domains.27 [Emphases added.]
Some researchers acknowledge the difficulties with grouping these
various components under a single rubric. For example, researchers John C.
Gonsiorek and James D. Weinrich write in a 1991 book: "It can be safely
assumed that there is no necessary relationship between a person’s sexual
behavior and self-identity unless both are individually assessed.”28 Likewise,
in a 1999 review of research on the development of sexual orientation in women,
social psychologist Letitia Anne Peplau argues: "There is ample
documentation that same-sex attractions and behaviors are not inevitably or
inherently linked to one’s identity.”29
In sum, the complexities surrounding the concept of "sexual orientation”
present considerable challenges for empirical research on the subject. While
the general public may be under the impression that there are widely accepted
scientific definitions of terms such as "sexual orientation,” in fact,
there are not. Diamond’s assessment of the situation in 2003 is still true
today, that "there is currently no scientific or popular consensus on
the exact constellation of experiences that definitively ‘qualify’ an
individual as lesbian, gay, or bisexual.”30
It is owing to such complexities that some researchers, for instance
Laumann, proceed by characterizing sexual orientation as a "multidimensional
phenomenon.” But one might just as well wonder whether, in trying to shoehorn
this "multidimensional phenomenon” into a single category, we are not
reifying a concept that corresponds to something far too plastic and diffuse in
reality to be of much value in scientific research. While labels such as "heterosexual”
and "homosexual” are often taken to designate stable psychological or even
biological traits, perhaps they do not. It may be that individuals’ affective,
sexual, and behavioral experiences do not conform well to such categorical
labels because these labels do not, in fact, refer to natural (psychological or
biological) kinds. At the very least, we should recognize that we do not yet
possess a clear and well-established framework for research on these topics.
Rather than attempting to research sexual desire, attraction, identity, and
behavior under the general rubric of "sexual orientation,” we might do
better to examine empirically each domain separately and in its own
specificity.
To that end, this part of our report considers research on sexual desire
and sexual attraction, focusing on the empirical findings related to etiology
and development, and highlighting the underlying complexities. We will continue
to employ ambiguous terms like "sexual orientation” where they are used by
the authors we discuss, but we will try to be attentive to the context of their
use and the ambiguities attaching to them.
Challenging the “Born that Way” Hypothesis
Keeping in mind these reflections on the problems of definitions, we
turn to the question of how sexual desires originate and develop. Consider the
different patterns of attraction between individuals who report experiencing
predominant sexual or romantic attraction toward members of the same sex and
those who report experiencing predominant sexual or romantic attraction toward
members of the opposite sex. What are the causes of these two patterns of
attraction? Are such attractions or preferences innate traits, perhaps
determined by our genes or prenatal hormones; are they acquired by
experiential, environmental, or volitional factors; or do they develop out of
some combination of both kinds of causes? What role, if any, does human agency
play in the genesis of patterns of attraction? What role, if any, do cultural
or social influences play?
Research suggests that while genetic or innate factors may influence the
emergence of same-sex attractions, these biological factors cannot provide a
complete explanation, and environmental and experiential factors may also play
an important role.
The most commonly accepted view in popular discourse we mentioned
above—the "born that way” notion that homosexuality and heterosexuality
are biologically innate or the product of very early developmental factors—has
led many non-specialists to think that homosexuality or heterosexuality is in
any given person unchangeable and determined entirely apart from choices,
behaviors, life experiences, and social contexts. However, as the following
discussion of the relevant scientific literature shows, this is not a view that
is well-supported by research.
Studies of Twins
One powerful research design for assessing whether biological or psychological
traits have a genetic basis is the study of identical twins. If the probability
is high that both members in a pair of identical twins, who share the same
genome, exhibit a trait when one of them does—this is known as the concordance
rate—then one can infer that genetic factors are likely to be involved in the
trait. If, however, the concordance rate for identical twins is no higher than
the concordance rate of the same trait in fraternal twins, who share (on
average) only half their genes, this indi-cates that the shared environment may
be a more important factor than shared genes.
One of the pioneers of behavioral genetics and one of the first researchers
to use twins to study the effect of genes on traits, including sexual
orientation, was psychiatrist Franz Josef Kallmann. In a landmark paper
published in 1952, he reported that for all the pairs of identical twins he
studied, if one of the twins was gay then both were gay, yielding an
astonishing 100% concordance rate for homosexuality in identical twins.31 Were
this result replicated and the study designed better, it would have given early
support to the "born that way” hypothesis. But the study was heavily
criticized. For example, philosopher and law professor Edward Stein notes that
Kallmann did not present any evidence that the twins in his study were in fact
genetically identical, and his sample was drawn from psychiatric patients,
prisoners, and others through what Kallmann described as "direct contacts
with the clandestine homosexual world,” leading Stein to argue that Kallmann’s
sample "in no way constituted a reasonable cross-section of the homosexual
population.”32 (Samples such as Kallmann’s are known as convenience samples,
which involve selecting subjects from populations that are conveniently accessible
to the researcher.)
Nevertheless, well-designed twin studies examining the genetics of
homosexuality indicate that genetic factors likely play some role in determining
sexual orientation. For example, in 2000, psychologist J. Michael Bailey and
colleagues conducted a major study of sexual orientation using twins in the
Australian National Health and Medical Research Council Twin Registry, a large
probability sample, which was therefore more likely to be representative of the
general population than Kallmann’s.33 The study employed the Kinsey scale to
operationalize sexual orientation and estimated concordance rates for being homosexual
of 20% for men and 24% for women in identical (maternal, monozygotic) twins,
compared to 0% for men and 10% for women in non-identical (fraternal,
dizygotic) twins.34 The difference in the estimated concordance rates was
statistically significant for men but not for women. On the basis of these
findings, the researchers estimated that the heritability of homosexuality for
men was 0.45 with a wide 95% confidence interval of 0.00-0.71; for women, it
was 0.08 with a similarly wide confidence interval of 0.00-0.67. These
estimates suggest that for males 45% of the differences between certain sexual
orientations (homosexual versus heterosexuals as measured by the Kinsey scale)
could be attributed to differences in genes.
The large confidence intervals in the study by Bailey and colleagues
mean that we must be careful in assessing the substantive significance of these
findings. The authors interpret their findings to suggest that "any major
gene for strictly defined homosexuality has either low penetrance or low
frequency,”35 but their data did show (marginal) statistical significance.
While the concordance estimates seem somewhat high in the models used, the
confidence intervals are so wide that it is difficult to judge the reliability,
including the replicability, of these estimates.
It is worth clarifying here what "heritability” means in these
studies, since the technical meaning in population genetics is narrower and
more precise than the everyday meaning of the word. Heritability is a measure
of how much variation in a particular trait within a population can be
attributed to variation in genes in that population. It is not, however, a
measure of how much a trait is genetically determined.
Traits that are almost entirely genetically determined can have very low
heritability values, while traits that have almost no genetic basis can be
found to be highly heritable. For instance, the number of fingers human beings
have is almost completely genetically determined. But there is little variation
in the number of fingers humans have, and most of the variation we do see is
due to non-genetic factors such as accidents, which would lead to low
heritability estimates for the trait. Conversely, cultural traits can sometimes
be found to be highly heritable. For instance, whether a given individual in
mid-twentieth century America wore earrings would have been found to be highly
heritable, because it was highly associated with being male or female, which is
in turn associated with possessing XX or XY sex chromosomes, making variability
in earring-wearing behavior highly associated with genetic differences, despite
the fact that wearing earrings is a cultural rather than biological phenomenon.
Today, heritability estimates for earring-wearing behavior would be lower than
they were in mid-twentieth century America, not because of any changes in the
American gene pool, but because of the increased acceptance of men wearing
earrings.36
So, a heritability estimate of 0.45 does not mean that 45% of sexuality
is determined by genes. Rather, it means that 45% of the variation between
individuals in the population studied can be attributed in some way to genetic
factors, as opposed to environmental factors.
In 2010, psychiatric epidemiologist Niklas Langstrom and colleagues conducted
a large, sophisticated twin study of sexual orientation, analyzing data from
3,826 identical and fraternal same-sex twin pairs (2,320 identical and 1,506
fraternal pairs).37 The researchers operationalized homosexuality in terms of
lifetime same-sex sexual partners. The sample’s concordance rates were somewhat
lower than those found in the study by Bailey and colleagues. For having had at
least one same-sex partner, the concordance for men was 18% in identical twins
and 11% in fraternal twins; for women, 22% and 17%, respectively. For total
number of sexual partners, concordance rates for men were 5% in identical twins
and 0% in fraternal twins; for women, 11% and 7%, respectively.
For men, these rates suggest an estimated heritability rate of 0.39 for
having had at least one lifetime same-sex partner (with a 95% confidence
interval of 0.00-0.59), and 0.34 for total number of same-sex partners (with a
95% confidence interval of 0.00-0.53). Environmental factors experienced by one
twin but not the other explained 61% and 66% of the variance, respectively,
while environmental factors shared by the twins failed to explain any of the
variance. For women, the heritability rate for having had at least one lifetime
same-sex partner was 0.19 (95% confidence interval of 0.00-0.49); for total
number of same-sex partners, it was 0.18 (95% confidence interval of
0.11-0.45). Unique environmental factors accounted for 64% and 66% of the
variance, respectively, while shared environmental factors accounted for 17% and
16%, respectively. These values indicate that, while the genetic component of
homosexual behavior is far from negligible, non-shared environmental factors
play a critical, perhaps preponderant, role. The authors conclude that sexual
orientation arises from both heritable and environmental influences unique to
the individual, stating that "the present results support the notion that
the individual-specific environment does indeed influence sexual preference.”38
Another large and nationally representative study of twins published by
sociologists Peter S. Bearman and Hannah Brückner in 2002 used data from the
National Longitudinal Study of Adolescent to Adult Health (commonly abbreviated
as ‘Add Health”) of adolescents in grades 7-12.39 They attempted to estimate
the relative influence of social factors, genetic factors, and prenatal
hormonal factors on the development of same-sex attractions. Overall, 8.7% of
the 18,841 adolescents in their study reported same-sex attractions, 3.1%
reported a same-sex romantic relationship, and 1.5% reported same-sex sexual
behavior. The authors first analyzed the "social influence hypothesis,”
according to which opposite-sex twins receive less gendered socialization from
their families than same-sex twins or opposite-sex siblings, and found that
this hypothesis was well-supported in the case of males. While female
opposite-sex twins in the study were the least likely of all the groups to
report same-sex attractions (5.3%), male opposite-sex twins were the likeliest
to report same-sex attractions (16.8%)—more than twice as likely as males with
a full, non-twin sister (16.8% vs. 7.3%). The authors concluded there was
"substantial indirect evidence in support of a socialization model at the
individual level.”40
The authors also examined the "intrauterine hormone transfer hypothesis,”
according to which prenatal hormone transfers between opposite- sex twin
fetuses influences the sexual orientation of the twins. (Note that this is
different from the more general hypothesis that prenatal hormones influence the
development of sexual orientation.) In the study, the proportion of male
opposite-sex twins reporting same-sex attraction was about twice as high for
those without older brothers (18.7%) as for those with older brothers (8.8%). The
authors argued that this finding was strong evidence against the
hormone-transfer hypothesis, since the presence of older brothers should not
decrease the likelihood of same-sex attraction if that attraction has a basis
in prenatal hormonal transfers. However, that conclusion seems premature: the
observations are consistent with the possibility of both hormonal factors and
the presence of an older brother having an effect (especially if the latter
influences the former). This study also found no correlation between
experiencing same-sex attraction and having multiple older brothers, which had
been reported in some earlier studies.41
Finally, Bearman and Brückner did not find evidence of significant
genetic influence on sexual attraction. Significant influence would require
that identical twins have significantly higher concordance rates for same- sex
attraction than fraternal twins or non-twin siblings. But in the study, the
rates were statistically similar: identical twins were 6.7% concordant, dizygotic
pairs 7.2% concordant, and full siblings 5.5% concordant. The authors concluded
that "it is more likely that any genetic influence, if present, can only
be expressed in specific and circumscribed social struc- tures.”42 Based on
their data, they suggested the one observed social structure that might enable
this genetic expression is the more limited "gender socialization
associated with firstborn OS [opposite-sex] twin pairs.”43 Thus, they inferred
that their results "support the hypothesis that less gendered
socialization in early childhood and preadolescence shapes subsequent same-sex
romantic preferences.”44 While the findings here are suggestive, further
research is needed to confirm this hypothesis. The authors also argued that the
higher concordance rates for same-sex attraction reported in previous studies
may be unreliable due to method-ological problems such as non-representative
samples and small sample sizes. (It should be noted, however, that these
remarks were published prior to the study by Längström and colleagues discussed
above, which uses a study design that does not appear to have these
limitations.)
To reconcile the somewhat mixed data on heritability, we could hypothesize
that attraction to the same sex may have a stronger heritable component as
people age—that is, when researchers attempt to measure sexual orientation
later in life (as in the 2010 study by Längström and colleagues) than when
measured earlier in life. Heritability estimates can change depending on the
age at which a trait is measured because changes in the environmental factors
that might influence variation in the trait may vary for individuals at
different ages, and because genetically influenced traits may become more fixed
at a later stage in an individual’s development (height, for instance, becomes
fixed in early adulthood). This hypothesis is also suggested by findings,
discussed below, that same-sex attraction may be more fluid in adolescence than
in later stages of adulthood.
In contrast to the studies just summarized, psychiatrist Kenneth S.
Kendler and colleagues conducted a large twin study using a probability sample
of 794 twin pairs and 1,380 non-twin siblings.45 Based on concordance rates for
sexual orientation (defined in this study as self-identification based on
attraction), the authors state that their results "suggest that genetic
factors may provide an important influence on sexual orientation.”46 The study
does not, however, appear to be sufficiently powerful to draw strong
conclusions about the degree of genetic influence on sexual-ity: only 19 of 324
identical twin pairs had any non-heterosexual member, with 6 of the 19 pairs
concordant; 15 of 240 same-sex fraternal twin pairs had any non-heterosexual
member, with 2 of the 15 pairs concordant. Because only 8 twin pairs were
concordant for non-heterosexuality, the study’s ability to draw substantively
significant comparisons between identical and fraternal twins (or between twins
and non-twin siblings) is limited.
Overall, these studies suggest that (depending on how homosexuality is
defined) in anywhere from 6% to 32% of cases, both members of an identical twin
pair would be homosexual if at least one member is. Since some twin studies
found higher concordance rates in identical twins than in fraternal twins or
non-twin siblings, there may be genetic influences on sexual desire and
behavioral preferences. One needs to bear in mind that identical twins
typically have even more similar environments—early attachment experiences,
peer relationships, and the like—than fraternal twins or non-twin siblings.
Because of their similar appearances and tem-peraments, for example, identical
twins may be more likely than fraternal twins or other siblings to be treated
similarly. So some of the higher concordance rates may be attributable to
environmental factors rather than genetic factors. In any case, if genes do
play a role in predisposing people toward certain sexual desires or behaviors,
these studies make clear that genetic influences cannot be the whole story.
Summarizing the studies of twins, we can say that there is no reliable
scientific evidence that sexual orientation is determined by a person’s genes.
But there is evidence that genes play a role in influencing sexual orientation.
So the question "Are gay people born that way?” requires clarification.
There is virtually no evidence that anyone, gay or straight, is "born that
way” if that means their sexual orientation was genetically determined. But
there is some evidence from the twin studies that certain genetic profiles
probably increase the likelihood the person later identifies as gay or engages
in same-sex sexual behavior.
Future twin studies on the heritability of sexual orientation should
include analyses of larger samples or meta-analyses or other systematic reviews
to overcome the limited sample size and statistical power of some of the
existing studies, and analyses of heritability rates across different
dimensions of sexuality (such as attraction, behavior, and identity) to
overcome the imprécisions of the ambiguous concept of sexual orientation and
the limits of studies that look at only one of these dimensions of sexuality.
Molecular Genetics
In examining the question whether, and perhaps to what extent, there may
be genetic contributions to homosexuality, we have so far looked at studies
that employ methods of classical genetics to estimate the herita- bility of a
trait like sexual orientation but that do not identify particular genes that
may be associated with the trait.47 But genetics can also be studied using what
are often called molecular methods that provide estimates of which particular
genetic variations are associated with traits, whether physical or behavioral.
One early attempt to identify a more specific genetic basis for homosexuality
was a 1993 study by geneticist Dean Hamer and colleagues of 40 pairs of
homosexual brothers.48 By examining the family history of homosexuality for
these individuals, they identified a possible linkage between homosexuality in
males and genetic markers on the Xq28 region of the X chromosome. Attempts to
replicate this influential study’s results have had mixed results: George Rice
and colleagues attempted and failed to replicate Hamer’s findings,49 though in
2015 Alan R. Sanders and colleagues were able to replicate Hamer’s original
findings using a larger population size of 409 male twin pairs of homosexual
brothers, and to find additional genetic linkage sites.50 (Since the effect was
small, however, the genetic marker would not be a good predictor of sexual
orientation.)
Genetic linkage studies like the ones discussed above are able to
identify particular regions of chromosomes that may be associated with a trait
by looking at patterns of inheritance. Today, one of the chief methods for
inferring which genetic variants are associated with a trait is the genome-wide
association study, which uses DNA sequencing technologies to identify
particular differences in DNA that may be associated with a trait. Scientists
examine millions of genetic variants in large numbers of individuals who have a
particular trait, as well as individuals who do not have the trait, and compare
the frequency of genetic variants among those who do and do not have the trait.
Specific genetic variants that occur more frequently among those who have than those
who do not have the trait are inferred to have some association with that
trait. Genome-wide association studies have become popular in recent years, yet
few such scientific studies have found significant associations of genetic
variants with sexual
orientation. The largest attempt to identify genetic variants associated
with homosexuality, a study of over 23,000 individuals from the 23andMe
database presented at the American Society of Human Genetics annual meeting in
2012, found no linkages reaching genome-wide significance for same-sex sexual
identity for males or females.51
So, again, the evidence for a genetic basis for homosexuality is
inconsistent and inconclusive, which suggests that, though genetic factors
explain some of the variation in sexual orientation, the genetic contribution
to this trait is not likely to be strong and even less likely to be decisive.
As is often true of human behavioral tendencies, there may be genetic
contributions to the tendency toward homosexual inclinations or behaviors.
Phenotypic expression of genes is usually influenced by environmental
factors—different environments may lead to different phenotypes even for the
same genes. So even if there are genetic factors that contribute to
homosexuality, an individual’s sexual attractions or preferences may also be
influenced by a number of environmental factors, such as social stressors,
including emotional, physical, or sexual abuse. Looking to developmental,
environmental, experiential, social, or volitional factors will be necessary to
arrive at a fuller picture of how sexual interests, attractions, and desires
develop.
The Limited Role of Genetics
Lay readers might note at this point that even at the purely biological
level of genetics, the shopworn "nature vs. nurture” debates regarding
human psychology have been abandoned by scientists, who recognize that no
credible hypothesis can be offered for any particular traits that would be
determined either purely by genetics or the environment. The growing field of
epigenetics, for example, demonstrates that even for relatively simple traits,
gene expression itself can be influenced by innumerable other external factors
that can shape the functioning of genes.52 This is even more relevant when it
comes to the relationship between genes and complex traits like sexual
attraction, drives, and behaviors.
These gene-environment relationships are complex and multidimensional.
Non-genetic developmental factors and environmental experiences may be
sculpted, in part, by genetic factors working in subtle ways. For example,
social geneticists have documented the indirect role of genes in peer-aligned
behaviors, such that an individual’s physical appearance could influence
whether a particular social group will include or exclude that individual.53
Contemporary geneticists know that genes can influence a person’s range
of interests and motivations, therefore indirectly affecting behavior. While
genes may in this way incline a person to certain behaviors, compelling
behavior directly, independently of a wide range of other factors, seems less
plausible. They may influence behavior in more subtle ways, depending on
external environmental stimuli (for instance, peer pressure, suggestion, and
behavioral rewards) in conjunction with psychological factors and physical
makeup. Dean Hamer, whose work on the possible role of genetics in
homosexuality was examined above, explained some of the limitations of
behavioral genetics in a 2002 article in Science: "The real culprit [of
lack of progress in behavioral genetics] is the assumption that the rich
complexity of human thought and emotion can be reduced to
a simple, linear relation between individual genes and behaviors This
oversimplified model, which underlies most current research in behavior
genetics, ignores the critical importance of the brain, the environment, and
gene expression networks.”54
The genetic influences affecting any complex human behavior—- whether
sexual behaviors, or interpersonal interactions—depend in part on individuals’
life experiences as they mature. Genes constitute only one of the many key
influences on behavior in addition to environmental influences, personal
choices, and interpersonal experiences. The weight of evidence to date strongly
suggests that the contribution of genetic factors is modest. We can say with
confidence that genes are not the sole, essential cause of sexual orientation;
there is evidence that genes play a modest role in contributing to the
development of sexual attractions and behaviors but little evidence to support
a simplistic "born that way” narrative concerning the nature of sexual
orientation.
The Influence of Hormones
Another area of research relevant to the hypothesis that people are born
with dispositions toward different sexual orientations involves prenatal
hormonal influences on physical development and subsequent male- or
female-typical behaviors in early childhood. For ethical and practical reasons,
the experimental work in this field is carried out in non-human mammals, which
limits how this research can be generalized to human cases. However, children
who are born with disorders of sexual development (DSD) serve as a population
in which to examine the influence of genetic and hormonal abnormalities on the
subsequent development of non-typical sexual identity and sexual orientation.
Hormones responsible for sexual differentiation are generally thought to
exert on the developing fetus either organizational effects—which produce
permanent changes in the wiring and sensitivity of the brain, and thus are
considered largely irreversible—or activating effects, which occur later in an
individual’s life (at puberty, and into adulthood).55 Organizational hormones
may prime the fetal systems (including the brain) structurally, and set the stage
for sensitivity to hormones presenting at puberty and beyond, when the hormone
will then "activate” systems which were "organized” prenatally.
Periods of peak response to the hormonal environment are thought to
occur during gestation. For example, testosterone is thought to influence the
male fetus maximally between weeks 8 and 24, and then again at birth, until
about three months of age.56 Estrogens are provided throughout gestation by the
placenta and the mother’s blood system.57 Studies in animals reveal there may
even be multiple periods of sensitivity for a variety of hormones, that the
presence of one hormone may influence the action of another hormone, and the
sensitivity of the receptors for these hormones can influence their actions.58
Sexual differentiation, alone, is a highly complex system.
Specific hormones of interest in this area of research are testosterone,
dihydrotestosterone (a metabolite of testosterone, and more potent than
testosterone), estradiol, progesterone, and cortisol. The generally accepted
pathways of normal hormonal influence of development in utero are as follows.
The typical pattern of sex differentiation in human fetuses begins with the
differentiation of the sex organs into testes or ovaries, a process that is
largely genetically controlled. Once these organs have differentiated, they
produce specific hormones that determine development of external genitalia.
This window of time in gestation is when hormones exert their phenotypic and
neurological effects. Testosterone secreted by the testes contributes to the
development of male external genitalia and affects neurological development in
males;59 it is the absence of testosterone in females which allows for the
female pattern of external genitalia to develop.60 Imbalances of testosterone
or estrogen, as well as their presence or absence at specific critical periods
of gestation, may cause disorders of sexual development. (Genetic or
environmental effects can also lead to disorders of sexual development.)
Stress may also play some role in influencing the way hormones shape
gonadal development, neurodevelopment, and subsequent sex-typical behaviors in
early childhood.61 Cortisol is the main hormone associated with stress
responses. It may originate from the mother, if she experiences severe
stressors during her pregnancy, or from the fetus under stress.62 Elevated
levels of cortisol may also occur from genetic defects.63 One of the most
extensively studied disorders of sexual development is congenital adrenal
hyperplasia (CAH), which in females can result in genital virilization.64 Over
90% of cases of CAH result from a mutation in a gene that codes for an enzyme
that helps synthesize cortisol.65 This results in an overproduction of cortisol
precursors, some of which are converted into androgens (hormones associated
with male sex development).66 As a result, girls are born with some degree of
virilization of their genitalia, depending on the severity of the genetic
defect.67 For severe cases of genital virilization, surgical intervention is
sometimes performed to normalize the genitalia. Hormone therapies are also
often administered to mitigate the effects of excess androgen production.68
Females with CAH, who as fetuses were exposed to above-average levels of
androgens, are less likely to be exclusively heterosexual than females without
CAH, and females with more severe forms of CAH are more likely to be
non-heterosexual than females with milder forms of the condition.69
Likewise, there are disorders of sexual development in genetic males
affected by androgen insensitivity. In males with androgen insensitivity
syndrome, the testes produce testosterone normally, but the receptors to
testosterone are not functional.70 The genitalia, at birth, appear to be
female, and the child is usually raised as a female. The individual’s
endogenous testosterone is broken down into estrogen, such that the individual
begins to develop female secondary sex characteristics.71 It does not become
apparent that there is a problem until puberty, when the individual does not
start menses appropriately.72 These patients generally prefer to continue life
as females, and their sexual orientation does not differ from females having an
XX genotype.73 Studies have suggested that they are just as likely if not more
likely to be exclusively interested in male partners than XX females.74
There are other disorders of sexual development affecting some genetic
males (i.e., with an XY genotype) in whom androgen deficiencies are a direct
result of the lack of enzymes either to synthesize dihydrotestosterone from
testosterone or to produce testosterone from its precursor hormone.75
Individuals with these deficiencies are born with varied degrees of ambiguous
genitalia, and are sometimes raised as girls. During puberty, however, these
individuals often experience physical virilization, and must then decide
whether to live as men or women. Peggy T. Cohen-Kettenis, a professor of gender
development and psychopathology, found that 39 to 64% of individuals with these
deficiencies who are raised as girls change to live as men in adolescence and
early adulthood, and she also reported that "the degree of external
genital masculinization at birth does not seem to be related to gender role
changes in a systematic way.”76
The twin studies reviewed earlier may shed light on the role of maternal
hormonal influences, since both identical and fraternal twins are exposed to
similar maternal hormonal influences in utero. The relatively weak concordance
rates in the twin studies suggest that prenatal hormones, like genetic factors,
do not play a strongly determinative role in sexual orientation. Other attempts
at finding significant hormonal influences on sexual development have likewise
been mixed, and the salience of the findings is not yet clear. Since direct
studies of prenatal hormonal influences on sexual development are
methodologically difficult, some studies have tried to develop models whereby
differences in prenatal hormonal exposure can be inferred indirectly—by
measuring subtle morphological changes or by examining hormonal disorders that
are present later during development.
For example, one rough proxy of prenatal testosterone levels used by
researchers is the ratio between the length of the second finger (index finger)
and the fourth finger (ring finger), which is commonly called the "2D:4D
ratio.” Some evidence suggests that the ratio may be influenced by prenatal
exposure to testosterone, such that in males higher levels of exposure to
testosterone cause shorter index fingers relative to the ring finger (or having
a low 2D:4D ratio), and vice versa.77 According to one hypothesis, homosexual
men may have a higher 2D:4D ratio (closer to the ratio found in females than in
heterosexual males), while another hypothesis suggests the opposite, that
homosexual men may be hypermasculin- ized by prenatal testosterone, resulting
in a lower ratio than in heterosexual men. For women, the hypothesis for
homosexuality that they have been hypermasculinized (lower ratio, higher testosterone)
has also been proposed. Several studies comparing this trait in homosexually
versus heterosexually identified men and women have shown mixed results.
A study published in Nature in 2000 found that in a sample of 720
California adults, the right-hand 2D:4D ratio of homosexual women was
significantly more masculine (that is, the ratio was smaller) than that of
heterosexual women and did not differ significantly from that of heterosexual
men.78 This study also found no significant difference in mean 2D:4D ratio
between heterosexual and homosexual men. Another study that year, which used a
relatively small sample of homosexual and heterosexual men from the United
Kingdom, reported a lower 2D:4D (that
is, more masculine) ratio in homosexual men.79 A 2003 study using a
London-based sample also found that homosexual men had a lower 2D:4D ratio than
heterosexuals,80 while two other studies with samples from California and Texas
showed higher 2D:4D ratios for homosexual men.81
A 2003 twin study compared seven female monozygotic twin pairs
discordant for homosexuality (one twin was lesbian) and five female monozygotic
twin pairs concordant for homosexuality (both twins were lesbian).82 In the
twin pairs discordant for sexual orientation, the individuals identifying as
homosexual had significantly lower 2D:4D ratios than their twins, whereas the
concordant twins showed no difference. The authors interpreted this result as
suggesting that "low 2D:4D ratio is a result of differences in prenatal
environment.”83 Finally, a 2005 study of 2D:4D ratios in an Austrian sample of
95 homosexual and 79 heterosexual men found that the 2D:4D ratios of
heterosexual men were not significantly different from those of homosexual
men.84 After reviewing the several studies on this trait, the authors conclude
that "more data are essential before we can be sure whether there is a
2D:4D effect for sexual orientation in men when ethnic variation is controlled
for.”85
Much research has examined the effects of prenatal hormones on behavior
and brain structure. Again, these results come primarily from studies of
non-human primates, but the study of disorders of sexual development has
provided helpful insights into the effects of hormones on sexual development in
humans. Since hormonal influences typically occur during time-sensitive periods
of development, when their effects manifest physically, it is reasonable to
assume that organizational effects of these early, time-linked hormonal
patterns are likely to direct aspects of neural development. Neuroanatomical
connectivity and neurochemical sensitivities may be among such influences.
In 1983, Günter Dörner and colleagues performed a study investigating
whether there is any relationship between maternal stress during pregnancy and
later sexual identity of their children, interviewing two hundred men about
stressful events that may have occurred to their mothers during their prenatal
lives.86 Many of these events occurred as a consequence of World War II. Of men
who reported that their mothers had experienced moderately to severely
stressful events during pregnancy, 65% were homosexual, 25% were bisexual, and
10% were heterosexual. (Sexual orientation was assessed using the Kinsey
scale.) However, more recent studies have shown much smaller or no significant
correlations.87 In a 2002 prospective study on the relationship between sexual
orientation and prenatal stress during the second and third trimesters, Hines
and colleagues found that stress reported by mothers during pregnancy showed
"only a small relationship” to male-typical behaviors in their daughters
at the age of 42 months, "and no relationship at all” to female- typical
behaviors in their sons.88
In summary, some forms of prenatal hormone exposure, particularly CAH in
females, are associated with differences in sexual orientation, while other
factors are often important in determining the physical and psychological
effects of those exposures. Hormonal conditions that contribute to disorders of
sex development may contribute to the development of non-heterosexual
orientations in some individuals, but this does not demonstrate that such
factors explain the development of sexual attractions, desires, and behaviors
in the majority of cases.
Sexual Orientation and the Brain
There have been several studies examining neurobiological differences
between individuals who identify as heterosexual and those who identify as
homosexual. This work began with neuroscientist Simon LeVay’s 1991 study that
reported biological differences in the brains of gay men as compared to
straight men—specifically, a difference in volume in a particular cell group of
the interstitial nuclei of the anterior hypothalamus (INAH3).89 Later work by
psychiatrist William Byne and colleagues showed more nuanced findings: "In
agreement with two prior studies... we found INAH3 to be sexually dimorphic,
occupying a significantly greater volume in males than females. In addition, we
determined that the sex difference in volume was attributable to a sex
difference in neuronal number and not in neuronal size or density.”90 The
authors noted that, "Although there was a trend for INAH3 to occupy a
smaller volume in homosexual men than in heterosexual men, there was no
difference in the number of neurons within the nucleus based on sexual
orientation.” They speculated that "postnatal experience” may account for
the differences in volume in this region between homosexual and heterosexual
men, though this would require further research to confirm.91 They also noted
that the functional significance of sexual dimorphism in INAH3 is unknown. The
authors conclude: "Based on the results of the present study as well as
those of LeVay (1991), sexual orientation cannot be reliably predicted on the
basis of INAH3 volume alone.”92 In 2002, psychologist Mitchell S. Lasco and
colleagues published a study examining a different part of the brain—the
anterior commissure—and found that there were no significant differences in
that area based either on sex or sexual orientation.93
Other studies have since been conducted to ascertain structural or
functional differences between the brains of heterosexual and homosexual
individuals (using a variety of criteria to define these categories). Findings
from several of these studies are summarized in a 2008 commentary published in
the Proceedings of the National Academy of Sciences94 Research of this kind,
however, does not seem to reveal much of relevance regarding the etiology or
biological origins of sexual orientation. Due to inherent limitations, this
research literature is fairly unremarkable. For example, in one study
functional MRI was used to measure activity changes in the brain when pictures
of men and women were shown to subjects, finding that viewing a female face
produced stronger activity in the thalamus and orbi- tofrontal cortex of
heterosexual men and homosexual women, whereas in homosexual men and
heterosexual women these structures reacted more strongly to the face of a
man.95 That the brains of heterosexual women and homosexual men reacted
distinctively to the faces of men, whereas the brains of heterosexual men and
homosexual women reacted distinctively to the faces of women, is a finding that
seems rather trivial with respect to understanding the etiology of homosexual attractions.
In a similar vein, one study reported different responses to pheromones between
homosexual and heterosexual men,96 and a follow-up study showed a similar finding
in homosexual compared to heterosexual women.97 Another study showed differences
in cerebral asymmetry and functional connectivity between homosexual and
heterosexual subjects.98
While findings of this kind may suggest avenues for future investigation,
they do not move us much closer to an understanding of the biological or
environmental determinants of sexual attractions, interests, preferences, or
behaviors. We will say more about this below. For now, we will briefly
illustrate a few of the inherent limitations in this area of research with the
following hypothetical example. Suppose we were to study the brains of yoga
teachers and compare them to the brains of bodybuilders. If we search long
enough, we will eventually find statistically significant differences in some
area of brain morphology or brain function between these two groups. But this
would not imply that such differences determined the different life
trajectories of the yoga teacher and the bodybuilder. The brain differences
could have been the result, rather than the cause, of distinctive patterns of
behavior or interests.99 Consider another example. Suppose that gay men tend to
have less body fat than straight men (as indicated by lower average scores on
body mass indices). Even though body mass is, in part, determined by genetics,
we could not claim based on this finding that there is some innate, genetic
cause of both body mass and homosexuality at work. It could be the case, for
instance, that being gay is associated with a diet that lowers body mass. These
examples illustrate one of the common problems encountered in the popular interpretation
of such research: the suggestion that the neurobiological pattern determines a
particular behavioral expression.
With this overview of studies on biological factors that might influence
sexual attraction, preferences, or desires, we can understand the rather strong
conclusion by social psychologist Letitia Anne Peplau and colleagues in a 1999
review article: "To recap, more than 50 years of research has failed to
demonstrate that biological factors are a major
influence in the development of women’s sexual orientation Contrary
to popular belief, scientists have not convincingly demonstrated that
biology determines women’s sexual orientation.”100 In light of the studies we
have summarized here, this statement could also be made for research on male
sexual orientation, however this concept is defined.
Misreading the Research
There are some significant built-in limitations to what the kind of
empirical research summarized in the preceding sections can show. Ignoring
these limitations is one of the main reasons the research is routinely
misinterpreted in the public sphere. It may be tempting to assume, as we just
saw with the example of brain structure, that if a particular biological
profile is associated with some behavioral or psychological trait, then that
biological profile causes that trait. This reasoning relies on a fallacy, and
in this section we explain why, using concepts from the field of epidemiology.
While some of these issues are rather technical in detail, we will try to
explain them in a general way that is accessible to the non-specialist reader.
Suppose for the sake of illustration that one or more differences in a
biological trait are found between homosexual and heterosexual men. That
difference could be a discrete measure (call this D) such as presence of a
genetic marker, or it could be a continuous measure (call this C) such as the
average volume of a particular part of the brain.
Showing that a risk factor significantly increases the chances of a
particular health outcome or a behavior might give us a clue to development of
that health outcome or that behavior, but it does not provide evidence of
causation. Indeed, it may not provide evidence of anything but the weakest of
correlations. The inference is sometimes made that if it can be shown that gay
men and straight men differ significantly in the probability that D is present
(whether a gene, a hormonal factor, or something else), no matter how low that
probability, then this finding suggests that being gay has a biological basis.
But this inference is unwarranted. Doubling (or even tripling or quadrupling)
the probability of a relatively rare trait can have little value in terms of
predicting who will or will not identify as gay.
The same would be true for any continuous variable (C). Showing a
significant difference at the mean or average for a given trait (such as the
volume of a particular brain region) between men who identify as heterosexual
and men who identify as homosexual does not suffice to show that this average
difference contributes to the probability of identifying as heterosexual or
homosexual. In addition to the reasons explained above, a significant
difference at the means of two distributions can be consistent with a great
deal of overlap between the distributions. That is, there may be virtually no
separation in terms of distinguishing between some individual members of each
group, and thus the measure would not provide much predictability for sexual
orientation or preference.
Some of these issues could, in part, be addressed by additional methodological
approaches, such as the use of a training sample or crossvalidation procedures.
A training sample is a small sample used to develop a model (or hypothesis);
this model is then tested on a larger independent sample. This method avoids
testing a hypothesis on the same data used to develop the hypothesis.
Cross-validation includes procedures used to examine whether a statistically
significant effect is really there or just due to chance. If one wants to show
the result did not occur by chance (and if the sample is large), one can run
the same tests on a random split of the relevant sample. After finding a
difference in the prevalence of trait D or C between a gay sample and a
straight sample, researchers could randomly split the gay sample into two
groups and then show that these two groups do not differ regarding D or C.
Suppose one finds five differences out of 100 comparing gay to straight men in
the overall samples, then finds five differences out of 100 when comparing the
split gay samples. This would cast additional doubt on the initial finding of a
difference between the means of gay and straight individuals.
Sexual Abuse Victimization
"Whereas the preceding discussion considered the part that
biological factors might play in the development of sexual orientation, this
section will summarize evidence that a particular environmental
factor—childhood sexual abuse—is reported significantly more often among those
who later identify as homosexual. The results presented below raise the
question whether there is an association between sexual abuse, particularly in
childhood, and later expressions of sexual attraction, behavior, or identity.
If so, might child abuse increase the probability of having a non-heterosexual
orientation?
Correlations, at least, have been found, as we will summarize below. But
we should note first that they might be accounted for by one or more of the
following conjectures:
1. Abuse might contribute to
the development of non-heterosexual orientation.
2. Children with (signs of
future) non-heterosexual tendencies might attract abusers, placing them at
elevated risk.
3. Certain factors might
contribute to both childhood sexual abuse and non-heterosexual tendencies (for
instance, a dysfunctional family or an alcoholic parent).
It should be kept in mind that these three hypotheses are not mutually
exclusive; all three, and perhaps others, might be operative. As we summarize
the studies on this issue, we will try to evaluate each of these hypotheses in
light of current scientific research.
Behavioral and community health professor Mark S. Friedman and
colleagues conducted a 2011 meta-analysis of 37 studies from the United States
and Canada examining sexual abuse, physical abuse, and peer victimization in
heterosexuals as compared to non-heterosexuals.101 Their results showed that
non-heterosexuals were on average 2.9 times more likely to report having been
abused as children (under 18 years of age). In particular, non-heterosexual
males were 4.9 times likelier—and nonheterosexual females, 1.5 times
likelier—than their heterosexual counterparts to report sexual abuse.
Non-heterosexual adolescents as a whole were 1.3 times likelier to indicate
physical abuse by parents than their heterosexual peers, but gay and lesbian
adolescents were only 0.9 times as likely (bisexuals were 1.4 times as likely).
As for peer victimization, nonheterosexuals were 1.7 times likelier to report
being injured or threatened with a weapon or being attacked.
The authors note that although they hypothesized that the rates of abuse
would decrease as social acceptance of homosexuality rose, "disparities in
prevalence rates of sexual abuse, parental physical abuse, and peer
victimization between sexual minority and sexual nonminority youths did
not change from the 1990s to the first decade of the 2000s.”102 While these
authors cite authorities who claim that sexual abuse does not "cause
individuals to become gay, lesbian, or bisexual,”103 their data do not give
evidence against the hypothesis that childhood sexual abuse might affect sexual
orientation. On the other hand, the causal path could be in the opposite
direction or bi-directional. The evidence does not refute or support this
conjecture; the study’s design is not capable of shedding much light on the
question of directionality.
The authors invoke a widely-cited hypothesis to explain the higher rates
of sexual abuse among non-heterosexuals, the hypothesis that "sexual
minority individuals are... more likely to be targeted for sexual abuse, as
youths who are perceived to be gay, lesbian, or bisexual are more likely to be
bullied by their peers.”104 The two conjectures—that abuse is a cause and that
it is a result of non-heterosexual tendencies—are not mutually exclusive: abuse
may be a causal factor in the development of non-heterosexual attractions and
desires, and at the same time nonheterosexual attractions, desires, and
behaviors may increase the risk of being targeted for abuse.
Community health sciences professor Emily Faith Rothman and colleagues
conducted a 2011 systematic review of the research investigating the prevalence
of sexual assault against people who identify as gay, lesbian, or bisexual in
the United States.105 They examined 75 studies (25 of which used probability
sampling) involving a total of 139,635 gay or bisexual (GB) men and lesbian or
bisexual (LB) women, which measured the prevalence of victimization due to
lifetime sexual assault (LSA), childhood sexual assault (CSA), adult sexual
assault (ASA), intimate partner sexual assault (IPSA), and hate-crime-related
sexual assault (HC). Although the study was limited by not having a
heterosexual control group, it showed alarmingly high rates of sexual assault,
including childhood sexual assault, for this population, as summarized in Table
1.
Using a multi-state probability-based sample in a 2013 study, psychologist
Judith Anderson and colleagues compared differences in adverse childhood
experiences—including dysfunctional households; physical, sexual, or emotional
abuse; and parental discord—among self-identified homosexual, heterosexual, and
bisexual adults.106 They found that bisexuals had significantly higher
proportions than heterosexuals of all adverse childhood experience factors, and
that gays and lesbians had significantly higher proportions than heterosexuals
of all these measures except parental separation or divorce. Overall, gays and
lesbians had nearly 1.7 times,
Table 1. Sexual Assault among Gay/Bisexual Men and Lesbian/Bisexual
Women
GB Men (%) LB Women (%)
CSA: 4.1-59.2 (median 22.7) CSA:
14.9-76.0 (median 34.5)
ASA: 10.8-44.7 (median 14.7) ASA:
11.3-53.2 (median 23.2)
LSA: 11.8-54.0 (median 30.4) LSA:
15.6-85.0 (median 43.4)
IPSA: 9.5-57.0 (median 12.1) IPSA:
3.0-45.0 (median 13.3)
HC: 3.0-19.8 (median 14.0) HC:
1.0-12.3 (median 5.0)
and bisexuals 1.6 times, the heterosexual rate of adverse childhood
experiences. The data for abuse are summarized in Table 2.
While this study, like some others we have discussed, may be limited by
recall bias—that is, inaccuracies introduced by errors of memory—it has the
merit of having a control group of self-identified heterosexuals to compare
with self-identified gay/lesbian and bisexual cohorts. In their discussion of
findings, the authors critique the hypothesis that childhood trauma has a
causal relationship to homosexual preferences. Among their reasons for
skepticism, they note that the vast majority of individuals who suffer childhood
trauma do not become gay or bisexual, and that gender- nonconforming behavior
may help explain the elevated rates of abuse. However, it is plausible from
these and related results to hypothesize
Table 2. Adverse Childhood Experiences among Gays/Lesbians, Bisexuals,
and Heterosexuals
Sexual Abuse (%)
GLs Bisexuals Heterosexuals
29.7 34.9 14.8
Emotional Abuse (%)
GLs Bisexuals Heterosexuals
47.9 48.4 29.6
Physical Abuse (%)
GLs Bisexuals Heterosexuals
29.3 30.3 16.7
that adverse childhood experiences may be a significant—but not a
determinative—factor in developing homosexual preferences. Further studies are
needed to see whether either or both hypotheses have merit.
A 2010 study by professor of social and behavioral sciences Andrea
Roberts and colleagues examined sexual orientation and risk of posttraumatic
stress disorder (PTSD) using data from a national epidemiological face-to-face
survey of nearly 35,000 adults.107 Individuals were placed into several
categories: heterosexual with no same-sex attraction or partners (reference
group); heterosexual with same-sex attraction but no same-sex partners;
heterosexual with same-sex partners; self-identified gay/lesbian; and
self-identified bisexual. Among those reporting exposure to traumatic events,
gay and lesbian individuals as well as bisexuals had about twice the lifetime
risk of PTSD compared to the heterosexual reference group. Differences were
found in rates of childhood maltreatment and interpersonal violence: gays,
lesbians, bisexuals, and heterosexuals with same-sex partners reported
experiencing worse traumas during childhood and adolescence than the reference
group. The findings are summarized in Table 3.
Similar patterns emerged in a 2012 study by psychologist Brendan Zietsch
and colleagues that primarily focused on the distinct question of whether
common causal factors could explain the association between sexual
orientation—in this study defined as sexual preference—and depression.108 In a
community sample of 9,884 adult twins, the authors found that non-heterosexuals
had significantly elevated prevalence of lifetime depression (odds ratio for
males 2.8; odds ratio for females 2.7). As the authors point out, the data
raised questions about whether higher rates of depression for non-heterosexuals
could be explained, in their entirety, by the social stress hypothesis (the
idea, discussed in depth in Part Two of this report, that social stress
Table 3. Childhood Exposure to Maltreatment or Interpersonal Violence
(before Age 18)
Women Men
49.2% of lesbians 31.5% of gays
51.2% of bisexuals Approximately
32% of bisexuals109
40.9% of heterosexuals with same-sex partners 27.9% of heterosexuals with same-sex partners
21.2% of heterosexuals 19.8% of
heterosexuals
experienced by sexual minorities accounts for their elevated risks of
poor mental health outcomes). Heterosexuals with a non-heterosexual twin had
higher rates of depression (39%) than heterosexual twin pairs (31%), suggesting
that genetic, familial, or other factors may play a role.
The authors note that "in both males and females, significantly
higher rates of non-heterosexuality were found in participants who experienced
childhood sexual abuse and in those with a risky childhood family environment.”110
Indeed, 41% of non-heterosexual males and 42% of non-heterosexual females
reported childhood family dysfunction, compared to 24% and 30% of heterosexual
males and females, respectively. And 12% of non-heterosexual males and 24% of
non-heterosexual females reported sexual abuse before the age of 14, compared
with 4% and 11% of heterosexual males and females, respectively. The authors
are careful to emphasize that their findings should not be interpreted as
disproving the social stress hypothesis, but suggest that there may be other
factors at work. Their findings do, however, suggest there could be common
etiological factors for depression and non-heterosexual preferences, as they
found that genetic factors account for 60% of the correlation between sexual
orientation and depression.111
In a 2001 study, psychologist Marie E. Tomeo and colleagues noted that
the previous literature had consistently found increased rates of reported
childhood molestation in the homosexual population, with somewhere between 10%
and 46% reporting that they had experienced childhood sexual abuse.112 The
authors found that 46% of homosexual men and 22% of homosexual women reported
that they had been molested by a person of the same gender, as compared with 7%
of heterosexual men and 1% of heterosexual women. Moreover, 38% of homosexual
women interviewed did not identify as homosexual until after the abuse, while
the authors report conflicting figures—68% in one part of the paper and (by
inference) 32% in another— for the number of homosexual men who did not
identify as homosexual until after the abuse. The sample for this study was
relatively small, only 267 individuals; also, the "sexual contact” measure
of abuse in the survey was somewhat vague, and the subjects were recruited from
participants in gay pride events in California. But the authors state that
"it is most unlikely that all the present findings apply only to
homosexual persons who go to homosexual fairs and volunteer to participate in
questionnaire research.”113
In 2010, psychologists Helen Wilson and Cathy S. Widom published a
prospective 30-year follow-up study—one that looked at children who had
experienced abuse or neglect between 1961 and 1971, and then followed up with
those children after 30 years—to ascertain whether physical abuse, sexual
abuse, or neglect in childhood increased the likelihood of same-sex
sexual relationships later in life.114 An original sample of 908 abused
and/ or neglected children was matched with a non-maltreated control group of
667 individuals (matched for age, sex, race or ethnicity, and approximate
socioeconomic status). Homosexuality was operationalized as anyone who had
cohabited with a same-sex romantic partner or had a same-sex sexual partner,
which made up 8% of the sample. Among these 8%, most individuals also reported
having had opposite-sex partners, suggesting high rates of bisexuality or
fluidity in sexual attractions or behaviors. The study found that those who
reported histories of childhood sexual abuse were 2.8 times more likely to
report having had same-sex sexual relationships, though the "relationship
between childhood sexual abuse and same- sex sexual orientation was significant
only for men.”115 This finding suggested that boys who are sexually abused may
be more likely to establish both heterosexual and homosexual relationships.
The authors advised caution in interpreting this result, because the
sample size of sexually abused men was small, but the association remained
statistically significant when they controlled for total lifetime number of
sexual partners and for engaging in prostitution. The study was also limited by
a definition of sexual orientation that was not sensitive to how participants
identified themselves. It may have failed to capture people with same-sex
attractions but no same-sex romantic relationship history. The study had two
notable methodological strengths. The prospective design is better suited for
evaluating causal relationships than the typical retrospective design. Also,
the childhood abuse recorded was documented when it occurred, thus mitigating
recall bias.
Having examined the statistical association between childhood sexual
abuse and later homosexuality, we turn to the question of whether the
association suggests causation.
A 2013 analysis by health researcher Andrea Roberts and colleagues
attempted to provide an answer to this question.116 The authors noted that
while studies show 1.6 to 4 times more reported childhood sexual and physical
abuse among gay and lesbian individuals than among heterosexuals, conventional
statistical methods cannot demonstrate a strong enough statistical relationship
to support the argument of causation. They argued that a sophisticated
statistical method called "instrumental variables,” imported from econometrics
and economic analysis, could increase the level of association.117 (The method
is somewhat similar to the method of "propensity scores,” which is more
sophisticated and more familiar to public health researchers.) The authors
applied the method of instrumental variables to data collected from a
nationally representative sample.
They used three dichotomous measures of sexual orientation: any vs. no
same-sex attraction; any vs. no lifetime same-sex sexual partners; and lesbian,
gay, or bisexual vs. heterosexual self-identification. As in other studies, the
data showed associations between childhood sexual abuse or maltreatment and all
three dimensions of non-heterosexuality (attraction, partners, identity), with
associations between sexual abuse and sexual identity being the strongest.
The authors’ instrumental variable models suggested that early sexual
abuse increased the predicted rate of same-sex attraction by 2.0 percentage
points, same-sex partnering by 1.4 percentage points, and same-sex identity by
0.7 percentage points. The authors estimated the rate of homosexuality that
might be attributable to sexual abuse "using effect estimates from
conventional models” and found that on conventional effect estimates, "9%
of same-sex attraction, 21% of any lifetime same-sex sexual partnering, and 23%
of homosexual or bisexual identity was due to child-hood sexual abuse.”118 We
should note that these correlations are crosssectional: they compare groups of
people to groups of people, rather than model the course of individuals over
time. (A study design with a time- series analysis would give the strongest
statistical support to the claim of causality.) Additionally, these results
have been strongly criticized on methodological grounds for having made unjustified
assumptions in the instrumental variables regression; a commentary by Drew H.
Bailey and J. Michael Bailey claims, "Not only do Roberts et al.’s results
fail to provide support for the idea that childhood maltreatment causes adult
homosexuality, the pattern of differences between males and females is opposite
what should be expected based on better evidence.”119
Roberts and colleagues conclude their study with several conjectures to
explain the epidemiological associations. They echo suggestions made elsewhere
that sexual abuse perpetrated by men might cause boys to think they are gay or
make girls averse to sexual contact with men. They also conjecture that sexual
abuse might leave victims feeling stigmatized, which in turn might make them
more likely to act in ways that are socially stigmatized (as by engaging in
same-sex sexual relationships). The authors also point to the biological
effects of maltreatment, citing studies that show that "quality of
parenting” can affect chemical and hormonal receptors in children, and
hypothesizing that this might influence sexuality "through epigenetic
changes, particularly in the stria terminalis and the medial amygdala, brain
regions that regulate social behavior.”120 They also mention the possibilities that
emotional numbing caused by maltreatment may drive victims to seek out risky
behaviors associated
with same-sex sexuality, or that same-sex attractions and partnering may
result from "the drive for intimacy and sex to repair depressed, stressed,
or angry moods,” or from borderline personality disorder, which is a risk
factor in individuals who have been maltreated.121
In short, while this study suggests that sexual abuse may sometimes be a
causal contributor to having a non-heterosexual orientation, more research is
needed to elucidate the biological or psychological mechanisms. Without such
research, the idea that sexual abuse may be a causal factor in sexual
orientation remains speculative.
Distribution of Sexual Desires and Changes Over Time
However sexual desires and interests develop, there is a related issue
that scientists debate: whether sexual desires and attractions tend to remain
fixed and unalterable across the lifespan of a person—or are fluid and subject
to change over time but tend to become fixed after a certain age or
developmental period. Advocates of the "born that way” hypothesis, as
mentioned earlier, sometimes argue that a person is not only born with a sexual
orientation but that that orientation is immutable; it is fixed for life.
There is now considerable scientific evidence that sexual desires,
attractions, behaviors, and even identities can, and sometimes do, change over
time. For findings in this area we can turn to the most comprehensive study of
sexuality to date, the 1992 National Health and Social Life Survey conducted by
the National Opinion Research Center at the University of Chicago (NORC).122
Two important publications have appeared using data from NORC’s comprehensive
survey: The Social Organization of Sexuality: Sexual Practices in the United
States, a large tome of data intended for the research community, and Sex in
America: A Definitive Survey, a smaller and more accessible book summarizing
the findings for the general public.123 These books present data from a
reliable probability sample of the American population between ages 18 and 59.
According to data from the NORC survey, the estimated prevalence of
non-heterosexuality, depending on how it was operationalized, and on whether
the subjects were male or female, ranged between roughly 1% and 9%.124 The NORC
studies added scientific respectability to sexual surveys, and these findings
have been largely replicated in the United States and abroad. For example, the
British National Survey of Sexual Attitudes and Lifestyles (Natsal) is probably
the most reliable source of information on sexual behavior in that country—a
study conducted every ten years since 1990.125
The NORC study also suggested ways in which sexual behaviors and
identities can vary significantly under different social and environmental
circumstances. The findings revealed, for example, a sizable difference in
rates of male homosexual behavior among individuals who spent their adolescence
in rural as compared to large metropolitan cities in America, suggesting the
influence of social and cultural environments. Whereas only 1.2% of males who
had spent their adolescence in a rural environment responded that they had had
a male sexual partner in the year of the survey, those who had spent
adolescence living in metropolitan areas were close to four times (4.4%) more
likely to report that they had had such an encounter.126 From these data one
cannot infer differences between these environments in the prevalence of sexual
interests or attractions, but the data do suggest differences in sexual
behaviors. Also of note is that women who attended college were nine times more
likely to identify as lesbians than women who did not.127
Moreover, other population-based surveys suggest that sexual desire may
be fluid for a considerable number of individuals, especially among adolescents
as they mature through the early stages of adult development. In this regard,
opposite-sex attraction and identity seem to be more stable than same-sex or
bisexual attraction and identity. This is suggested by data from the National
Longitudinal Study of Adolescent to Adult Health (the ‘Add Health” study
discussed earlier). This prospective longitudinal study of a nationally
representative sample of U.S. adolescents starting in grades 7-12 began during
the 1994-1995 school year, and followed the cohort into young adulthood, with
four follow-up interviews (referred to as Waves I, II, III, IV in the
literature).128 The most recent was in 2007-2008, when the sample was aged
24-32.
Same-sex or both-sex romantic attractions were quite prevalent in the
study’s first wave, with rates of approximately 7% for the males and 5% for the
females.129 However, 80% of the adolescent males who had reported same-sex
attractions at Wave I later identified themselves as exclusively heterosexual
as young adults at Wave IV130 Similarly, for adolescent males who, at Wave I,
reported romantic attraction to both sexes, over 80% of them reported no
same-sex romantic attraction at Wave III.131 The data for the females surveyed were
similar but less striking: for adolescent females who had both-sex attractions
at Wave I, more than half reported exclusive attraction to males at Wave
III.132
J. Richard Udry, the director of Add Health for Waves I, II, and III,133
was among the first to point out the fluidity and instability of romantic
attraction between the first two waves. He reported that among boys who
reported romantic attraction only to boys and never to girls at Wave I, 48% did
so during Wave II; 35% reported no attraction to either sex; 11% reported
exclusively same-sex attraction; and 6% reported attraction to both sexes.134
Ritch Savin-Williams and Geoffrey Ream published a 2007 analysis of the
data from Waves I—III of Add Health.135 Measures used included whether individuals
ever had a romantic attraction for a given sex, sexual behavior, and sexual
identity. (The categories for sexual identity were 100% heterosexual, mostly
heterosexual but somewhat same-sex attracted, bisexual, mostly homosexual but
somewhat attracted to opposite sex, and 100% homosexual.) While the authors
noted the "stability of oppo-site-sex attraction and behavior” between
Waves I and III, they found a "high proportion of participants with same-
and both-sex attraction and behavior that migrated into opposite-sex categories
between waves.”136 A much smaller proportion of those in the heterosexual
categories, and a similar proportion of those without attraction, moved to
non-heterosexual categories. The authors summarize: "All attraction
categories other than opposite-sex were associated with a lower likelihood of
stability over time. That is, individuals reporting any same-sex attractions
were more likely to report subsequent shifts in their attractions than were
individuals with-out any same-sex attractions.”137
The authors also note the difficulties these data present for trying to
define sexual orientation and to classify individuals according to such
categories: "the critical consideration is whether having ‘any’ same-sex
sexuality qualifies as nonheterosexuality. How much of a dimension must be
present to tip the scales from one sexual orientation to another was not
resolved with the present data, only that such decisions matter in terms of
prevalence rates.”138 The authors suggested that researchers could "forsake
the general notion of sexual orientation altogether and assess only those
components relevant for the research question.”139
Another prospective study by biostatistician Miles Ott and colleagues of
10,515 youth (3,980 males; 6,535 females) in 2013 showed findings on sexual
orientation change in adolescents consistent with the findings of the Add
Health data, again suggesting fluidity and plasticity of same-sex attractions
among many adolescents.140
A few years after the Add Health data were originally published, the
Archives of Sexual Behavior published an article by Savin-Williams and Joyner
that critiqued the Add Health data on sexual attraction change.141 Before
outlining their critique, Savin-Williams and Joyner summarize the key Add Health
findings: "in the approximately 13 years between Waves
I and IV, regardless of whether the measure was identical across waves
(romantic attraction) or discrepant in words but not in theory (romantic
attraction and sexual orientation identity), approximately 80% of adolescent
boys and half of adolescent girls who expressed either partial or exclusive
same-sex romantic attraction at Wave I ‘turned’ heterosexual (opposite-sex
attraction or exclusively heterosexual identity) as young adults.”142 The
authors propose three hypotheses to explain these discrepancies:
(1) gay adolescents going into
the closet during their young adult years;
(2) confusion regarding the use
and meaning of romantic attraction as a proxy for sexual orientation; and (3)
the existence of mischievous adolescents who played a ‘jokester’ role by
reporting same-sex attraction when none was present.143
Savin-Williams and Joyner reject the first hypothesis but find support
for the second and the third. With respect to the second hypothesis, they
question the use of romantic attraction to operationalize sexual identity:
To help us assess whether the construct/measurement issue (romantic
attraction versus sexual orientation identity) was driving results, we compared
the two constructs at Wave IV.... Whereas over 99% of young adults with
opposite-sex romantic attraction identified as heterosexual or mostly
heterosexual and 94% of those with same-sex romantic attraction identified as
homosexual or mostly homosexual,
33% of both-sex attracted men identified as heterosexual (just 6% of
both-sex attracted women identified as heterosexual). These data indicated that
young adult men and women generally understood the meaning of romantic
attraction to the opposite- or same-sex to imply a particular (and consistent)
sexual orientation identity, with one glaring exception—a substantial subset of
young adult men who, despite their stated both-sex romantic attraction,
identified as heterosexual.
Regarding the third hypothesis for explaining the Add Health data,
Savin-Williams and Joyner note that surveys of adolescents sometimes yield
unusual or distorted results due to adolescents who do not respond truthfully.
The Add Health survey, they observe, had a significant number of unusual
responders. For example, several hundred adolescents reported in the Wave I
questionnaire that they had an artificial limb, whereas in later at-home
interviews, only two of those adolescents reported having an artificial
limb.144 Adolescent boys who went from nonheterosexual in Wave I to
heterosexual in Wave IV were significantly less likely to report
having filled out the Wave I questionnaire honestly; these boys also displayed
other significant differences, such as lower grade point averages.
Additionally, like consistently heterosexual boys, boys who were inconsistent
between Waves I and IV were more popular in their school with boys than girls,
whereas consistently nonheterosexual boys were more popular with girls. These
and other data145 led the authors to conclude that "boys who emerged from
a gay or bisexual adolescence to become a heterosexual young adulthood were,
by-and-large, heterosexual adolescents who were either confused and did not
understand the measure of romantic attraction or jokesters who decided, for
reasons we were not able to detect, to dishonestly report their sexuality.”146
However, the authors were not able to estimate the proportion of inaccurate
responders, which would have helped evaluate the explanatory power of the
hypotheses.
Later in 2014, the Archives of Sexual Behavior published a critique of
the Savin-Williams and Joyner explanation of Add Health data by psychologist Gu
Li and colleagues.147 Along with criticizing the methodology of Savin-Williams
and Joyner, these authors argued that the data were consistent with a scenario
in which some nonheterosexual adolescents went "back into the closet” in
later years as a possible reaction to social stress. (We will examine the
effects of social stress on mental health in LGBT populations in Part Two of
this report.) They also claimed that "it makes little sense to use
responses to Wave IV sexual identity to validate or invalidate responses to
Waves I or IV romantic attractions when these aspects of sexual orientation may
not align in the first place.”148 Regarding the jokester hypothesis, these
authors pose this difficulty: "Although some participants might be
‘jokesters,’ and we as researchers should be cautious of problems associated
with self-report surveys whenever analyzing and interpreting data, it is
unclear why the ‘jokesters’ would answer questions about delinquency honestly,
but not questions about their sexual orientation.”149
Savin-Williams and Joyner published a response to the critique in the
same issue of the journal.150 Responding to the criticism that their comparison
of Wave IV self-reported sexual identity to Wave I self-reported romantic
attractions was unsound, Savin-Williams and Joyner claimed that the results
were quite similar if one used attraction as the Wave IV measure. They also
deemed it highly unlikely that a large proportion of the respondents who were
classified as nonheterosexuals in Wave I and heterosexuals in Wave IV went
"back into the closet,” because the proportion of individuals in
adolescence and young adulthood who are "out of the closet” usually
increases over time.151
The following year, the Archives of Sexual Behavior published another
response to Savin-Williams and Joyner by psychologist Sabra Katz-Wise and
colleagues, which argued that Savin-Williams and Joyner’s "approach to
identifying ‘dubious’ sexual minority youth is inherently flawed.”152 They
wrote that "romantic attraction and sexual orientation identity are two
distinct dimensions of sexual orientation that may not be concordant, even at a
single time point.”153 They also claimed that "even if Add Health had
assessed the same facets of sexual orientation at all waves, it would still be
incorrect to infer ‘dubious’ sexual minorities from changes on the same
dimension of sexual orientation, because these changes may reflect sexual
fluidity.”154
Unfortunately, the Add Health study does not appear to contain the data
that would allow an assessment to determine which, if any, of these
interpretations is likely to be correct. It may well be the case that a combination
of factors contributed to the differences between the Wave I and Wave IV data.
For example, there may have been some adolescents who responded to the Wave I
sexual attraction questions inaccurately, some openly nonheterosexual
adolescents who later went "back into the closet,” and some adolescents
who experienced nonheterosexual attractions before Wave I that largely
disappeared by Wave IV Other prospective study designs that track specific
individuals across adolescent and adult development may shed further light on
these issues.
While ambiguities in defining and characterizing sexual desire and
orientation make changes in sexual desire difficult to study, data from these
large, population-based national studies of randomly sampled individuals do
suggest that all three dimensions of sexuality—affect, behavior, and
identity—may change over time for some people. It is unclear, and current
research does not address, whether and to what extent factors subject to
volitional control—choice of sexual partners or sexual behaviors, for
example—may influence such changes through conditioning and other mechanisms
that are characterized in the behavioral sciences.
Several researchers have suggested that sexual orientation and attractions
may be especially plastic for women.155 For example, Lisa Diamond argued in her
2008 book Sexual Fluidity that "women’s sexuality is fundamentally more
fluid than men’s, permitting greater variability in its development and
expression over the life course,” based on research by her and many others.156
Diamond’s longitudinal five-year interviews of women in sexual relationships
with other women also shed light on the problems with the concept of sexual
orientation. In many cases, the women in her study reported not so much setting
out to form a lesbian sexual relationship but rather experiencing a gradual
growth of affective intimacy with a woman that eventually led to sexual
involvement. Some of these women rejected the labels of "lesbian,”
"straight,” or "bisexual” as being inconsistent with their lived
experience.157 In another study, Diamond calls into question the utility of the
concept of sexual orientation, especially as it applies to females.158 She
points out that if the neural basis of parent-child attachment—including
attachment to one’s mother—forms at least part of the basis for romantic
attachments in adulthood, then it would not be surprising for a woman to
experience romantic feelings for another woman without necessarily wanting to
be sexually intimate with her. Diamond’s research indicates that these kinds of
relationships form more often than we typically recognize, especially among
women.
Some researchers have also suggested that men’s sexuality is more fluid
than it was previously thought. For example, Diamond presented a 2014
conference paper, based on initial results from a survey of 394 people,
entitled "I Was Wrong! Men Are Pretty Darn Sexually Fluid, Too!”159
Diamond based this conclusion on a survey of men and women between the ages of
18 and 35, which asked about their sexual attractions and selfdescribed
identities at different stages of their lives. The survey found that 35% of
self-identified gay men reported experiencing opposite-sex attractions in the
past year, and 10% of self-identified gay men reported opposite-sex sexual
behavior during the same period. Additionally, nearly as many men transitioned
at some time in their life from gay to bisexual, queer, or unlabeled identity
as did men from bisexual to gay identity.
In a 2012 review article entitled "Can We Change Sexual
Orientation?” published in the Archives of Sexual Behavior, psychologist Lee
Beckstead wrote, "Although their sexual behavior, identity, and
attractions may change throughout their lives, this may not indicate a change
in sexual orientation...but a change in awareness and an expansion of
sexuality.”160 It is difficult to know how to interpret this claim—that sexual
behavior, identity, and attractions may change but that this does not
necessarily indicate a change in sexual orientation. We have already analyzed
the inherent difficulties of defining sexual orientation, but however one
chooses to define this construct, it seems that the definition would somehow be
tied to sexual behavior, identity, or attraction. Perhaps we can take
Beckstead’s claim here as one more reason to consider dispensing with the
construct of sexual orientation in the context of social science research, as
it seems that whatever it might represent, it is only loosely or inconsistently
tied to empirically measurable phenomena.
Given the possibility of changes in sexual desire and attraction, which
research suggests is not uncommon, any attempt to infer a stable, innate, and
fixed identity from a complex and often shifting mélange of inner fantasies,
desires, and attractions—sexual, romantic, aesthetic, or otherwise—i s fraught
with difficulties. We can imagine, for example, a sixteen-year-old boy who
becomes infatuated with a young man in his twenties, developing fantasies
centered around the other’s body and build, or perhaps on some of his character
traits or strengths. Perhaps one night at a party the two engage in physical
intimacy, catalyzed by alcohol and by the general mood of the party. This young
man then begins an anguished process of introspection and self-exploration
aimed at finding the answer to the enigmatic question, "Does this mean I’m
gay?”
Current research from the biological, psychological, and social sciences
suggests that this question, at least as it is framed, makes little sense. As
far as science can tell us, there is nothing "there” for this young man to
discover—no fact of nature to uncover or to find buried within himself. What
his fantasies, or his one-time liaison, "really mean” is subject to any
number of interpretations: that he finds the male figure beautiful, that he was
lonely and feeling rejected the night of the party and responded to his peer’s
attentions and affections, that he was intoxicated and influenced by the loud
music and strobe lights, that he does have a deep-seated sexual or romantic
attraction to other men, and so on. Indeed, psychodynamic interpretations of
such behaviors citing unconscious motivational factors and inner conflicts,
many of them interesting, most impossible to prove, can be spun endlessly.
What we can say with more confidence is that this young man had an
experience encompassing complex feelings, or that he engaged in a sexual act
conditioned by multiple complex factors, and that such fantasies, feelings, or
associated behaviors may (or may not) be subject to change as he grows and
develops. Such behaviors could become more habitual with repetition and thus
more stable, or they may extinguish and recur rarely or never. The research on
sexual behaviors, sexual desire, and sexual identity suggests that both
trajectories are real possibilities.
Conclusion
The concept of sexual orientation is unusually ambiguous compared to
other psychological traits. Typically, it refers to at least one of three
things: attractions, behaviors, or identity. Additionally, we have seen that
sexual orientation often refers to several other things as well: belonging to a
certain community, fantasies (as distinct in some respects from attractions),
longings, strivings, felt needs for certain forms of companionship, and so on.
It is important, then, that researchers are clear about which of these domains
are being studied, and that we keep in mind the researchers’ specified
definitions when we interpret their findings.
Furthermore, not only can the term "sexual orientation” be understood
in several different senses, most of the senses are themselves complex
concepts. Attraction, for example, could refer to arousal patterns, or to
romantic feelings, or to desires for company, or other things; and each of
these things can be present either sporadically and temporarily or pervasively
and long-term, either exclusively or not, either in a deep or shallow way, and
so forth. For this reason, even specifying one of the basic senses of
orientation (attraction, behavior, or identity) is insufficient for doing
justice to the richly varied phenomenon of human sexuality.
In this part we have criticized the common assumption that sexual
desires, attractions, or longings reveal some innate and fixed feature of our
biological or psychological constitution, a fixed sexual identity or orientation.
Furthermore, we may have some reasons to doubt the common assumption that in
order to live happy and flourishing lives, we must somehow discover this innate
fact about ourselves that we call sexuality or sexual orientation, and
invariably express it through particular patterns of sexual behavior or a
particular life trajectory. Perhaps we ought instead to consider what sorts of
behaviors—whether in the sexual realm or elsewhere—tend to be conducive to
health and flourishing, and what kinds of behaviors tend to undermine a healthy
and flourishing life.
Part Two
Sexuality, Mental Health Outcomes,
and Social Stress
Compared to the general population, non-heterosexual and transgender
sub-populations have higher rates of mental health problems such as anxiety,
depression, and suicide, as well as behavioral and social problems such as
substance abuse and intimate partner violence. The prevailing explanation in
the scientific literature is the social stress model, which posits that social
stressors—such as stigmatization and discrimination——faced by members of these
subpopulations account for the disparity in mental health outcomes. Studies
show that while social stressors do contribute to the increased risk of poor
mental health outcomes for these populations, they likely do not account for
the entire disparity.
^Many of the issues surrounding sexual orientation and gender identity
remain controversial among researchers, but there is general agreement on the
observation at the heart of Part Two: lesbian, gay, bisexual, and transgender
(LGBT) subpopulations are at higher risk, compared to the general population,
of numerous mental health problems. Less certain are the causes of that
increased risk and thus the social and clinical approaches that may help to
ameliorate it. In this part we review some of the research documenting the
increased risk, focusing on papers that are data-based with sound methodology,
and that are widely cited in the scientific literature.
A robust and growing body of research examines the relationships between
sexuality or sexual behaviors and mental health status. The first half of this
part discusses the associations of sexual identities or behaviors with
psychiatric disorders (such as mood disorders, anxiety disorders, and
adjustment disorders), suicide, and intimate partner violence. The second half
explores the reasons for the elevated risks of these outcomes among
non-heterosexual and transgender populations, and considers what social science
research can tell us about one of the most prevalent ways of explaining these
risks, the social stress model. As we will see, social stressors such as harassment
and stigma likely explain some but not all of the elevated mental health risks
for these populations. More research is needed to understand the causes of and
potential solutions for these important clinical and public health issues.
Some Preliminaries
^Ve turn first to the evidence for the statistical links between sexual
identities or behaviors and mental health outcomes. Before summarizing the
relevant research, we should mention the criteria used in selecting the studies
reviewed. In an attempt to distill overall findings of a large body of
research, each section begins by summarizing the most extensive and reliable
meta-analyses—papers that compile and analyze the statistical data from the
published research literature. For some areas of research, no comprehensive
meta-analyses have been conducted, and in these areas we rely on review
articles that summarize the research literature without going into quantitative
analyses of published data. In addition to reporting these summaries, we also
discuss a few select studies that are of particular value because of their
methodology, sample size, controls for confounding factors, or ways in which
concepts such as heterosexuality or homosexuality are operationalized; and we
discuss key studies published after the meta-analyses or review articles were
published.
As we showed in Part One, explaining the exact biological and psychological
origins of sexual desires and behaviors is a difficult scientific task, one
that has not yet been and may never be satisfactorily completed. However,
researchers can study the correlations between sexual behavior, attraction, or
identity and mental health outcomes, though there may be—and often are found to
be—differences between how sexual behavior, attraction, and identity relate to
particular mental health outcomes. Understanding the scope of the health
challenges faced by individuals who engage in particular sexual behaviors or
experience certain sexual attractions is a necessary step in providing these
individuals with the care they need.
Sexuality and Mental Health
In a 2008 meta-analysis of research on mental health outcomes for nonheterosexuals,
University College London professor of psychiatry Michael King and colleagues
concluded that gays, lesbians, and bisexuals face "higher risk of suicidal
behaviour, mental disorder and substance misuse and dependence than
heterosexual people.”1 This survey of the literature examined papers published
between January 1966 and April 2005 with data from 214,344 heterosexual and
11,971 non-heterosexual individuals.
The large sample size allowed the authors to generate estimates that are
highly reliable, as indicated by the relatively small confidence intervals.2
Compiling the risk ratios found in these papers, the authors estimated
that lesbian, gay, and bisexual individuals had a 2.47 times higher lifetime
risk than heterosexuals for suicide attempts,3 that they were about twice as
likely to experience depression over a twelve-month period,4 and approximately
1.5 times as likely to experience anxiety disorders.5 Both non-heterosexual men
and women were found to be at an elevated risk for substance abuse problems
(1.51 times as likely),6 with the risk for non-heterosexual women especially
high—3.42 times higher than for heterosexual women.7 Non-heterosexual men, on
the other hand, were at a particularly high risk for suicide attempts: while
non-heterosexual men and women together were at a 2.47 times greater risk of
suicide attempts over their lifetimes, non-heterosexual men were found to be at
a 4.28 times greater risk.8
These findings have been replicated in other studies, both in the United
States and internationally, confirming a consistent and alarming pattern.
However, there is considerable variation in the estimates of the increased
risks of various mental health problems, depending on how researchers define
terms such as "homosexual” or "non-heterosexual.” The findings from a
2010 study by Northern Illinois University professor of nursing and health
studies Wendy Bostwick and colleagues examined associations of sexual
orientation with mood and anxiety disorders among men and women who either
identified as gay, lesbian, or bisexual, or who reported engaging in same-sex
sexual behavior, or who reported feeling same-sex attractions. The study
employed a large, U.S.-based random population sample, using data collected
from the 2004-2005 wave of the National Epidemiologic Survey on Alcohol and
Related Conditions, which was based on 34,653 interviews.9 In its sample, 1.4%
of respondents identified as lesbian, gay, or bisexual; 3.4% reported some
lifetime same-sex sexual behavior; and 5.8% reported non-heterosexual
attractions.10
Women who identified as lesbian, bisexual, or "not sure” reported
higher rates of lifetime mood disorders than women who identified as
heterosexual: the prevalence was 44.4% in lesbians, 58.7% in bisexuals, and
36.5% in women unsure of their sexual identity, as compared to 30.5% in
heterosexuals. A similar pattern was found for anxiety disorders, with bisexual
women experiencing the highest prevalence, followed by lesbians and those
unsure, and heterosexual women experiencing the lowest prevalence. Examining
the data for women with different sexual behavior or sexual attraction (rather
than identity), those reporting sexual behavior with or attractions to both men
and women had a higher rate of lifetime disorders than women who reported
exclusively heterosexual or homosexual behaviors or attractions, and women
reporting exclusive same-sex sexual behavior or exclusive same-sex attraction
in fact had the lowest rates of lifetime mood and anxiety disorders.11
Men who identified as gay had more than double the prevalence of
lifetime mood disorders compared to men who identified as heterosexual (42.3%
vs. 19.8%), and more than double the rate of any lifetime anxiety disorder
(41.2% vs. 18.6%), while those who identified as bisexual had a slightly lower
prevalence of mood disorders (36.9%) and anxiety disorders (38.7%) than gay
men. When looking at sexual attraction or behavior for men, those who reported
sexual attraction to "mostly males” or sexual behavior with "both
females and males” had the highest prevalence of lifetime mood disorders and
anxiety disorders compared to other groups, while those reporting exclusively heterosexual
attraction or behavior had the lowest prevalence of any group.
Other studies have found that non-heterosexual populations are at a
higher risk of physical health problems in addition to mental health problems.
A 2007 study by UCLA professor of epidemiology Susan Cochran and colleagues
examined data from the California Quality of Life Survey of 2,272 adults to
assess links between sexual orientation and selfreported physical health
status, health conditions, and disability, as well as psychological distress
among lesbians, gay men, bisexuals, and those they classified as
"homosexually experienced heterosexual individuals.”12 While the study,
like most, was limited by the use of self-reporting of health conditions, it
had several strengths: it studied a population-based sample; it separately
measured identity and behavioral dimensions of sexual orientation; and it
controlled for race (ethnicity), education, relationship status, and family
income, among other factors.
While the authors of this study found a number of health conditions that
appeared to have elevated prevalence among non-heterosexuals, after adjusting
for demographic factors that are potential confounders the only group with
significantly greater prevalence of non-HIV physical health conditions was
bisexual women, who were more likely to have health problems than heterosexual
women. Consistent with the 2010 study by Bostwick and colleagues, higher rates
of psychological stress were reported by lesbians, bisexual women, gay men, and
homosexually experienced het-erosexual men, both before and after adjusting for
demographic confounding. Among men, self-identified gay and homosexually
experienced heterosexual respondents reported the highest rates of several
health problems.
Using the same California Quality of Life Survey, a 2009 study by UCLA
professor of psychiatry and biobehavioral sciences Christine Grella and
colleagues (including Cochran) examined the relationship between sexual
orientation and receiving treatment for substance use or mental disorders.13
They used a population-based sample, with sexual minorities oversampled to
provide more statistical power to detect group differences. The usage of
treatment was classified according to whether or not respondents reported
receiving treatment in the preceding twelve months for "emotional, mental
health, alcohol or other drug problems.” Sexual orientation was operationalized
by a combination of behavioral history and self-identification. For example,
they grouped together as "gay/bisexual” or "lesbian/bisexual” both
those who identified as gay, lesbian, or bisexual, and those who had reported
same-sex sexual behaviors. They found that women who were lesbian or bisexual
were most likely to have received treatment, followed by men who were gay or
bisexual, then heterosexual women, with heterosexual men being the least likely
group to have reported receiving treatment. Overall, more than twice as many
LGB individuals, compared to heterosexuals, had reported receiving treat-ment
in the past twelve months (48.5% compared to 22.5%). The pattern was similar
for men and women; 42.5% of homosexual men, compared to 17.1% of heterosexual
men, had reported receiving treatment, while 55.3% of lesbian and bisexual
women and 27.1% of heterosexual women reported receiving treatment. (Bostwick
and colleagues had found that women with exclusively same-sex attractions and
behaviors had a lower prevalence of mood and anxiety disorders compared to
heterosexual women. The difference in results could be due to the fact that
Grella and colleagues grouped those who identified as lesbians together with
those who identified as bisexuals or who reported same-sex sexual behavior.)
A 2006 study by Columbia University psychiatry professor Theodorus
Sandfort and colleagues examined a representative, population-based sample from
the second Dutch National Survey of General Practice, carried out in 2001, to
assess links between self-reported sexual orientation and health status among
9,511 participants, of whom 0.9% were classified as bisexual and 1.5% as gay or
lesbian.14 To operationalize sexual orientation, the researchers asked
respondents about their sexual preference on a 5-point scale: exclusively
women, predominantly women, equally men and women, predominantly men, and
exclusively men. Only those who reported an equal preference for men and women
were classified as bisexual, while men reporting predominant preferences for
women, or women reporting a predominant preference for men were classified as
heterosexual. They found that gay, lesbian, and bisexual respondents reported
experiencing higher numbers of acute mental health problems and reported worse
general mental health than heterosexuals. The results for physical health were
mixed, however: lesbian and gay respondents reported experiencing more acute
physical symptoms (such as headaches, back pain, or sore throats) over the past
fourteen days, though they did not report experiencing two or more such
symptoms any more than heterosexuals.
Lesbian and gay respondents were more likely to report chronic health
problems, though bisexual men (that is, men who reported an equal sexual
preference for men and women) were less likely to report chronic health
problems and bisexual women were no more likely than heterosexual women to do
so. The researchers did not find a statistically significant relationship
between sexual orientation and overall physical health. After controlling for
the possible confounding effects of mental health problems on the reporting of
physical health problems, the researchers also found that the statistical
effect of reporting a gay or lesbian sexual preference on chronic and acute
physical conditions disappeared, though the effect of bisexual preference
remained.
The Sandfort study defined sexual orientation in terms of preference or
attraction without reference to behavior or self-identification, which makes it
a challenge to compare its results to the results of studies that
operationalize sexual orientation differently. For example, it is difficult to
compare the findings of this study regarding bisexuals (defined as men or women
who report an equal sexual preference for men and women) with the findings of
other studies regarding "homosexually experienced heterosexual
individuals” or those who are "unsure” of their sexual identity. As in
most of these types of studies, the health assessments were self-reported,
which may make the results somewhat unreliable. But this study also has several
strengths: it used a large and representative sample of a country’s population,
as opposed to the convenience samples that are sometimes used for these kinds
of studies, and this sample included a sufficient number of gays and lesbians
for their data to be treated in separate groups in the study’s statistical analyses.
Only three people in the sample reported HIV infection, so this did not appear
to be a potential confounding factor, though HIV could have been underreported.
In an effort to summarize findings in this area, we can cite the 2011
report from the Institute of Medicine (IOM), The Health of Lesbian, Gay,
Bisexual, and Transgender People.15 This report is an extensive review of
scientific literature citing hundreds of studies that examine the health status
of LGBT populations. The authors are scientists who are well versed
in these issues (although we wish there had been more involvement of
experts in psychiatry). The report reviews findings on physical and mental
health in childhood, adolescence, early and middle adulthood, and late
adulthood. Consistent with the studies cited above, this report reviews
evidence showing that, compared with heterosexual youth, LGB youth are at a
higher risk of depression, as well as suicide attempts and suicidal ideation.
They are also more likely to experience violence and harassment and to be
homeless. LGB individuals in early or middle adulthood are more prone to mood
and anxiety disorders, depression, suicidal ideation, and suicide attempts.
The IOM report shows that, like LGB youth, LGB adults—and women in
particular—appear to be likelier than heterosexuals to smoke, use or abuse
alcohol, and abuse other drugs. The report cites a study16 that found that
self-identified non-heterosexuals used mental health services more often than
heterosexuals, and another17 that found that lesbians used mental health
services at higher rates than heterosexuals.
The IOM report notes that "more research has focused on gay men and
lesbians than on bisexual and transgender people.”18 The relatively few studies
focusing on transgender populations show high rates of mental disorders, but
the use of nonprobability samples and the lack of non-transgender controls call
into question the validity of the studies.19 Although some studies have
suggested that the use of hormone treatments may be associated with negative
physical health outcomes among transgender populations, the report notes that
the relevant research has been "limited” and that "no clinical trials
on the subject have been conducted.”20 (Health outcomes for transgender
individuals will be further discussed below in this part and also in Part
Three.)
The IOM report claims that the evidence that LGBT populations have worse
mental and physical health outcomes is not fully conclusive. To support this
claim, the IOM report cites a 2001 study21 of mental health in 184 sister pairs
in which one sister was lesbian and the other heterosexual. The study found no
significant differences in rates of mental health problems, and found
significantly higher self-esteem in the lesbian sisters. The IOM report also
cites a 2003 study22 that found no significant differences between heterosexual
and gay or bisexual men in general happiness, perceived health, and job
satisfaction. Acknowledging these caveats and the studies that do not support
the general trend, the vast majority of studies cited in the report point to a
generally higher risk of poor mental health status in LGBT populations compared
to heterosexual populations.
Sexuality and Suicide
The association between sexual orientation and suicide has strong scientific
support. This association merits particular attention, since among all the
mental health risks, the increased risk of suicide is the most concerning,
owing in part to the fact that the evidence is robust and consistent, and in
part to the fact that suicide is so devastating and tragic for the person,
family, and community. A better understanding of the risk factors for suicide
could allow us, quite literally, to save lives.23
Sociologist and suicide researcher Ann Haas and colleagues published an
extensive review article in 2011 based on the results of a 2007 conference
sponsored by the Gay and Lesbian Medical Association, the American Foundation
for Suicide Prevention, and the Suicide Prevention Resource Center.24 They also
examined studies reported since the 2007 conference. For the purposes of their
report, the authors defined sexual orientation as "sexual
self-identification, sexual behavior, and sexual attraction or fantasy.”25
Haas and colleagues found the association between homosexual or bisexual
orientation and suicide attempts to be well supported by data. They noted that
population-based surveys of U.S. adolescents since the 1990s indicate that
suicide attempts are two to seven times more likely in high school students who
identify as LGB, with sexual orientation being a stronger predictor in males
than females. They reviewed data from New Zealand that suggested that LGB
individuals were six times more likely to have attempted suicide. They cited
health-related surveys of U.S. men and Dutch men and women showing same-sex
behavior linked to higher risk of suicide attempts. Studies cited in the report
show that lesbian or bisexual women are likelier, on average, to experience
suicidal ideation, that gay or bisexual men are more likely, on average, to
attempt suicide, and that lifetime suicide attempts among non-heterosexuals are
greater in men than in women.
Examining studies that looked at rates of mental disorders in relation
to suicidal behavior, Haas and colleagues discussed a New Zealand study26
showing that gay people reporting suicide attempts had higher rates of
depression, anxiety, and conduct disorder. Large-scale health surveys suggested
that rates of substance abuse are up to one third higher for the LGB subpopulation.
Combined worldwide studies showed up to 50% higher rates of mental disorders
and substance abuse among persons self-identifying in surveys as lesbian, gay,
or bisexual. Lesbian or bisexual women showed higher levels of substance abuse,
while gay or bisexual men had higher rates of depression and panic disorder.
Haas and colleagues also examined transgender populations, noting that
scant information is available about transgender suicides but that the existing
studies indicate a dramatic increased risk of completed suicide. (These
findings are noted here but examined in more detail in Part Three.) A 1997
clinical study27 estimated elevated risks of suicide for Dutch male-to-female
transsexual individuals on hormone therapy, but found no significant
differences in overall mortality. A 1998 international review of 2,000 persons
receiving sex-reassignment surgery identified 16 possible suicides, an
"alarmingly high rate of 800 suicides for every
100.0 post-surgery transsexuals.”28
In a 1984 study, a clinical sample of transgender individuals requesting
sex-reassignment surgery showed suicide attempt rates between 19% and 25%.29
And a large sample of
40.0 mostly U.S. volunteers
completing an Internet survey in 2000 found transgender persons to report
higher rates of suicide attempts than any group except lesbians.30
Finally, the review by Haas and colleagues suggests that it is not clear
which aspects of sexuality (identity, attraction, behavior) are most closely
linked with the risk of suicidal behavior. The authors cite a 2010 study31
showing that adolescents identifying as heterosexual while reporting same-sex
attraction or behavior did not have significantly higher suicide rates than
other self-identified heterosexuals. They also cite the large national survey
of U.S. adults conducted by Wendy Bostwick and colleagues (discussed
earlier),32 which showed mood and anxiety disorders—key risk factors for
suicidal behavior—more closely related to sexual self-identity than to behavior
or attraction, especially for women.
A more recent critical review of existing studies of suicide risk and
sexual orientation was presented by Austrian clinical psychologist Martin
Ploderl and colleagues.33 This review rejects several hypotheses developed to
account for the increased suicide risk among non-heterosexuals, including
biases in self-reporting and failures to measure suicide attempts accurately.
The review argues that methodological improvements in studies since 1997 have
provided control groups, better representativeness of study samples, and more
clarity in defining both suicide attempts and sexual orientation.
The review mentions a 2001 study34 by Ritch Savin-Williams, a Cornell
University professor of developmental psychology, that reported no
statistically significant difference between heterosexual and LGB youths after
eliminating false-positive reports of suicide attempts and blaming a
"‘suffering suicidal’ script” for leading to an over-reporting of suicidal
behavior among gay youths. Ploderl and colleagues argue, however, that
the Savin-Williams study’s finding that there was no statistically
significant difference between the suicide rates of LGB and heterosexual youths
might be attributable to the small sample size, which yielded low statistical
power.35 The later work has not replicated this finding. Subsequent questionnaire
or interview-based studies with stricter definitions of suicide attempts have
found significantly increased rates of suicide attempts among
non-heterosexuals. Several large-scale surveys of young people have found that
the elevated risk of reported suicidal behavior increased with the severity of
the attempts.36 Finally, according to Ploderl and col-leagues, comparing
results of questionnaires with clinical interviews indicates that homosexual
youth are less likely to over-report suicide attempts in surveys than
heterosexual youth.
Ploderl and colleagues concluded that among psychiatric patients,
homosexual or bisexual populations are over-represented in "serious
suicide attempts,” and that sexual orientation is one of the strongest
predictors of suicide. Similarly, in nonclinical population-based studies,
non-heterosexual status is found to be one of the strongest predictors of
suicide attempts. The authors note:
The most exhaustive collation of published and unpublished international
studies on the association of suicide attempts and sexual orientation with
different methodologies has produced a very consistent picture: nearly all
studies found increased incidences of self-reported suicide attempts among
sexual minorities.37
In acknowledging the challenges of all such research, the authors
suggest that "the major problem remains as to where one draws the line
between a heterosexual or non-heterosexual orientation.”38
A 1999 study by Richard Herrell and colleagues analyzed 103 middle- aged
male twin pairs from the Vietnam Era Twin Registry in Hines, Illinois, in which
one twin, but not the other, reported having a male sex partner after the age
of 18.39 The study adopted several measures of suicidality and controlled for
potential confounding factors such as substance abuse or depression. It found a
"substantially increased lifetime prevalence of suicidal symptoms” in male
twins who had sex with men compared with co-twins who did not, independent of
the potential confounding effects of drug and alcohol abuse.40 Though it is a
relatively small study and relied on self-reporting for both same-sex behaviors
and suicidal thoughts or behaviors, it is notable for using a probability
sample (which eliminates selection bias), and for using the co-twin control
method (which reduces the effects of genetics, age, race, and the like).
The study looked at middle-aged men; what the implications might be for
adolescents is not clear.
In a 2011 study, Robin Mathy and colleagues analyzed the impact of
sexual orientation on suicide rates in Denmark during the first twelve years
after the legalization of same-sex registered domestic partnerships (RDPs) in
that country, using data from death certificates issued between
1990 and 2001 as well as Danish
census population estimates.41 The researchers found that the age-adjusted
suicide rate for same-sex RDP men was nearly eight times the rate for men in
heterosexual marriages, and nearly twice the rate for men who had never
married. For women, RDP status had a small, statistically insignificant effect
on suicide mortality risk, and the authors conjectured that the impact of HIV
status on the health of gay men might have contributed to this difference
between the results for men and women. The study is limited by the fact that RDP
status is an indirect measure of sexual orientation or behavior, and does not
include those gays and lesbians who are not in a registered domestic partnership;
the study also excluded individuals under the age of 18. Finally, the absolute
number of individuals with current or past RDP status was relatively small,
which may limit the study’s conclusions.
Professor of pediatrics Gary Remafedi and colleagues published a
1991 study that looked at 137 males
age 14-21 who self-identified as gay (88%) or bisexual (12%). Remafedi and
colleagues attempted, with a case- controlled approach, to examine which
factors for this population were most predictive of suicide.42 Compared to
those who did not attempt suicide, those who did were significantly more likely
to label themselves and identify publicly as bisexual or homosexual at younger
ages, report sexual abuse, and report illicit drug use. The authors noted that
the likelihood of a suicide attempt "diminished with advancing age at the
time of bisexual or homosexual self-labeling.” Specifically, "with each
year’s delay in selfidentification, the odds of a suicide attempt declined by
more than 80%.”43 This study is limited by using a relatively small
nonprobability sample, though the authors note that its result comports with
their previous finding44 of an inverse relationship between psychosocial
problems and the age at which one identifies as homosexual.
In a 2010 study, Ploderl and colleagues solicited self-reported suicide
attempts among 1,382 Austrian adults to confirm existing evidence that
homosexual and bisexual individuals are at higher risk.45 To sharpen the
results, the authors developed more rigorous definitions of "suicide
attempts” and assessed multiple dimensions of sexual orientation, distinguishing
among sexual fantasies, preferred partners, self-identification, recent sexual
behavior, and lifetime sexual behavior. This study found an increased risk for
suicide attempts for sexual minorities along all dimensions of sexual
orientation. For women, the risk increases were largest for those with
homosexual behaviors; for men, they were largest for homosexual or bisexual
behavior in the previous twelve months and selfidentification as homosexual or
bisexual. Those reporting being unsure of their identity reported the highest
percentage of suicide attempts (44%), although this group was small, comprising
less than 1% of participants.
A 2016 meta-analysis by University of Toronto graduate student Travis
Salway Hottes and colleagues aggregated data from thirty crosssectional studies
on suicide attempts that together included 21,201 sexual minority adults.46
These studies used either population-based sampling or community-based
sampling. Since each sampling method has its own strengths and potential biases,47
the researchers wanted to examine any differences in the rates of attempted
suicide between the two sampling types. Of the LGB respondents to
population-based surveys, 11% reported having attempted suicide at least once,
compared to 4% of heterosexual respondents to these surveys.48 Of the LGB
respondents to community- based surveys, 20% reported having attempted
suicide.49 Statistical analysis showed that the difference in the sampling
methods accounted for 33% of the variation in the suicide figures reported by
the studies.
The research on sexuality and the risk of suicide suggests that those
who identify as gay, lesbian, bisexual, or transgender, or those who experience
same-sex attraction or engage in same-sex sexual behavior are at substantially
increased risk of suicidal ideation, suicide attempts, and completed suicide.
In the section later in Part Two on the social stress model, we will
examine—and raise questions about—one set of arguments put forward to explain
these findings. Given the tragic consequences of inadequate or incomplete
information in these matters and its effect on public policy and clinical care,
more research into the reasons for elevated suicide risk among sexual
minorities is desperately needed.
Sexuality and Intimate Partner Violence
Several studies have examined the differences between rates of intimate
partner violence (IPV) in same-sex couples and opposite-sex couples. The
research literature examines rates of IPV victimization (being subjected to
violence by a partner) and rates of IPV perpetration (committing violence
against a partner). In addition to physical and sexual violence, some studies
also examine psychological violence, which comprises verbal attacks, threats,
and similar forms of abuse. The weight of evidence indicates that the rate of
intimate partner violence is significantly higher among same- sex couples.
In 2014, London School of Hygiene and Tropical Medicine researcher Ana
Buller and colleagues conducted a systematic review of 19 studies (with a meta-analysis
of 17 of these studies) examining associations between intimate partner
violence and health among men who have sex with men.50 Combining the available
data, they found that the pooled lifetime prevalence of any IPV was 48%
(estimates from the studies were quite heterogeneous, ranging from 32% to 82%).
For IPV within the previous five years, pooled prevalence was 32% (estimates
ranging from 16% to 51%). IPV victimization was associated with increased rates
of substance use (pooled odds ratio of 1.9), positive HIV status (pooled odds
ratio of 1.5), and increased rates of depressive symptoms (pooled odds ratio of
1.5). IPV perpetration was also associated with increased rates of substance
use (pooled odds ratio of 2.0). An important limitation of this meta-analysis
was that the number of studies it included was relatively small. Also, the
heterogeneity of the studies’ results may undermine the precision of the
meta-analysis. Further, most of the reviewed studies used convenience samples
rather than probabilistic samples, and they used the word "partner”
without distinguishing longterm relationships from casual encounters.
English psychologists Sabrina Nowinski and Erica Bowen conducted a 2012
review of 54 studies on the prevalence and correlates of intimate partner
violence victimization among heterosexual and gay men.51 The studies showed
rates of IPV victimization for gay men ranging from 15% to 51%. Compared to
heterosexual men, the review reports, "it appears that gay men experienced
more total and sexual IPV, slightly less physical IPV, and similar levels of
psychological IPV”52 The authors also report that according to estimates of IPV
prevalence over the most recent twelve months, gay men "experienced less
physical, psychological and sexual IPV” than heterosexual men, though the
relative lack of twelve-month estimates may make this result unreliable. The
authors note that "one of the most worrying findings is the prevalence of
severe sexual coercion and abuse in male same-gender relationships,”53 citing a
2005 study54 on IPV in HIV-positive gay men. Nowinski and Bowen found positive
HIV status to be associated with IPV in both gay and heterosexual
relationships. An important limitation of their review is the fact that many of
the same-sex IPV studies they examined were based on small convenience samples.
Catherine Finneran and Rob Stephenson of Emory University in 2012
conducted a systematic review of 28 studies examining IPV among men
who have sex with men.55 Every study in the review estimated rates of
IPV for gay men that were similar to or higher than those for all women
regardless of sexual orientation. The authors conclude that "the emergent
evidence reviewed here demonstrates that IPV—psychological, physical, and
sexual—occurs in male-male partnerships at alarming rates.”56 Physical IPV
victimization was reported most frequently, with rates ranging from 12% to
45%.57 The rate of sexual IPV victimization ranged from 5% to 31%, with 9 out
of 19 studies reporting rates over 20%. Psychological IPV victimization was
recorded in six studies, with rates ranging from 5% to 73%.58 Perpetration of
physical IPV was reported in eight studies, with rates ranging from 4% to 39%.
Rates of perpetration of sexual IPV ranged from 0.7% to 28%; four of the five
studies reviewed reported rates of 9% or more. Only one study measured
perpetration of psychological violence, and the estimated prevalence was 78%.
Lack of consistent research design among the studies examined (for example,
some differences regarding the exact definition of IPV, the correlates of IPV
examined, and the recall periods used to measure violence) makes it impossible
to calculate a pooled prevalence estimate, which would be useful given the lack
of a national probability-based sample.
A 2013 study by UCLA’s Naomi Goldberg and Ilan Meyer used a large
probability sample of almost 32,000 individuals from the California Health
Interview Survey to assess differences in intimate partner violence between
various cohorts: heterosexual; self-identified gay, lesbian, and bisexual
individuals; and men who have sex with men but did not identify as gay or
bisexual, and women who have sex with women but did not identify as lesbian or
bisexual.59 All three LGB groups had greater lifetime and one-year prevalence
of intimate partner violence than the heterosexual group, but this difference
was only statistically significant for bisexual women and gay men. Bisexual
women were more likely to have experienced lifetime IPV (52% of bisexual women
vs. 22% of heterosexual women and 32% of lesbians) and to have experienced IPV
in the preceding year (27% of bisexuals vs. 5% of heterosexuals and 10% of
lesbians). For men, all three non-heterosexual groups had higher rates of
lifetime and one-year IPV, but this was only statistically significant for gay
men, who were more likely to have experienced IPV over a lifetime (27% of gay
men vs. 11% of heterosexual men and 19.6% of bisexual men) and over the
preceding year (12% of gay men vs. 5% of heterosexual men and 9% of bisexual
men). The authors also tested whether binge drinking and psychological distress
could explain the higher prevalence of IPV victimization in gay men and
bisexual women; controlling for these variables revealed that they did not.
This study is limited by the fact that other potentially confounding
psychological variables (besides drinking and distress) were not controlled
for, statistically or otherwise, and may have accounted for the findings.
To estimate the prevalence of battering victimization among gay
partners, AIDS-prevention researcher Gregory Greenwood and colleagues published
a 2002 study based on telephone interviews with a probability-based sample of
2,881 men who have sex with men (MSM) in four cities from 1996 to 1998.60 Of
those interviewed, 34% reported experiencing psychological or symbolic abuse,
22% reported physical abuse, and 5% reported sexual abuse. Overall, 39%
reported some type of battering victimization, and 18% reported more than one
type of battering in the previous five years. Men younger than 40 were
significantly more likely than men over 60 to report battering violence. The
authors conclude that "the prevalence of battering within the context of
intimate partner relationships was very high” among their sample of men who have
sex with men, and that since lifetime rates are usually higher than those for a
five-year recall, "it is likely that a substantially greater number of MSM
than of heterosexual men have experienced lifetime victimization.”61 The
five-year prevalence of physical battering among this sample of urban MSM was
also "significantly higher” than the annual rate of severe violence (3%)
or total violence (12%) experienced in a representative sample of heterosexual
women living with men, suggesting that the estimates of battering victimization
for MSM in this study "are higher than or comparable to those reported for
heterosexual women.”62 This study was limited by its use of a sample from four
cities, so it is not clear how well the results generalize to non-urban
settings.
Transgender Health Outcomes
The research literature for mental health outcomes in transgender individuals
is more limited than the research on mental health outcomes in LGB populations.
Because people identifying as transgender make up a very small proportion of
the population, large population-based surveys and studies of such individuals
are difficult if not impossible to conduct. Nevertheless, the limited available
research strongly suggests that transgender people have increased risks of poor
mental health outcomes. It appears that the rates of co-occurring substance use
disorders, anxiety disorders, depression, and suicide tend to be higher for
transgender people than for LGB individuals.
In 2015, Harvard pediatrics professor and epidemiologist Sari Reisner
and colleagues conducted a retrospective matched-pair cohort study of mental
health outcomes for 180 transgender subjects aged 12-29 years (106
female-to-male and 74 male-to-female), matched to non-transgender controls
based on gender identity.63 Transgender youth had an elevated risk of
depression (50.6% vs. 20.6%)64 and anxiety (26.7% vs. 10.0%).65 Transgender
youth also had higher risk of suicidal ideation (31.1% vs. 11.1%),66 suicide attempts
(17.2% vs. 6.1%),67 and self-harm without lethal intent (16.7% vs. 4.4%)68
relative to the matched controls. A signifi-cantly greater proportion of
transgender youth accessed inpatient mental health care (22.8% vs. 11.1%)69 and
outpatient mental health care (45.6% vs. 16.1 %)70 services. No statistically
significant differences in mental health status were observed when comparing
female-to-male transgender individuals to the male-to-female transgender
individuals after adjusting for age, race/ethnicity, and hormone use.
This study had the merit of including individuals who presented to a
community-based health clinic, and who thus were not identified solely as
meeting the diagnostic criteria for gender identity disorder in the fourth
edition of the American Psychiatric Association’s Diagnostic and Statistical
Manual of Mental Disorders (DSM-IV), and were not selected from a population of
patients presenting to a clinic for treatment of gender identity issues.
However, Reisner and colleagues note that their study has the limitations
typically found in the retrospective chart review study design, such as
incomplete documentation and variation in the quality of information recorded
by medical professionals.
A report from the American Foundation for Suicide Prevention and the
Williams Institute, a think tank for LGBT issues at the UCLA School of Law,
summarized findings on suicide attempts among transgender and
gender-nonconforming adults from a large national sample of over
6,0 individuals.71 This constitutes
the largest study of transgender and gender-nonconforming adults to date,
though it used a convenience sample rather than a population-based sample.
(Large population-based samples are nearly impossible given the low overall
prevalence in the general population of transgendered individuals.) Summarizing
the major findings of this study, the authors write:
The prevalence of suicide attempts among respondents to the National
Transgender Discrimination Survey (NTDS), conducted by the National Gay and Lesbian
Task Force and National Center for Transgender Equality, is 41 percent, which
vastly exceeds the 4.6 percent of the overall U.S. population who report a
lifetime suicide attempt, and is also higher than the 10-20 percent of lesbian,
gay and bisexual adults who report ever attempting suicide.72
The authors note that "respondents who said they had received
transition-related health care or wanted to have it someday were more likely to
report having attempted suicide than those who said they did not want it,”
however, "the survey did not provide information about the timing of
reported suicide attempts in relation to receiving transition-related health
care, which precluded investigation of transition-related explanations for
these patterns.”73 The survey data suggested associations between suicide
attempts, co-occurring mental health disorders, and experiences of discrimination
or mistreatment, although the authors note some limitations of these outcomes:
"The survey data did not allow us to determine a direct causal
relationship between experiencing rejection, discrimination, victimization, or
violence, and lifetime suicide attempts,” although they did find evidence that
stressors interacted with mental health factors "to produce a marked
vulnerability to suicidal behavior in transgender and gender non-conforming
individuals.”74
A 2001 study by Kristen Clements-Nolle and colleagues of 392 male-to-
female and 123 female-to-male transgender persons found that 62% of the
male-to-female and 55% of the female-to-male transgender persons were depressed
at the time of the study, and 32% of each population had attempted suicide.75
The authors note: "The prevalence of suicide attempts among male-to-female
and female-to-male transgender persons in our study was much higher than that
found in US household probability samples and a population-based sample of
adult men reporting same-sex partners.”76
Explanations for the Poor Health Outcomes:
The Social Stress Model
The greater prevalence of mental health problems in LGBT subpopulations
is a cause for concern, and policymakers and clinicians should strive to reduce
these risks. But to know what kinds of measures will help ameliorate them we
must better understand their causes. At this time, the medical and social strategies
for helping non-heterosexual populations in the United States are quite
limited, and this may be due in part to the relatively limited explanations for
the poor mental health outcomes offered by social scientists and psychologists.
Despite the limits of the scientific understanding of why nonheterosexual
subpopulations are more likely to have such poor mental health outcomes, much
of the public effort to ameliorate these problems is motivated by a particular
hypothesis called the social stress model. This model posits that
discrimination, stigmatization, and other similar stresses contribute to poor
mental health outcomes among sexual minorities. An implication of the social
stress model is that reducing these stresses would ameliorate the mental health
problems experienced by sexual minorities.
Sexual minorities face distinct social challenges such as stigma, overt
discrimination and harassment, and, often, struggle with reconciling their
sexual behaviors and identities with the norms of their families and communities.
In addition, they tend to be subject to challenges similar to those of some
other minority populations, arising from marginalization by or conflict with
the larger part of society in ways that may adversely impact their health.77 Many
researchers classify these various challenges under the concept of social
stress and believe that social stress contributes to the generally higher rates
of mental health problems among LGBT subpopulations.78
In attempting to account for the mental health disparities between heterosexuals
and non-heterosexuals, researchers occasionally refer to a social or minority
stress hypothesis.79 However, it is more accurate to refer to a social or
minority stress model, because the postulated connection between social stress
and mental health is more complex and less precise than anything that could be
stated as a single hypothesis.80 The term stress can have a number of meanings,
ranging from a description of a physiological condition to a mental or
emotional state of anger or anxiety to a difficult social, economic, or
interpersonal situation. More questions arise when one thinks about various
kinds of stressors that may disproportionately affect mental health in minority
populations. We will discuss some of these aspects of the social stress model
after a concise overview of the model as it has been presented in recent
literature on LGBT mental health.
The social stress model attempts to explain why non-heterosexual people
have, on average, higher incidences of poor mental health outcomes than the
rest of the population. It does not put forth a complete explanation for the
disparities between non-heterosexuals and heterosexuals, and it does not
explain the mental health problems of a particular patient. Rather, it
describes social factors that might directly or indirectly influence the health
risks for LGBT people, which may only become apparent at a population level.
Some of these factors may also influence heterosexu-als, but LGBT people are
probably disproportionately exposed to them.
In an influential 2003 article on the social stress model, psychiatric
epi-demiologist and sexual orientation law expert Ilan Meyer distinguished
between distal and proximate minority stressors. Distal stressors do not depend
on the individual’s "perceptions or appraisals,” and thus "can be
seen as independent of personal identification with the assigned minority
status.”81 For instance, if a man who was perceived to be gay by an employer
was fired on that basis, this would be a distal stressor, since the stressful
event of discrimination would have had nothing to do with whether the man
actually identified as gay, but only with someone else’s attitude and
perception. Distal stressors tend to reflect social circumstances rather than
the individual’s reaction to those circumstances. Proximate stressors, in
contrast, are more subjective and are closely related to the individual’s
self-identity as lesbian, gay, bisexual, or transgender. An example of a
proximate stressor would be when a young woman personally identifies as being a
lesbian, and chooses to hide that identity from her family members out of fear
of disapproval, or because of an internal sense of shame. The effects of
proximate stressors such as this one are highly dependent on the individual’s
self-understanding and unique social circumstances. In this section we describe
the types of stressors postulated in the social stress model, starting at the
distal and proceeding to the most proximate stressors, and examine some of the
empirical evidence that has been offered on the links between the stressors and
mental health outcomes.
Discrimination and prejudice events. Overt acts of mistreatment, ranging
from violence to harassment and discrimination, are categorized together by
researchers as "prejudice events.” These are thought to be significant
stressors for non-heterosexual populations.82 Surveys of LGBT subpopulations
have found that they tend to experience these kinds of prejudice events more
frequently than the general population.83
The available evidence indicates that prejudice events likely contribute
to mental health problems. A 1999 study by UC Davis professor of psychology
Gregory Herek and colleagues using survey data from 2,259 LGB individuals in
Sacramento found that self-identified lesbians and gays who experienced a bias
crime in the preceding five years—a crime, such as assault, theft, or
vandalism, motivated by the actual or perceived sexual identity of the
victim—reported significantly higher levels of depressive symptoms, traumatic
stress symptoms, and anxiety than lesbians and gays who had not experienced a
bias crime over that same period.84 Additionally, lesbians and gays who
reported being the victims of bias crimes in the last five years showed significantly
higher levels of depressive and traumatic stress symptoms than individuals who
experienced non-bias crimes in the same period (though the two groups did not
display significant differences in anxiety). Comparable significant
correlations were not found for
self-identified bisexuals, who constituted a much smaller portion of the
survey respondents. The study also found that lesbians and gays subject to bias
crimes were significantly more likely than other respondents to report feelings
of vulnerability and a decreased sense of personal mastery or agency.
Corroborating these findings on the harmful impact of bias crimes was a 2001
study by Northeastern University social scientist Jack McDevitt and colleagues
that examined aggravated assaults using data from the Boston Police
Department.85 They found that bias crime victims tended to experience the
effects of victimization more intensely and for a longer period of time than
non-bias crime victims. (The study looked at bias-motivated assaults in general,
rather than restricting its analysis to assaults motivated by LGBT bias, though
a substantial portion of the subjects did experience assaults motivated by
their non-heterosexual status.)
Similar patterns also appear among non-heterosexual adolescents, for
whom maltreatment is particularly high.86 In a 2011 study, University of
Arizona social and behavioral scientist Stephen T. Russell and colleagues
analyzed a survey of 245 young LGBT adults that retrospectively assessed school
victimization due to actual or perceived LGBT status between the ages of 13 and
19. They found strong correlations between school victimization and poor mental
health as young adults.87 Victimization was assessed by asking yes-or-no
questions, such as, "During my middle or high school years, while at
school, I was pushed, shoved, slapped, hit, or kicked by someone who wasn’t
just kidding around,” followed by a question of how often these events were
related to the respondent’s sexual identity. Respondents who reported high
levels of school victimization due to their sexual identity were 2.6 times more
likely to report depression as young adults and 5.6 times more likely to report
that they had attempted suicide, compared to those who reported low levels of
victimization. These differences were highly statistically significant, though
the study is potentially limited by its use of retrospective surveys to measure
incidents of victimization. A study by professor of social work Joanna Almeida
and colleagues, which relied on the 2006 Boston Youth Survey (a biennial survey
of high school students in Boston public schools), found that perceptions of
having been victimized due to LGBT status accounted for increased symptoms of
depression among LGBT students. For male LGBT students, but not females, the
study also found a positive correlation between victimization and suicidal
thoughts and self-harm.88
Differences in compensation suggest discrimination in the workplace,
which can have both direct and indirect effects on mental health. M. V Lee
Badgett, a professor of economics at the University of Massachusetts,
Amherst, analyzed data collected between 1989 and 1991 in the General
Social Survey and found that non-heterosexual male employees received
significantly lower compensation (11% to 27%) than heterosexuals, even after
controlling for experience, education, occupation, and other factors.89
According to a 2009 review by Badgett,90 nine studies from the 1990s and early
2000s "consistently show that gay and bisexual men earned 10% to 32% less
than heterosexual men,” and that differences in occupation cannot account for
much of the wage disparity. Researchers have also found that non-heterosexual
women earn more than heterosexual women,91 which may suggest either that
patterns of discrimination differ for men and women, or that there are other
factors associated with non-heterosexual behavior and self-identification in
men and women influencing their respective earnings, such as a lower rate of
child-rearing or being the family primary wage earner.
There is evidence that suggests that wage disparities can help explain
some population-level disparities in mental health outcomes,92 though it is
difficult to tell if differences in mental health help explain the differences
in wages. A 1999 study93 by Craig Waldo on the relationship between workplace
heterosexism—defined as negative social attitudes toward non-heterosexuals—and
stress-related outcomes in 287 LGB individuals found that LGB individuals who
experienced heterosexism in the workplace "exhibited higher levels of
psychological distress and health-related problems, as well as decreased
satisfaction with several aspects of their jobs.” The cross-sectional data used
by many of these studies make it impossible to infer causality, though both
prospective studies and qualitative analyses of the impact of unemployment on
mental health suggest that at least some of the correlations are likely
accounted for by the psychological and material effects of unemployment.94
Stigma. Sociologists have for many years documented a range of adverse
effects of stigma on individuals, ranging from issues with self-esteem to
academic achievement.95 Stigma is typically regarded as an attribute attaching
to a person that reduces that person’s worth to others in a particular social
context.96 These negative evaluations are in many cases widely shared among a
cultural group and become the basis for excluding or differentially treating
stigmatized individuals. For example, mental illness can become stigmatized when
it is regarded as a character flaw in mentally ill people. One reason why
stigma serves an important role in the social stress model is that it can be
invoked as an explanation even in the absence of particular events of
discrimination or maltreatment. For example, stigmatization of depression may
take place when a depressed person conceals the depression on the expectation
that friends and family members will regard it as a character flaw. Even when
this concealment is successful, and there is therefore no actual discrimination
or mistreatment by the individual’s friends or family, anxiety over the
attitudes others may have can affect the depressed person’s emotional and
mental well-being.
Researchers have found associations between the risk of poor mental
health and stigma toward certain populations, though there has been little
empirical research on the mental health effects of stigma on LGBT people in
particular. Stigma is not easy to define or operationalize, making it a
difficult and vague concept for empirical social scientists to study.
Nevertheless, researchers have attempted to work with the concept using surveys
of self-perceived devaluation by others and have found correlations between
experiences of stigma and the risk of poor mental health status. One highly
cited 1997 study by sociologist and epidemiologist Bruce Link and colleagues on
the connection between stigma and mental health found a "strong and
enduring” negative effect of stigma on the mental well-being of men who were
suffering from a mental disorder and substance abuse.97 In this study, the
effects of stigma appeared to persist even after the men had received largely
successful treatment for their original mental and substance abuse problems.
The study found significant correlations between certain stigma
variables—self-reported experiences of devaluation and rejection—and depressive
symptoms before and after treatment, suggesting that the effects of stigma are
relatively long- lasting. This might simply indicate that people with depressive
symptoms tend to report more stigma, but if that were the case, one would have
expected reports of stigma to decline over the course of the treatment program,
as depression did. However, since stigma reports stayed constant, the authors
concluded that stigma must have had a causal role in shaping depressive
symptoms. It is worth noting that this study found stigma variables to account
uniquely for around 10% or slightly more of the variance in depressive
symptoms—in other words, stigma had a minor effect on depressive symptoms,
though such an effect might manifest itself in significant ways on a population
level. Some other researchers have suggested that the effects of stigma are
usually minor and transitory; for example, Vanderbilt sociologist Walter Gove
argued that for the "vast majority of cases the stigma [experienced by
mental patients] appears to be transitory and does not appear to pose a severe
problem.”98
Researchers have relatively recently begun pursuing both empirical and
theoretical work99 on how stigma affects the mental health of LGBT
people, though there has been some controversy over the magnitude and
duration of effects due to stigma. Some of the controversy may stem from the
difficulty of defining and quantifying stigma as well as the variations in
stigma across different social contexts. A 2013 study by Columbia University
medical psychologist Walter Bockting and colleagues on mental health in 1,093
transgender people found a positive correlation between psychological distress
and both enacted and felt stigma, which were measured using survey
questions.100 A 2003 study101 by clinical psychologist Robin Lewis and
colleagues of predictors of depressive symptoms in 201 LGB individuals found
that stigma consciousness was significantly associated with depressive
symptoms, where stigma consciousness was assessed using a ten-item
questionnaire that assessed "the degree to which one expects to be judged
on the basis of a stereotype.”102 However, depressive symptoms are often
associated with negative cognition about the self, the world, and the future,
and this may contribute to the subjective perception of stigmatization among
individuals suffering from depression.103 A 2011 study104 by Bostwick that also
used measures of stigma consciousness and depressive symptoms found a modest
positive correlation between stigma scores and depressive symptoms in bisexual
women, although the study was limited by having a relatively small sample size.
However, a 2003 longitudinal study105 of Norwegian adolescents by psychologist
Lars Wichstrom and colleague found that sexual orientation was associated with
poor mental health status after accounting for a variety of psychological risk
factors, including self-worth. While this study did not directly consider
stigma as a risk factor, it suggests that psychological factors such as stigma
consciousness alone likely cannot fully account for the disparities in mental
health between heterosexuals and non-heterosexuals. Additionally, it is
important to note that due to the cross-sectional design of these studies,
causal inferences cannot be supported by the data—different kinds of data and
more evidence would be needed to support conclusions about causal
relationships. In particular, it is impossible to prove through these studies
that stigma leads to poor mental health, as opposed to, for example, poor
mental health leading people to report higher levels of stigma, or a third
factor being responsible for both poor mental health and higher levels of
stigma.
Concealment. Stigma may affect non-heterosexual individuals’ decisions
about whether to disclose or conceal their sexual orientation. LGBT people may
decide to conceal their sexual orientation to protect themselves against
possible bias or discrimination, to avoid a sense of shame, or to avoid a
potential conflict between their social role and sexual desires or
behaviors.106 Particular contexts in which LGBT people may be more likely to
conceal their sexual orientation include school, work, and other places in
which they feel that disclosure could negatively affect the way that people
regard them.
There is a large amount of evidence from psychological research indicating
that concealment of an important aspect of one’s identity may have adverse
mental health consequences. In general, expressing one’s emotions and sharing
important aspects of one’s life with others play large roles in maintaining
mental health.107 Recent decades have seen a growing body of research on the
relationships between concealment and disclosure and mental health in LGBT
subpopulations.108 For example, a 2007 study109 by Belle Rose Ragins and
colleagues of workplace concealment and disclosure in 534 LGB individuals found
that fear of disclosing was associated with psychological strain and other
outcomes such as job satisfaction. However, the study also challenged the
notion that disclosure leads to positive psychological and social outcomes,
since employees’ disclosure was not significantly associated with most of the
outcome variables. The authors interpret this result by saying that "this
study suggests that concealment may be a necessary and adaptive decision in an
unsupportive or hostile environment, thus underscoring the importance of social
context.”110 Due to the relatively rapid changes in social acceptance of
same-sex marriage and of same-sex relationships more broadly in recent
decades,111 it is possible that some of the research on the psychological
effects of concealment and disclosure is outdated, because in general there may
now be less pressure for those identifying as LGB to conceal their identities.
Testing the model-. One of the implications of the social stress model
is that reducing the amount of discrimination, prejudice, and stigmatization of
sexual minorities would help reduce the rates of mental health problems for
these populations. Some jurisdictions have sought to reduce these social
stressors by passing anti-discrimination and hate-crime laws. If such policies
are in fact successful at reducing these stressors then they could be expected
to reduce the rates of mental health problems in LGB populations to the extent
that the social stress model accurately accounts for the causes of these
problems. So far, studies have not been designed in such a way that could allow
them to test conclusively the hypothesis that social stress accounts for the
high rates of poor mental health outcomes in non-heterosexual populations, but
there is research that provides some data on a testable implication of the
social stress model.
A 2009 study by sociomedical scientist Mark Hatzenbuehler and colleagues
investigated the association between psychiatric morbidity in LGB populations
and two state-level policies that pertained to these populations: hate-crime
laws that did not include sexual orientation as a protected category, and laws
prohibiting employment discrimination based on sexual orientation.112 The study
used data on mental health outcomes from Wave 2 of the National Epidemiologic
Survey on Alcohol and Related Conditions (NESARC), a nationally representative
sample of 34,653 civilian, non-institutionalized adults, and measuring
psychiatric disorders according to DSM-IV criteria.113 Wave 2 of NESARC took
place in 2004-2005. Of the sample, 577 respondents identified as lesbian, gay,
or bisexual. The analysis of the data showed that LGB individuals living in
states with no hate-crime laws and no non-discrimination laws tended to have
higher odds of psychiatric morbidity (compared to LGB individuals in states
with one or two protective laws), but the analysis found statistically
significant correlations only for dysthymia (a less severe but more persistent
form of depression), generalized anxiety disorder, and post-traumatic stress
disorder, while the correlations between seven other psychiatric conditions
investigated were not found to be statistically significant. No epidemiological
inferences can be made due to the nature of the data, suggesting the need for
more studies on this and similar topics.
Hatzenbuehler and colleagues attempted to improve on this crosssectional
study by doing a prospective study, published in 2010, this time examining
changes in psychiatric morbidity over the period in which certain states passed
constitutional amendments defining marriage as a union between one man and one
woman—amendments that were described by the study’s authors as "bans on
gay marriage.”114 The authors examined differences in psychiatric morbidity
between Wave 1 of NESARC, which took place in 2001-2002, and Wave 2, which
coincided with the 2004 and 2005 state-constitutional amendments. They observed
that the prevalence in mood disorders in LGB respondents living in states that
passed marriage amendments increased by 36.6% between Waves 1 and 2. Mood
disorders for LGB respondents living in states that did not pass marriage
amendments decreased by 23.6%, though this change was not statistically
significant. The prevalence of certain disorders increased both in states that
passed such amendments and in states that did not. Generalized anxiety
disorder, for example, increased in both, but by a much larger and
statistically significant magnitude in states that passed marriage amendments.
Hatzenbuehler and colleagues found that drug-use disorders increased more in
states that did not pass marriage amendments, and the increase was
statistically significant only for those states. (Total substance abuse
disorders increased in both cases, by a roughly similar amount.) As with the
earlier cross-sectional study, for the majority of the psychiatric conditions
investigated there were no significant correlations between the conditions and
the social policies that were hypothesized to have an influence on mental
health outcomes.
Some of the limitations of the study’s findings noted by the authors
include the following: healthier LGB respondents may have moved out of the
states that would eventually pass marriage amendments into the states that
would not; sexual orientation was only assessed during Wave 2 of NESARC, and
there is some fluidity to sexual identity that may have led to
misclassification of some LGB respondents; and the sample size of LGB
respondents living in states that passed marriage amendments was relatively
small, limiting the statistical power of the study.
One hypothesized causal mechanism for the change in mental health
variables associated with the marriage amendments is that the public debate
surrounding the amendments may have elevated the stress experienced by
non-heterosexuals—a hypothesis that was put forward by psychologist Sharon
Scales Rostosky and colleagues in a study of the attitudes of LGB adults in
states that passed marriage amendments in 2006.115 The survey data collected
during this study showed that LGB respondents living in states that passed
marriage amendments in 2006 had higher levels of various kinds of psychological
distress, including stress and depressive symptoms. The study also found that
participation in LGBT activism during the election season was associated with
increased psychological distress. It may be that part of the psychological
distress recorded by this survey, which included perceived stress, depressive
symptoms (but not diagnoses of depressive disorders), and what the researchers
called "amendment-related affect,” may have simply reflected the typical
feelings of advocates when they experience political defeat on an issue that
they care passionately about. Other key limitations of the study were its
cross-sectional design and its reliance on volunteers for the survey (in
contrast to the previous study by Hatzenbuehler and colleagues). The survey
methodology may also have biased the results—the researchers advertised on
websites and through listserv e-mail announce-ments that they were looking for
survey respondents for a study on "attitudes and experiences of LGB...
individuals regarding the debate” over gay marriage. As with many forms of
convenience sampling, individuals with strong attitudes regarding the issues
under investigation in the survey may have been more likely to respond.
As for the effects of particular policies, the evidence is equivocal at
best. The 2009 study by Hatzenbuehler and colleagues demonstrated significant
correlations between the risk of some (though not all) mental health problems
in the LGB subpopulation and state policies on hate crime and employment
protections. Even for the aspects of mental health that this study found to be
correlated with hate-crime or employment-protection policies, the study was
unable to show an epidemiological relationship between policies and health
outcomes.
Conclusion
The social stress model probably accounts for some of the poor mental
health outcomes experienced by sexual minorities, though the evidence
supporting the model is limited, inconsistent and incomplete. Some of the
central concepts of the model, such as stigmatization, are not easily
operationalized. There is evidence linking some forms of mistreatment,
stigmatization, and discrimination to some of the poor mental health outcomes
experienced by non-heterosexuals, but it is far from clear that these factors
account for all of the disparities between the heterosexual and
non-heterosexual populations. Those poor mental health outcomes may be
mitigated to some extent by reducing social stressors, but this strategy is
unlikely to eliminate all of the disparities in mental health status between
sexual minorities and the wider population. Other factors, such as the elevated
rates of sexual abuse victimization among the LGBT population discussed in Part
One, may also account for some of these mental health disparities, as research
has consistently shown that "survivors of childhood sexual abuse are
significantly at risk of a wide range of medical, psychological, behavioral,
and sexual disorders.”116
Just as it does a disservice to non-heterosexual subpopulations to
ignore or downplay the statistically higher risks of negative mental health
outcomes they face, so it does them a disservice to misattribute the causes of
these elevated risks, or to ignore other potential factors that may be at work.
Assuming that a single model can explain all of the mental health risks faced
by non-heterosexuals can mislead clinicians and therapists charged with helping
this vulnerable subpopulation. The social stress model deserves further
research, but should not be assumed to offer a complete explanation of the
causes of mental health disparities if clinicians and policymakers want to
adequately address the mental health challenges faced by the LGBT community.
More research is needed to explore the causes of, and solutions to, these
important public health challenges.
THE NEW
ATLANTIS
A JOURNAL OF TECHNOLOGY & SOCIETY
Part Three
Gender Identity
The concept of biological sex is well defined, based on the binary roles
that males and females play in reproduction. By contrast, the concept of gender
is not well defined. It is generally taken to refer to behaviors and
psychological attributes that tend to be typical of a given sex. Some
indi-viduals identify as a gender that does not correspond to their biological
sex. The causes of such cross-gender identification remain poorly understood.
Research investigating whether these transgender individuals have certain
physiological features or experiences in common with the opposite sex, such as
brain structures or atypical prenatal hormone exposures, has so far been
inconclusive. Gender dysphoria—a sense of incongruence between one’s biological
sex and one’s gender, accompanied by clinically significant distress or
impairment—is sometimes treated in adults by hormones or surgery, but there is
little scientific evidence that these therapeutic interventions have
psychological benefits. Science has shown that gender identity issues in
children usually do not persist into adolescence or adulthood, and there is
little scientific evidence for the therapeutic value of puberty-delaying treatments.
We are concerned by the increasing tendency toward encouraging children with
gender identity issues to transition to their preferred gender through medical
and then surgical procedures. There is a clear need for more research in these
areas.
As described in Part One, there is a widely held belief that sexual orientation
is a well-defined concept, and that it is innate and fixed in each person—as it
is often put, gay people are "born that way.” Another emerging and related
view is that gender identity—the subjective, internal sense of being a man or a
woman (or some other gender category)—is also fixed at birth or at a very early
age and can diverge from a person’s biological sex. In the case of children,
this is sometimes articulated by saying that a little boy may be trapped in a
little girl’s body, or vice versa.
In Part One we argued that scientific research does not give much
support to the hypothesis that sexual orientation is innate and fixed. We will
argue here, similarly, that there is little scientific evidence that gender
identity is fixed at birth or at an early age. Though biological sex is innate,
and gender identity and biological sex are related in complex ways, they
are not identical; gender is sometimes defined or expressed in ways that
have little or no biological basis.
Key Concepts and Their Origins
To clarify what is meant by "gender” and "sex,” we begin with
a widely used definition, here quoted from a pamphlet published by the American
Psychological Association (APA):
Sex is assigned at birth, refers to one's biological status as either
male or female, and is associated primarily with physical attributes such as
chromosomes, hormone prevalence, and external and internal anatomy. Gender
refers to the socially constructed roles, behaviors, activities, and attributes
that a given society considers appropriate for boys and men or girls and women.
These influence the ways that people act, interact, and feel about themselves.
While aspects of biological sex are similar across different cultures, aspects
of gender may differ.1
This definition points to the obvious fact that there are social norms
for men and women, norms that vary across different cultures and that are not
simply determined by biology. But it goes further in holding that gender is
wholly "socially constructed”—that it is detached from biological sex.
This idea has been an important part of a feminist movement to reform or
eliminate traditional gender roles. In the classic feminist book The Second Sex
(1949), Simone de Beauvoir wrote that "one is not born, but becomes a
woman.”2 This notion is an early version of the now familiar distinction
between sex as a biological designation and gender as a cultural construct:
though one is born, as the APA explains, with the "chromosomes, hormone
prevalence, and external and internal anatomy” of a female, one is socially
conditioned to take on the "roles, behaviors, activities, and attributes”
of a woman.
Developments in feminist theory in the second half of the twentieth century
further solidified the position that gender is socially constructed. One of the
first to use the term "gender” as distinct from sex in the social-science
literature was Ann Oakley in her 1972 book, Sex, Gender and Society.3 In the
1978 book Gender: An Ethnomethodological Approach, psychology professors
Suzanne Kessler and Wendy McKenna argued that "gender is a social construction,
that a world of two ‘sexes’ is a result of the socially shared, taken for
granted methods which members use to construct reality.”4
Anthropologist Gayle Rubin expresses a similar view, writing in 1975
that "Gender is a socially imposed division of the sexes. It is a product
of
the social relations of sexuality.”5 According to her argument, if it
were not for this social imposition, we would still have males and females but
not "men” and "women.” Furthermore, Rubin argues, if traditional gender
roles are socially constructed, then they can also be deconstructed, and we can
eliminate "obligatory sexualities and sex roles” and create "an
androgynous and genderless (though not sexless) society, in which one’s sexual
anatomy is irrelevant to who one is, what one does, and with whom one makes
love.”6
The relationship between gender theory and the deconstruction or
overthrowing of traditional gender roles is made even clearer in the works of
the influential feminist theorist Judith Butler. In works such as Gender
Trouble: Feminism and the Subversion of Identity (1990)7 and Undoing Gender
(2004)8 Butler advances what she describes as "performativity theory,”
according to which being a woman or man is not something that one is but
something that one does. "Gender is neither the causal result of sex nor
as seemingly fixed as sex,” as she put it.9 Rather, gender is a constructed
status radically independent from biology or bodily traits, "a free
floating artifice, with the consequence that man and masculine might just as
easily signify a female body as a male one, and woman and feminine a male body
as easily as a female one.”10
This view, that gender and thus gender identity are fluid and plastic,
and not necessarily binary, has recently become more prominent in popular
culture. An example is Facebook’s move in 2014 to include 56 new ways for users
to describe their gender, in addition to the options of male and female. As
Facebook explains, the new options allow the user to "feel comfortable
being your true, authentic self,” an important part of which is "the
expression of gender.”11 Options include agender, several cis- and trans-
variants, gender fuid, gender questioning, neither, other, pangender, and
two-spirit.12
Whether or not Judith Butler was correct in describing traditional gender
roles of men and women as "performative,” her theory of gender as a
"free-floating artifice” does seem to describe this new taxonomy of
gender. As these terms multiply and their meanings become more individualized,
we lose any common set of criteria for defining what gender distinctions mean.
If gender is entirely detached from the binary of biological sex, gender could
come to refer to any distinctions in behavior, biological attributes, or
psychological traits, and each person could have a gender defined by the unique
combination of characteristics the person possesses. This reductio ad absurdum
is offered to present the possibility that defining gender too broadly could
lead to a definition that has little meaning.
Alternatively, gender identity could be defined in terms of sex-typical
traits and behaviors, so that being a boy means behaving in the ways boys
typically behave—such as engaging in rough-and-tumble play and expressing an
interest in sports and liking toy guns more than dolls. But this would imply
that a boy who plays with dolls, hates guns, and refrains from sports or
rough-and-tumble play might be considered to be a girl, rather than simply a
boy who represents an exception to the typical patterns of male behavior. The
ability to recognize exceptions to sex-typical behavior relies on an
understanding of maleness and femaleness that is independent of these
stereotypical sex-appropriate behaviors. The underlying basis of maleness and
femaleness is the distinction between the reproductive roles of the sexes; in
mammals such as humans, the female gestates offspring and the male impregnates
the female. More universally, the male of the species fertilizes the egg cells
provided by the female of the species. This conceptual basis for sex roles is
binary and stable, and allows us to distinguish males from females on the
grounds of their reproductive systems, even when these individuals exhibit
behaviors that are not typical of males or females.
To illustrate how reproductive roles define the differences between the
sexes even when behavior appears to be atypical for the particular sex,
consider two examples, one from the diversity of the animal kingdom, and one
from the diversity of human behavior. First, we look at the emperor penguin.
Male emperor penguins provide more care for eggs than do females, and in this
sense, the male emperor penguin could be described as more maternal than the
female.13 However, we recognize that the male emperor penguin is not in fact
female but rather that the species represents an exception to the general, but
not universal, tendency among animals for females to provide more care than
males for offspring. We recognize this because sex-typical behaviors like
parental care do not define the sexes; the individual’s role in sexual
reproduction does.
Even other sex-typical biological traits, such as chromosomes, are not
necessarily helpful for defining sex in a universal way, as the penguin example
further illustrates. As with other birds, the genetics of sex determination in
the emperor penguin is different than the genetics of sex determination in
mammals and many other animals. In humans, males have XY chromosomes and
females have XX chromosomes; that is, males have a unique sex-determining
chromosome that they do not share with females, while females have two copies
of a chromosome that they share with males. But in birds, it is females, not
males, that have and pass on the sex-specific chromosome.14 Just as the
observation that male emperor penguins nurture their offspring more than their
partners did not lead zoologists to conclude that the egg-laying member of the
emperor penguin species was in fact the male, the discovery of the ZW
sex-determination system in birds did not lead geneticists to challenge the
age-old recognition that hens are females and roosters are males. The only
variable that serves as the fundamental and reliable basis for biologists to
distinguish the sexes of animals is their role in reproduction, not some other
behavioral or biological trait.
Another example that, in this case, only appears to be non-sex-typical
behavior is that of Thomas Beatie, who made headlines as a man who gave birth
to three children between 2008 and 2010.15 Thomas Beatie was born a woman,
Tracy Lehuanani LaGondino, and underwent a surgical and legal transition to
living as a man before deciding to have children. Because the medical
procedures he underwent did not involve the removal of his ovaries or uterus,
Beatie was capable of bearing children. The state of Arizona recognizes Thomas
Beatie as the father of his three children, even though, biologically, he is
their mother. Unlike the case of the male emperor penguin’s ostensibly
maternal, "feminine” parenting behavior, Beatie’s ability to have children
does not represent an exception to the normal inability of males to bear
children. The labeling of Beatie as a man despite his being biologically female
is a personal, social, and legal decision that was made without any basis in
biology; nothing whatsoever in biology suggests Thomas Beatie is a male.
In biology, an organism is male or female if it is structured to perform
one of the respective roles in reproduction. This definition does not require
any arbitrary measurable or quantifiable physical characteristics or behaviors;
it requires understanding the reproductive system and the reproduction process.
Different animals have different reproductive systems, but sexual reproduction
occurs when the sex cells from the male and female of the species come together
to form newly fertilized embryos. It is these reproductive roles that provide
the conceptual basis for the differentiation of animals into the biological
categories of male and female. There is no other widely accepted biological
classification for the sexes.
But this definition of the biological category of sex is not universally
accepted. For example, philosopher and legal scholar Edward Stein maintains
that infertility poses a crucial problem for defining sex in terms of
reproductive roles, writing that defining sex in terms of these roles would
define "infertile males as females.”16 Since an infertile male cannot play
the reproductive role for which males are structured, and an infertile female
cannot play the reproductive role for which females are structured, according
to this line of thinking, defining sex in terms of reproductive roles would not
be appropriate, as infertile males would be classified as females, and
infertile females as males. Nevertheless, while a reproductive system
structured to serve a particular reproductive role may be impaired in such a
way that it cannot perform its function, the system is still recognizably
structured for that role, so that biological sex can still be defined strictly
in terms of the structure of reproductive systems. A similar point can be made
about heterosexual couples who choose not to reproduce for any of a variety of
reasons. The male and female reproductive systems are generally clearly
recognizable, regardless of whether or not they are being used for purposes of
reproduction.
The following analogy illustrates how a system can be recognized as
having a particular purpose, even when that system is dysfunctional in a way
that renders it incapable of carrying out its purpose: Eyes are complex organs
that function as processors of vision. However, there are numerous conditions
affecting the eye that can impair vision, resulting in blindness. The eyes of
the blind are still recognizably organs structured for the function of sight.
Any impairments that result in blindness do not affect the purpose of the
eye—any more than wearing a blindfold—but only its function. The same is true
for the reproductive system. Infertility can be caused by many problems.
However, the reproductive system continues to exist for the purpose of
begetting children.
There are individuals, however, who are biologically "intersex,”
meaning that their sexual anatomy is ambiguous, usually for reasons of genetic
abnormalities. For example, the clitoris and penis are derived from the same
embryonic structures. A baby may display an abnormally large clitoris or an
abnormally small penis, causing its biological sex to be difficult to determine
long after birth.
The first academic article to use the term "gender” appears to be
the 1955 paper by the psychiatry professor John Money of Johns Hopkins on the
treatment of "intersex” children (the term then used was "hermaphrodites”).17
Money posited that gender identity, at least for these children, was fluid and
that it could be constructed. In his mind, making a child identify with a gender
only required constructing sex-typical genitalia and creating a
gender-appropriate environment for the child. The chosen gender for these
children was often female—a decision that was not based on genetics or biology,
nor on the belief that these children were "really” girls, but, in part,
on the fact that at the time it was easier surgically to construct a vagina
then it was to construct a penis.
The most widely known patient of Dr. Money was David Reimer, a boy who
was not born with an intersex condition but whose penis was damaged during
circumcision as an infant.18 David was raised by his parents as a girl named
Brenda, and provided with both surgical and hormonal interventions to ensure
that he would develop female-typical sex characteristics. However, the attempt
to conceal from the child what had happened to him was not successful—he
self-identified as a boy, and eventually, at the age of 14, his psychiatrist
recommended to his parents that they tell him the truth. David then began the
difficult process of reversing the hormonal and surgical interventions that had
been performed to feminize his body. But he continued to be tormented by his
childhood ordeal, and took his own life in 2004, at the age of 38.
David Reimer is just one example of the harm wrought by theories that
gender identity can socially and medically be reassigned in children. In a 2004
paper, William G. Reiner, a pediatric urologist and child and adolescent
psychiatrist, and John P. Gearhart, a professor of pediatric urology, followed
up on the sexual identities of 16 genetic males affected by cloacal exstrophy—a
condition involving a badly deformed bladder and genitals. Of the 16 subjects,
14 were assigned female sex at birth, receiving surgical interventions to
construct female genitalia, and were raised as girls by their parents; 6 of
these 14 later chose to identify as males, while 5 continued to identify as
females and 2 declared themselves males at a young age but continued to be
raised as females because their parents rejected the children’s declarations.
The remaining subject, who had been told at age 12 that he was born male,
refused to discuss sexual identity.19 So the assignment of female sex persisted
in only 5 of the 13 cases with known results.
This lack of persistence is some evidence that the assignment of sex
through genital construction at birth with immersion into a "gender-
appropriate” environment is not likely to be a successful option for managing
the rare problem of genital ambiguity from birth defects. It is important to
note that the ages of these individuals at last follow-up ranged from 9 to 19,
so it is possible that some of them may have subsequently changed their gender
identities.
Reiner and Gearhart’s research indicates that gender is not arbitrary;
it suggests that a biological male (or female) will probably not come to
identify as the opposite gender after having been altered physically and
immersed into the corresponding gender-typical environment. The plasticity of
gender appears to have a limit.
What is clear is that biological sex is not a concept that can be
reduced to, or artificially assigned on the basis of, the type of external
genitalia alone. Surgeons are becoming more capable of constructing artificial
genitalia, but these "add-ons” do not change the biological sex of the
recipients, who are no more capable of playing the reproductive roles of the
opposite biological sex than they were without the surgery. Nor does biological
sex change as a function of the environment provided for the child. No degree
of supporting a little boy in converting to be considered, by himself and
others, to be a little girl makes him biologically a little girl. The
scientific definition of biological sex is, for almost all human beings, clear,
binary, and stable, reflecting an underlying biological reality that is not
contradicted by exceptions to sex-typical behavior, and cannot be altered by
surgery or social conditioning.
In a 2004 article summarizing the results of research related to intersex
conditions, Paul McHugh, the former chief of psychiatry at Johns Hopkins
Hospital (and the coauthor of this report), suggested:
We in the Johns Hopkins Psychiatry Department eventually concluded that
human sexual identity is mostly built into our constitution by the genes we
inherit and the embryogenesis we undergo. Male hormones sexualize the brain and
the mind. Sexual dysphoria—a sense of disquiet in one's sexual role—naturally
occurs amongst those rare males who are raised as females in an effort to
correct an infantile genital structural problem.20
We now turn our attention to transgender individuals—children and
adults—who choose to identify as a gender different from their biological sex,
and explore the meaning of gender identity in this context and what the scientific
literature tells us about its development.
Gender Dysphoria
"While biological sex is, with very few exceptions, a well-defined,
binary trait (male versus female) corresponding to how the body is organized
for reproduction, gender identity is a more subjective attribute. For most
people, their own gender identity is probably not a significant concern; most
biological males identify as boys or men, and most biological females identify
as girls or women. But some individuals experience an incongruence between
their biological sex and their gender identity. If this struggle causes them to
seek professional help, then the problem is classified as "gender
dysphoria.”
Some male children raised as females, as described in Reiner and
colleagues’ 2004 study, came to experience problems with their gender identity
when their subjective sense of being boys conflicted with being identified and
treated as girls by their parents and doctors. The biological sex of the boys
was not in question (they had an XY genotype), and the cause of gender
dysphoria lay in the fact that they were genetically male, came to identify as
male, but had been assigned female gender identities. This suggests that gender
identity can be a complex and burdensome issue for those who choose (or have
others choose for them) a gender identity opposite their biological sex.
But the cases of gender dysphoria that are the subject of much public
debate are those in which individuals come to identify as genders different
from those based on their biological sex. These people are usually identified,
and describe themselves, as "transgender.”
According to the fifth edition of the American Psychiatric Association’s
Diagnostic and Statistical Manual of Mental Disorders (DSM-5), gender dysphoria
is marked by "incongruence between one’s experienced/ expressed gender and
assigned gender,” as well as "clinically significant distress or
impairment in social, occupational, or other important areas of functioning.”21
It is important to clarify that gender dysphoria is not the same as
gender nonconformity or gender identity disorder. Gender nonconformity
describes an individual who behaves in a manner contrary to the gender-specific
norms of his or her biological sex. As the DSM-5 notes, most transvestites, for
instance, are not transgender—men who dress as women typically do not identify
themselves as women.22 (However, certain forms of transvestitism can be
associated with late-onset gender dysphoria.23)
Gender identity disorder, an obsolete term from an earlier version of
the DSM that was removed in its fifth edition, was used as a psychiatric
diagnosis. If we compare the diagnostic criteria for gender dysphoria (the
current term) and gender identity disorder (the former term), we see that both
require the patient to display "a marked incongruence between one’s
experienced/expressed gender and assigned gender.”24 The key difference is that
a diagnosis of gender dysphoria requires the patient additionally to experience
a "clinically significant distress or impairment in social, occupational,
or other important areas of functioning” associated with these incongruent
feelings.25 Thus the major set of diagnostic criteria used in contemporary
psychiatry does not designate all transgender individuals as having a psychiatric
disorder. For example, a biological male who identifies himself as a female is
not considered to have a psychiatric disorder unless the individual is
experiencing significant psychosocial distress at the incongruence. A diagnosis
of gender dysphoria may be part of the criteria used to justify
sex-reassignment surgery or other clinical interventions. Furthermore, a
patient who has had medical or surgical modifications to express his or her
gender identity may still suffer from gender dysphoria. It is the nature of the
struggle that defines the disorder, not the fact that the expressed gender
differs from the biological sex.
There is no scientific evidence that all transgender people have gender
dysphoria, or that they are all struggling with their gender identities. Some
individuals who are not transgender—that is, who do not identify as a gender
that does not correspond with their biological sex—might nonetheless struggle
with their gender identity; for example, girls who behave in some male-typical
ways might experience various forms of distress without ever coming to identify
as boys. Conversely, individuals who do identify as a gender that does not
correspond with their biological sex may not experience clinically significant
distress related to their gender identity. Even if only, say, 40% of
individuals who identify as a gender that does not correspond with their
biological sex experience significant distress related to their gender
identity, this would constitute a public health issue requiring clinicians and
others to act to support those with gender dysphoria, and hopefully, to reduce
the rate of gender dysphoria in the population. There is no evidence to suggest
that the other 60% in this hypothetical—that is, the individuals who identify as
a gender that does not correspond with their biological sex but who do not
experience significant distress—would require clinical treatment.
The DSM’s concept of subjectively "experiencing” one’s gender as
incongruent from one’s biological sex may require more critical scrutiny and
possibly modification. The exact definition of gender dysphoria, however
well-intentioned, is somewhat vague and confusing. It does not account for
individuals who self-identify as transgender but do not experience dysphoria
associated with their gender identity and who seek psychiatric care for
functional impairment for problems unrelated to their
gender identity, such as anxiety or depression. They may then be mislabeled
as having gender dysphoria simply because they have a desire to be identified
as a member of the opposite gender, when they have come to a satisfactory
resolution, subjectively, with this incongruence and may be depressed for
reasons having nothing to do with their gender identity.
The DSM-5 criteria for a diagnosis of gender dysphoria in children are
defined in a "more concrete, behavioral manner than those for adolescents
and adults.”26 This is to say that some of the diagnostic criteria for gender
dysphoria in children refer to behaviors that are stereotypically associated
with the opposite gender. Clinically significant distress is still necessary
for a diagnosis of gender dysphoria in children, but some of the other
diagnostic criteria include, for instance, a "strong preference for the
toys, games, or activities stereotypically used or engaged in by the other
gender.”27 What of girls who are "tomboys” or boys who are not oriented
toward violence and guns, who prefer quieter play? Should parents worry that
their tomboy daughter is really a boy stuck in a girl’s body? There is no
scientific basis for believing that playing with toys typical of boys defines a
child as a boy, or that playing with toys typical of girls defines a child as a
girl. The DSM-5 criterion for diagnosing gender dysphoria by reference to
gender-typical toys is unsound; it appears to ignore the fact that a child
could display an expressed gender—manifested by social or behavioral
traits—incongruent with the child’s biological sex but without identifying as
the opposite gender. Furthermore, even for children who do identify as a gender
opposite their biological sex, diagnoses of gender dysphoria are simply
unreliable. The reality is that they may have psychological difficulties in
accepting their biological sex as their gender. Children can have difficulty
with the expectations associated with those gender roles. Traumatic experiences
can also cause a child to express distress with the gender associated with his
or her biological sex.
Gender identity problems can also arise with intersex conditions (the
presence of ambiguous genitalia due to genetic abnormalities), which we
discussed earlier. These disorders of sex development, while rare, can
contribute to gender dysphoria in some cases.28 Some of these conditions
include complete androgen insensitivity syndrome, where individuals with XY
(male) chromosomes lack receptors for male sex hormones, leading them to
develop the secondary sex characteristics of females, rather than males (though
they lack ovaries, do not menstruate, and are consequently sterile).29 Another
hormonal disorder of sex development that can lead to individuals developing in
ways that are not typical of their genetic sex include congenital adrenal
hyperplasia, a condition that can
masculinize XX (female) fetuses.30 Other rare phenomena such as genetic
mosaicism31 or chimerism,32 where some cells in the individual’s bodies contain
XX chromosomes and others contain XY chromosomes, can lead to considerable
ambiguity in sex characteristics, including individuals who possess both male
and female gonads and sex organs.
While there are many cases of gender dysphoria that are not associated
with these identifiable intersex conditions, gender dysphoria may still
represent a different type of intersex condition in which the primary sex
characteristics such as genitalia develop normally while secondary sex
characteristics associated with the brain develop along the lines of the
opposite sex. Controversy exists over influences determining the nature of
neurological, psychological, and behavioral sex differences. The emerging
consensus is that there may be some differences in patterns of neurological
development in- and ex-utero for men and women.33 Therefore, in theory,
transgender individuals could be subject to conditions allowing a more
female-type brain to develop within a genetic male (having the XY chromosomal
patterns), and vice versa. However, as we will show in the next section, the
research supporting this idea is quite minimal.
As a way of surveying the biological and social science research on
gender dysphoria, we can list some of the important questions. Are there
biological factors that influence the development of a gender identity that
does not correspond with one’s biological sex? Are some individuals born with a
gender identity different from their biological sex? Is gender identity shaped
by environmental or nurturing conditions? How stable are choices of gender
identity? How common is gender dysphoria? Is it persistent across the lifespan?
Can a little boy who thinks he is a little girl change over the course of his
life to regard himself as male? If so, how often can such people change their
gender identities? How would someone’s gender identity be measured
scientifically? Does self-understanding suffice? Does a biological girl become
a gender boy by believing, or at least stating, she is a little boy? Do
people’s struggles with a sense of incongruity between their gender identity
and biological sex persist over the life course? Does gender dysphoria respond
to psychiatric interven-tions? Should those interventions focus on affirming
the gender identity of the patient or take a more neutral stance? Do efforts to
hormonally or surgically modify an individual’s primary or secondary sex
characteristics help resolve gender dysphoria? Does modification create further
psychiatric problems for some of those diagnosed with gender dysphoria, or does
it typically resolve existing psychiatric problems? We broach a few of these
critical questions in the following sections.
Gender and Physiology
Robert Sapolsky, a Stanford professor of biology who has done extensive
neuroimaging research, suggested a possible neurobiological explanation for
cross-gender identification in a 2013 Wall Street Journal article, "Caught
Between Male and Female.” He asserted that recent neuroimaging studies of the
brains of transgender adults suggest that they may have brain structures more
similar to their gender identity than to their biological sex.34 Sapolsky bases
this assertion on the fact that there are differences between male and female
brains, and while the differences are "small and variable,” they
"probably contribute to the sex differences in learning, emotion and
socialization.”35 He concludes: "The issue isn’t that sometimes people
believe they are of a different gender than they actually are. Remarkably,
instead, it’s that sometimes people are born with bodies whose gender is
different from what they actually are.”36 In other words, he claims that some
people can have a female-type brain in a male body, or vice versa.
While this kind of neurobiological theory of cross-gender identification
remains outside of the scientific mainstream, it has recently received
scientific and popular attention. It provides a potentially attractive explanation
for cross-gender identification, especially for individuals who are not
affected by any known genetic, hormonal, or psychosocial abnormalities.37
However, while Sapolsky may be right, there is fairly little support in the
scientific literature for his contention. His neurological explanation for
differences between male and female brains and those differences’ possible
relevance to cross-gender identification warrant further scientific
consideration.
There are many small studies that attempt to define causal factors of
the experience of incongruence between one’s biological sex and felt gender.
These studies are described in the following pages, each pointing to an
influence that may contribute to the explanation for cross-gender
identification.
Nancy Segal, a psychologist and geneticist, researched two case studies
of identical twins discordant for female-to-male (FtM) transsexualism.38 Segal
notes that, according to another, earlier study that conducted nonclinical
interviews with 45 FtM transsexuals, 60% suffered some form of childhood abuse,
with 31% experiencing sexual abuse, 29% experiencing emotional abuse, and 38%
physical abuse.39 However, this earlier study did not include a control group
and was limited by its small sample size, making it difficult to extract
significant interactions, or generalizations, from the data.
Segal’s own first case study was of a 34-year-old FtM twin, whose identical
twin sister was married and the mother of seven children.40 Several stressful
events had occurred during the twins’ mother’s pregnancy, and they were born
five weeks prematurely. When they were eight years old, their parents divorced.
The FtM twin exhibited gender-nonconforming behavior early and it persisted
throughout childhood. She became attracted to other girls in junior high school
and as a teenager attempted suicide several times. She reported physical abuse
and emotional abuse at the hand of her mother. The twins were raised in a
Mormon household, in which transsexuality was not tolerated.41 The twin sister
had never questioned her gender identity but did experience some depression.
For Segal, the FtM twin’s gender nonconformity and abuse in childhood were factors
that contributed to gender dysphoria; the other twin was not subject to the
same stressors in childhood, and did not develop issues around her gender
identity. Segal’s second case study also concerned identical twins with one
twin transitioning from female to male.42 This FtM twin had early-onset
nonconforming behaviors and attempted suicide as a young adult. At age 29 she
underwent reassignment surgery, was well supported by family, met a woman, and
married. As in the first case, the other twin was reportedly always secure in
her female gender identity.
Segal speculates that each set of twins may have had uneven prenatal
androgen exposures (though her study did not offer evidence to support this)43
and concludes that "Transsexualism is unlikely to be associated with a
major gene, but is likely to be associated with multiple genetic, epigenetic,
developmental and experiential influences.”44 Segal is critical of the notion
that the maternal abuse experienced by the FtM twin in her first case study may
have played a causal role in the twin’s "atypical gender identification”
since the abuse "apparently followed ” the twin’s gender-atypical
behaviors—though Segal acknowledges "it is possible that this abuse
reinforced his already atypical gender identification.”45 These case studies,
while informative, are not scientifically strong, and do not provide direct
evidence for any causal hypotheses about the origins of atypical gender
identification.
A source of more information—but also inadequate to make direct causal
inferences—is a case analysis by Mayo Clinic psychiatrists J. Michael Bostwick
and Kari A. Martin of an intersex individual born with ambiguous genitalia who
was operated on and raised as a female.46 By way of offering some background,
the authors draw a distinction between gender identity disorder (an
"inconsistency between perceived gender identity and phenotypic sex” that
generally involves "no discernible neuroendocrinological abnormality”47),
and intersexuality (a condition in which biological features of both sexes are
present). They also provide a summary and classification scheme of the various
types of intersex disorders. After a thorough discussion of the various
intersex developmental issues that can lead to a disjunction between the brain
and body, the authors acknowledge that "Some adult patients with severe
dysphoria—transsexuals—have neither history nor objective findings supporting a
known biological cause of brain-body disjunction.”48 These patients require
thorough medical and psychiatric attention to avoid gender dysphoria.
After this helpful summary, the authors state that "Absent
psychosis or severe character pathology, patients’ subjective assertions are
presently the most reliable standards for delineating core gender identity.”49
But it is not clear how we could consider subjective assertions more reliable
in establishing gender identity, unless gender identity is defined as a
completely subjective phenomenon. The bulk of the article is devoted to
describing the various objectively discernible and identifiable ways in which
one’s identity as a male or female is imprinted on the nervous and endocrine
system. Even when something goes wrong with the development of external
genitalia, individuals are more likely to act in accordance with their
chromosomal and hormonal makeup.50
In 2011, Giuseppina Rametti and colleagues from various research centers
in Spain used MRI to study the brain structures of 18 FtM transsexuals who
exhibited gender nonconformity early in life and experienced sexual attraction
to females prior to hormone treatment.51 The goal was to learn whether their
brain features corresponded more to their biological sex or to their sense of
gender identity. The control group consisted of 24 male and 19 female
heterosexuals with gender identities conforming to their biological sex.
Differences were noted in the white matter microstructure of specific brain
areas. In untreated FtM transsexuals, that structure was more similar to that
of heterosexual males than to that of heterosexual females in three of four
brain areas.52 In a complementary study, Rametti and colleagues compared 18 MtF
transsexuals to 19 female and 19 male heterosexual controls.53 These MtF
transsexuals had white matter tract averages in several brain areas that fell
between the averages of the control males and the control females. The values,
however, were typically closer to the males (that is, to those that shared
their biological sex) than to the females in most areas.54 In controls the
authors found that, as expected, the males had greater amounts of gray and
white matter and higher volumes of cerebrospinal fluid than control females.
The MtF transsexual brain volumes
were all similar to those of male controls and significantly different
from those of females.55
Overall, the findings of these studies by Rametti and colleagues do not
sufficiently support the notion that transgender individuals have brains more
similar to their preferred gender than to the gender corresponding with their
biological sex. Both studies are limited by small sample sizes and lack of a
prospective hypothesis—both analyzed the MRI data to find the gender
differences and then looked to see where the data from transgender subjects
fit.
Whereas both of these MRI studies looked at brain structure, a functional
MRI study by Emiliano Santarnecchi and colleagues from the University of Siena
and the University of Florence looked at brain function, examining
gender-related differences in spontaneous brain activity during the resting
state.56 The researchers compared a single FtM individual (declared
cross-gender since childhood), and control groups of 25 males and 25 females,
with regard to spontaneous brain activity. The FtM individual demonstrated a
"brain activity profile more close to his biological sex than to his desired
one,” and based in part on this result the authors concluded that
"untreated FtM transsexuals show a functional connectivity profile
comparable to female control subjects.”57 With a sample size of one, this
study’s statistical power is virtually zero.
In 2013, Hsaio-Lun Ku and colleagues from various medical centers and
research institutes in Taiwan also conducted functional brain imaging studies.
They compared the brain activity of 41 transsexuals (21 FtMs, 20 MtFs) and 38
matched heterosexual controls (19 males and 19 females).58 Arousal response of
each cohort while viewing neutral as compared to erotic films was compared
between groups. All of the transsexuals in the study reported sexual
attractions to members of their natal, biological sex, and exhibited more
sexual arousal than heterosexual controls when viewing erotic films that
depicted sexual activity between subjects sharing their biological sex. A
"selfness” score was also incorporated into the study, in which the
researchers asked participants to "rate the degree to which you identify
yourself as the male or female in the film.”59 The transsexuals in the study
identified with those of their preferred gender more than the controls
identified with those of their biological gender, in both erotic films and
neutral films. The heterosexual controls did not identify themselves with
either males or females in either of the film types. Ku and colleagues claim to
have demonstrated characteristic brain patterns for sexual attraction as
related to biological sex but did not make meaningful neurobiological
gender-identity comparisons among the three cohorts. In
addition, they reported findings that transsexuals demonstrated psychosocial
maladaptive defensive styles.
A 2008 study by Hans Berglund and colleagues from Sweden’s Karolinska
Institute and Stockholm Brain Institute used PET and fMRI scans to compare
brain-area activation patterns in 12 MtF transgendered individuals who were
sexually attracted to women with those of 12 heterosexual women and 12 heterosexual
men.60 The first set of subjects took no hormones and had not undergone
sex-reassignment surgery. The experiment involved smelling odorous steroids
thought to be female pheromones, and other sexually neutral odors such as
lavender oil, cedar oil, eugenol, butanol, and odorless air. The results were
varied and mixed between the groups for the various odors, which should not be
surprising, since post hoc analyses usually lead to contradictory findings.
In summary, the studies presented above show inconclusive evidence and
mixed findings regarding the brains of transgender adults. Brain- activation
patterns in these studies do not offer sufficient evidence for drawing sound
conclusions about possible associations between brain activation and sexual identity
or arousal. The results are conflicting and confusing. Since the data by Ku and
colleagues on brain-activation patterns are not universally associated with a
particular sex, it remains unclear whether and to what extent neurobiological
findings say anything meaningful about gender identity. It is important to note
that regardless of their findings, studies of this kind cannot support any
conclusion that individuals come to identify as a gender that does not
correspond to their biological sex because of an innate, biological condition
of the brain.
The question is not simply whether there are differences between the
brains of transgender individuals and people identifying with the gender
corresponding to their biological sex, but whether gender identity is a fixed,
innate, and biological trait, even when it does not correspond to biological
sex, or whether environmental or psychological causes contribute to the
development of a sense of gender identity in such cases. Neurological
differences in transgender adults might be the consequence of biological
factors such as genes or prenatal hormone exposure, or of psychological and
environmental factors such as childhood abuse, or they could result from some
combination of the two. There are no serial, longitudinal, or prospective
studies looking at the brains of cross-gender identifying children who develop
to later identify as transgender adults. Lack of this research severely limits
our ability to understand causal relationships between brain morphology, or
functional activity, and the later development of gender identity different
from biological sex.
More generally, it is now widely recognized among psychiatrists and
neuroscientists who engage in brain imaging research that there are inherent
and ineradicable methodological limitations of any neuroimaging study that
simply associates a particular trait, such as a certain behavior, with a
particular brain morphology.61 (And when the trait in question is not a
concrete behavior but something as elusive and vague as "gender identity,”
these methodological problems are even more serious.) These studies cannot
provide statistical evidence nor show a plausible biological mechanism strong
enough to support causal connections between a brain feature and the trait,
behavior, or symptom in question. To support a conclusion of causality, even
epidemiological causality, we need to conduct prospective longitudinal panel
studies of a fixed set of individuals across the course of sexual development
if not their lifespan.
Studies like these would use serial brain images at birth, in childhood,
and at other points along the developmental continuum, to see whether brain
morphology findings were there from the beginning. Otherwise, we cannot
establish whether certain brain features caused a trait, or whether the trait
is innate and perhaps fixed. Studies like those discussed above of individuals
who already exhibit the trait are incapable of distinguishing between causes
and consequences of the trait. In most cases transgender individuals have been
acting and thinking for years in ways that, through learned behavior and
associated neuroplasticity, may have produced brain changes that could
differentiate them from other members of their biological or natal sex. The
only definitive way to establish epidemiological causality between a brain
feature and a trait (especially one as complex as gender identity) is to
conduct prospective, longitudinal, preferably randomly sampled and
population-based studies.
In the absence of such prospective longitudinal studies, large representative
population-based samples with adequate statistical controls for confounding
factors may help narrow the possible causes of a behavioral trait and thereby
increase the probability of identifying a neurological cause.62 However,
because the studies conducted thus far use small convenience samples, none of
them is especially helpful for narrowing down the options for causality. To
obtain a better study sample, we would need to include neuroimaging in large-scale
epidemiological studies. In fact, given the small number of transgender
individuals in the general population,63 the studies would need to be
prohibitively large to attain findings that would reach statistical
significance.
Moreover, if a study found significant differences between these
groups—that is, a number of differences higher than what would be expected by
chance alone—these differences would refer to the average in a population of
each group. Even if these two groups differed significantly for all 100
measurements, it would not necessarily indicate a biological difference among
individuals at the extremes of the distribution. Thus, a randomly selected
transgender individual and a randomly selected nontransgender individual might
not differ on any of these 100 measurements. Additionally, since the
probability that a randomly selected person from the general population will be
transgender is quite small, statistically significant differences in the sample
means are not sufficient evidence to conclude that a particular measurement is
predictive of whether the person is transgender or not. If we measured the
brain of an infant, toddler, or adolescent and found this individual to be
closer to one cohort than another on these measures, it would not imply that
this individual would grow up to identify as a member of that cohort. It may be
helpful to keep this caveat in mind when interpreting research on transgender
individuals.
In this context, it is important to note that there are no studies that
demonstrate that any of the biological differences being examined have
predictive power, and so all interpretations, usually in popular outlets,
claiming or suggesting that a statistically significant difference between the
brains of people who are transgender and those who are not is the cause of
being transgendered or not—that is to say, that the biological differences
determine the differences in gender identity—are unwarranted.
In short, the current studies on associations between brain structure
and transgender identity are small, methodologically limited, inconclusive, and
sometimes contradictory. Even if they were more methodologically reliable, they
would be insufficient to demonstrate that brain structure is a cause, rather
than an effect, of the gender-identity behavior. They would likewise lack
predictive power, the real challenge for any theory in science.
For a simple example to illustrate this point, suppose we had a room
with 100 people in it. Two of them are transgender and all others are not. I
pick someone at random and ask you to guess the person’s gender identity. If
you know that 98 out of 100 of the individuals are not transgender, the safest
bet would be to guess that the individual is not transgender, since that answer
will be correct 98% of the time. Suppose, then, that you have the opportunity
to ask questions about the neurobiology and about the natal sex of the person.
Knowing the biology only helps in predicting whether the individual is
transgender if it can improve on the original guess that the person is not
transgender. So if knowing a characteristic of the individual’s brain does not
improve the ability to predict what group the patient belongs to, then the fact
that the two groups differ at the mean is almost irrelevant.
Improving on the original prediction is very difficult for a rare trait
such as being transgender, because the probability of that prediction being correct
is already very high. If there really were a clear difference between the
brains of transgender and non-transgender individuals, akin to the biological
differences between the sexes, then improving on the original guess would be
relatively easy. Unlike the differences between the sexes, however, there are
no biological features that can reliably identify transgender individuals as
different from others.
The consensus of scientific evidence overwhelmingly supports the
proposition that a physically and developmentally normal boy or girl is indeed
what he or she appears to be at birth. The available evidence from brain
imaging and genetics does not demonstrate that the development of gender
identity as different from biological sex is innate. Because scientists have
not established a solid framework for understanding the causes of cross-gender
identification, ongoing research should be open to psychological and social
causes, as well as biological ones.
Transgender Identity in Children
In 2012, the Washington Post featured a story by Petula Dvorak,
"Transgender at five,”64 about a girl who at the age of 2 years began
insisting that she was a boy. The story recounts her mother’s interpretation of
this behavior: "Her little girl’s brain was different. Jean [her mother]
could tell. She had heard about transgender people, those who are one gender
physically but the other gender mentally.” The story recounts this mother’s
distressed experiences as she began researching gender identity problems in
children and came to understand other parents’ experiences:
Many talked about their painful decision to allow their children to publicly
transition to the opposite gender—a much tougher process for boys who wanted to
be girls. Some of what Jean heard was reassuring: Parents who took the plunge
said their children’s behavior problems largely disappeared, schoolwork
improved, happy kid smiles returned.
But some of what she heard was scary: children taking puberty blockers
in elementary school and teens embarking on hormone therapy before they’d even
finished high school.65
The story goes on to describe how the sister, Moyin, of the transgender
child Tyler (formerly Kathryn) made sense of her sibling’s identity:
Tyler’s sister, who’s 8, was much more casual about describing her
transgender sibling. "It’s just a boy mind in a girl body,” Moyin
explained matter-of-factly to her second-grade classmates at her private
school, which will allow Tyler to start kindergarten as a boy, with no mention
of Kathryn.66
The remarks from the child’s sister encapsulate the popular notion
regarding gender identity: transgender individuals, or children who meet the
diagnostic criteria for gender dysphoria, are simply "a boy mind in a girl
body,” or vice versa. This view implies that gender identity is a persistent
and innate feature of human psychology, and it has inspired a gender-affirming
approach to children who experience gender identity issues at an early age.
As we have seen above in the overview of the neurobiological and genetic
research on the origins of gender identity, there is little evidence that the
phenomenon of transgender identity has a biological basis. There is also little
evidence that gender identity issues have a high rate of persistence in
children. According to the DSM-5, "In natal [biological] males,
persistence [of gender dysphoria] has ranged from 2.2% to 30%. In natal
females, persistence has ranged from 12% to 50%.”67 Scientific data on
persistence of gender dysphoria remains sparse due to the very low prevalence
of the disorder in the general population, but the wide range of findings in
the literature suggests that there is still much that we do not know about why
gender dysphoria persists or desists in children. As the DSM-5 entry goes on to
note, "It is unclear if children ‘encouraged’ or supported to live
socially in the desired gender will show higher rates of persistence, since
such children have not yet been followed longitudinally in a systematic
manner.”68 There is a clear need for more research in these areas, and for
parents and therapists to acknowledge the great uncertainty regarding how to
interpret the behavior of these children.
Therapeutic Interventions in Children
^Vith the uncertainty surrounding the diagnosis of and prognosis for gender
dysphoria in children, therapeutic decisions are particularly complex and
difficult. Therapeutic interventions for children must take into account the
probability that the children may outgrow cross-gender identification.
University of Toronto researcher and therapist Kenneth Zucker believes that
family and peer dynamics can play a significant role in the development and
persistence of gender-nonconforming behavior, writing that
it is important to consider both predisposing and perpetuating factors
that might inform a clinical formulation and the development of a therapeutic
plan: the role of temperament, parental reinforcement of cross-gender behavior
during the sensitive period of gender identity formation, family dynamics,
parental psychopathology, peer relationships and the multiple meanings that
might underlie the child's fantasy of becoming a member of the opposite sex.69
Zucker worked for years with children experiencing feelings of gender
incongruence, offering psychosocial treatments to help them embrace the gender
corresponding with their biological sex—for instance, talk therapy,
parent-arranged play dates with same-sex peers, therapy for cooccurring
psychopathological issues such as autism spectrum disorder, and parent
counseling.70
In a follow-up study by Zucker and colleagues of children treated by
them over the course of thirty years at the Center for Mental Health and
Addiction in Toronto, they found that gender identity disorder persisted in
only 3 of the 25 girls they had treated.71 (Zucker’s clinic was closed by the
Canadian government in 2015.72)
An alternative to Zucker’s approach that emphasizes affirming the
child’s preferred gender identity has become more common among therapists.73
This approach involves helping the children to self-identify even more with the
gender label they prefer at the time. One component of the gender-affirming
approach has been the use of hormone treatments for adolescents in order to
delay the onset of sex-typical characteristics during puberty and alleviate the
feelings of dysphoria the adolescents will experience as their bodies develop
sex-typical characteristics that are at odds with the gender with which they
identify. There is relatively little evidence for the therapeutic value of
these kinds of puberty-delaying treatments, but they are currently the subject
of a large clinical study sponsored by the National Institutes of Health.74
While epidemiological data on the outcomes of medically delayed puberty
is quite limited, referrals for sex-reassignment hormones and surgical
procedures appear to be on the rise, and there is a push among many advocates
to proceed with sex reassignment at younger ages. According to a 2013 article
in The Times of London, the United Kingdom saw a 50% increase in the number of
children referred to gender dysphoria clinics from 2011 to 2012, and a nearly
50% increase in referrals among adults from 2010 to 2012.75 Whether this
increase can be attributed to rising rates of gender confusion, rising
sensitivity to gender issues, growing acceptance of therapy as an option, or
other factors, the increase itself is concerning, and merits further scientific
inquiry into the family dynamics
and other potential problems, such as social rejection or developmental
issues, that may be taken as signs of childhood gender dysphoria.
A study of psychological outcomes following puberty suppression and
sex-reassignment surgery, published in the journal Pediatrics in 2014 by child
and adolescent psychiatrist Annelou L. C. de Vries and colleagues, suggested
improved outcomes for individuals after receiving these interventions, with
well-being improving to a level similar to that of young adults from the
general population.76 This study looked at 55 transgender adolescents and young
adults (22 MtF and 33 FtM) from a Dutch clinic who were assessed three times:
before the start of puberty suppression (mean age: 13.6 years), when cross-sex
hormones were introduced (mean age: 16.7 years), and at least one year after
sex-reassignment surgery (mean age: 20.7 years). The study did not provide a
matched group for comparison—that is, a group of transgender adolescents who
did not receive puberty-blocking hormones, cross-sex hormones, and/or
sex-reassignment surgery—which makes comparisons of outcomes more difficult.
In the study cohort, gender dysphoria improved over time, body image
improved on some measures, and overall functioning improved modestly. Due to
the lack of a matched control group it is unclear whether these changes are
attributable to the procedures or would have occurred in this cohort without
the medical and surgical interventions. Measures of anxiety, depression, and
anger showed some improvements over time, but these findings did not reach
statistical significance. While this study suggested some improvements over
time in this cohort, particularly the reported subjective satisfaction with the
procedures, detecting significant differences would require the study to be
replicated with a matched control group and a larger sample size. The
interventions also included care from a multidisciplinary team of medical
professionals, which could have had a beneficial effect. Future studies of this
kind would ideally include long-term follow-ups that assess outcomes and
functioning beyond the late teens or early twenties.
Therapeutic Interventions in Adults
The potential that patients undergoing medical and surgical sex reassignment
may want to return to a gender identity consistent with their biological sex
suggests that reassignment carries considerable psychological and physical
risk, especially when performed in childhood, but also in adulthood. It
suggests that the patients’ pre-treatment beliefs about an ideal post-treatment
life may sometimes go unrealized.
In 2004, Birmingham University’s Aggressive Research Intelligence
Facility (Arif) assessed the findings of more than one hundred follow-up
studies of post-operative transsexuals.77 An article in The Guardian summarized
the findings:
Arif... concludes that none of the studies provides conclusive evidence
that gender reassignment is beneficial for patients. It found that most
research was poorly designed, which skewed the results in favour of physically
changing sex. There was no evaluation of whether other treatments, such as
long-term counselling, might help transsexuals, or whether their gender
confusion might lessen over time. Arif says the findings of the few studies
that have tracked significant numbers of patients over several years were
flawed because the researchers lost track of at least half of the participants.
The potential complications of hormones and genital surgery, which include deep
vein thrombosis and incontinence respectively, have not been thoroughly
investigated, either. “There is huge uncertainty over whether changing
someone’s sex is a good or a bad thing,” says Dr Chris Hyde, director of Arif.
“While no doubt great care is taken to ensure that appropriate patients undergo
gender reassignment, there’s still a large number of people who have the
surgery but remain traumatized—often to the point of committing suicide.”78
The high level of uncertainty regarding various outcomes after sex-
reassignment surgery makes it difficult to find clear answers about the effects
on patients of reassignment surgery. Since 2004, there have been other studies
on the efficacy of sex-reassignment surgery, using larger sample sizes and
better methodologies. We will now examine some of the more informative and
reliable studies on outcomes for individuals receiving sex-reassignment surgery.
As far back as 1979, Jon K. Meyer and Donna J. Reter published a
lon-gitudinal follow-up study on the overall well-being of adults who underwent
sex-reassignment surgery.79 The study compared the outcomes of 15 people who
received surgery with those of 35 people who requested but did not receive
surgery (14 of these individuals eventually received surgery later, resulting
in three cohorts of comparison: operated, notoperated, and operated later).
Well-being was quantified using a scoring system that assessed psychiatric,
economic, legal, and relationship outcome variables. Scores were determined by
the researchers after performing interviews with the subjects. Average
follow-up time was approximately five years for subjects who had sex change
surgery, and about two years for those subjects who did not.
Compared to their condition before surgery, the individuals who had
undergone surgery appeared to show some improvement in wellbeing, though the
results had a fairly low level of statistical significance. Individuals who had
no surgical intervention did display a statistically significant improvement at
follow-up. However, there was no statistically significant difference between
the two groups’ scores of well-being at follow-up. The authors concluded that
"sex reassignment surgery confers no objective advantage in terms of
social rehabilitation, although it remains subjectively satisfying to those who
have rigorously pursued a trial period and who have undergone it.”80 This study
led the psychiatry department at Johns Hopkins Medical Center (JHMC) to
discontinue surgical interventions for sex changes for adults.81
However, the study has important limitations. Selection bias was
introduced in the study population, because the subjects were drawn from those
individuals who sought sex-reassignment surgery at JHMC. In addition, the
sample size was small. Also, the individuals who did not undergo
sex-reassignment surgery but presented to JHMC for it did not represent a true
control group. Random assignment of the surgical procedure was not possible.
Large differences in the average follow-up time between those who underwent
surgery and those who did not further reduces any capacity to draw valid
comparisons between the two groups. Additionally, the study’s methodology was
also criticized for the somewhat arbitrary and idiosyncratic way it measured
the well-being of its subjects. Cohabitation or any form of contact with
psychiatric services were scored as equally negative factors as having been
arrested.82
In 2011, Cecilia Dhejne and colleagues from the Karolinska Institute and
Gothenburg University in Sweden published one of the more robust and
well-designed studies to examine outcomes for persons who underwent
sex-reassignment surgery. Focusing on mortality, morbidity, and criminality
rates, the matched cohort study compared a total of 324 transsexual persons
(191 MtFs, 133 FtMs) who underwent sex reassignment between 1973 and 2003 to
two age-matched controls: people of the same sex as the transsexual person at
birth, and people of the sex to which the individual had been reassigned.83
Given the relatively low number of transsexual persons in the general
population, the size of this study is impressive. Unlike Meyer and Reter,
Dhejne and colleagues did not seek to evaluate the patient satisfaction after
sex-reassignment surgery, which would have required a control group of
transgender persons who desired to have sex-reassignment surgery but did not
receive it. Also, the study did not compare outcome
variables before and after sex-reassignment surgery; only outcomes after
surgery were evaluated. We need to keep these caveats in mind as we look at
what this study found.
Dhejne and colleagues found statistically significant differences
between the two cohorts on several of the studied rates. For example, the
postoperative transsexual individuals had an approximately three times higher
risk for psychiatric hospitalization than the control groups, even after
adjusting for prior psychiatric treatment.84 (However, the risk of being
hospitalized for substance abuse was not significantly higher after adjusting
for prior psychiatric treatment, as well as other covariates.) Sex- reassigned
individuals had nearly a three times higher risk of all-cause mortality after adjusting
for covariates, although the elevated risk was significant only for the time
period of 1973-1988.85 Those undergoing surgery during this period were also at
increased risk of being convicted of a crime.86 Most alarmingly, sex-reassigned
individuals were 4.9 times more likely to attempt suicide and 19.1 times more
likely to die by suicide compared to controls.87 "Mortality from suicide
was strikingly high among sex-reassigned persons, including after adjustment
for prior psychiatric morbidity.”88
The study design precludes drawing inferences "as to the
effectiveness of sex reassignment as a treatment for transsexualism,” although
Dhejne and colleagues state that it is possible that "things might have
been even worse without sex reassignment.”89 Overall, post-surgical mental
health was quite poor, as indicated especially by the high rate of suicide
attempts and all-cause mortality in the 1973-1988 group. (It is worth noting
that for the transsexuals in the study who underwent sex reassignment from 1989
to 2003, there were of course fewer years of data available at the time the
study was conducted than for those transsexuals from the earlier period. The
rates of mortality, morbidity, and criminality in the later group may in time
come to resemble the elevated risks of the earlier group.) In summary, this
study suggests that sex-reassignment surgery may not rectify the comparatively
poor health outcomes associated with transgender populations in general. Still,
because of the limitations of this study mentioned above, the results also
cannot establish that sex-reassignment surgery causes poor health outcomes.
In 2009, Annette Kuhn and colleagues from the University Hospital and
University of Bern in Switzerland examined post-surgery quality of life in 52
MtF and 3 FtM transsexuals fifteen years after sex-reassignment surgery.90 This
study found considerably lower general life satisfaction in post-surgical
transsexuals as compared with females who had at least one pelvic surgery in
the past. The postoperative transsexuals reported lower satisfaction with their
general quality of health and with some of the personal, physical, and social
limitations they experienced with incontinence that resulted as a side effect
of the surgery. Again, inferences cannot be drawn from this study regarding the
efficacy of sex-reassignment surgery due to the lack of a control group of
transgender individuals who did not receive sex-reassignment surgery.
In 2010, Mohammad Hassan Murad and colleagues from the Mayo Clinic
published a systematic review of studies on the outcomes of hormonal therapies
used in sex-reassignment procedures, finding that there was "very low
quality evidence” that sex reassignment via hormonal interventions "likely
improves gender dysphoria, psychological functioning and comorbidities, sexual
function and overall quality of life.”91 The authors identified 28 studies that
together examined 1,833 patients who underwent sex-reassignment procedures that
included hormonal interventions (1,093 male-to-female, 801 female-to-male).92
Pooling data across studies showed that, after receiving sex-reassignment
procedures, 80% of patients reported improvement in gender dysphoria, 78%
reported improvement in psychological symptoms, and 80% reported improvement in
quality of life.93 None of the studies included the bias-limiting measure of
randomization (that is, in none of the studies were sex-reassignment procedures
assigned randomly to some patients but not to others), and only three of the
studies included control groups (that is, patients who were not pro-vided the
treatment to serve as comparison cases for those who did).94 Most of the
studies examined in Murad and colleagues’ review reported improvements in
psychiatric comorbidities and quality of life, though notably suicide rates
remained higher for individuals who had received hormone treatments than for
the general population, despite reductions in suicide rates following the
treatments.95 The authors also found that there were some exceptions to reports
of improvements in mental health and satisfaction with sex-reassignment
procedures; in one study, 3 of 17 individuals regretted the procedure with 2 of
these 3 seeking reversal procedures,96 and four of the studies reviewed
reported worsening quality of life, including continuing social isolation, lack
of improvement in social relationships, and dependence on government welfare
programs.97
The scientific evidence summarized suggests we take a skeptical view
toward the claim that sex-reassignment procedures provide the hoped- for
benefits or resolve the underlying issues that contribute to elevated mental
health risks among the transgender population. While we work to stop
maltreatment and misunderstanding, we should also work to study and understand
whatever factors may contribute to the high rates of suicide and other
psychological and behavioral health problems among the transgender population,
and to think more clearly about the treatment options that are available.
THE NEW
ATLANTIS
A JOURNAL OF TECHNOLOGY & SOCIETY
Conclusion
Accurate, replicable scientific research results can and do influence
our personal decisions and self-understanding, and can contribute to the public
discourse, including cultural and political debates. When the research touches
on controversial themes, it is particularly important to be clear about
precisely what science has and has not shown. For complex, complicated
questions concerning the nature of human sexuality, there exists at best
provisional scientific consensus; much remains unknown, as sexuality is an
immensely complex part of human life that defies our attempts at defining all
its aspects and studying them with precision.
For questions that are easier to study empirically, however, such as
those concerning the rates of mental health outcomes for identifiable
subpopulations of sexual minorities, the research does offer some clear
answers: these subpopulations show higher rates of depression, anxiety,
substance abuse, and suicide compared to the general population. One hypothesis,
the social stress model—which posits that stigma, prejudice, and discrimination
are the primary causes of higher rates of poor mental health outcomes for these
subpopulations—is frequently cited as a way to explain this disparity. While
non-heterosexual and transgender individuals are often subject to social
stressors and discrimination, science has not shown that these factors alone
account for the entirety, or even a majority, of the health disparity between
non-heterosexual and transgender subpopulations and the general population.
There is a need for extensive research in this area to test the social stress
hypothesis and other potential explanations for the health disparities, and to
help identify ways of addressing the health concerns present in these
subpopulations.
Some of the most widely held views about sexual orientation, such as the
"born that way” hypothesis, simply are not supported by science. The
literature in this area does describe a small ensemble of biological differences
between non-heterosexuals and heterosexuals, but those biological differences
are not sufficient to predict sexual orientation, the ultimate test of any
scientific finding. The strongest statement that science offers to explain
sexual orientation is that some biological factors appear, to an unknown
extent, to predispose some individuals to a non-heterosexual orientation.
The suggestion that we are "born that way” is more complex in the
case of gender identity. In one sense, the evidence that we are born with
a given gender seems well supported by direct observation: males overwhelmingly
identify as men and females as women. The fact that children are (with a few
exceptions of intersex individuals) born either biologically male or female is
beyond debate. The biological sexes play complementary roles in reproduction,
and there are a number of population-level average physiological and
psychological differences between the sexes. However, while biological sex is
an innate feature of human beings, gender identity is a more elusive concept.
In reviewing the scientific literature, we find that almost nothing is
well understood when we seek biological explanations for what causes some
individuals to state that their gender does not match their biological sex. The
findings that do exist often have sample-selection problems, and they lack
longitudinal perspective and explanatory power. Better research is needed, both
to identify ways by which we can help to lower the rates of poor mental health
outcomes and to make possible more informed discussion about some of the
nuances present in this field.
Yet despite the scientific uncertainty, drastic interventions are prescribed
and delivered to patients identifying, or identified, as transgender. This is
especially troubling when the patients receiving these interventions are
children. We read popular reports about plans for medical and surgical
interventions for many prepubescent children, some as young as six, and other
therapeutic approaches undertaken for children as young as two. We suggest that
no one can determine the gender identity of a two-year-old. We have
reservations about how well scientists understand what it even means for a
child to have a developed sense of his or her gender, but notwithstanding that
issue, we are deeply alarmed that these therapies, treatments, and surgeries
seem disproportionate to the severity of the distress being experienced by
these young people, and are at any rate premature since the majority of
children who identify as the gender opposite their biological sex will not
continue to do so as adults. Moreover, there is a lack of reliable studies on
the long-term effects of these interventions. We strongly urge caution in this
regard.
^Ve have sought in this report to present a complex body of research in
a way that will be intelligible to a wide audience of both experts and lay
readers alike. Everyone—scientists and physicians, parents and teachers,
lawmakers and activists—deserves access to accurate information about sexual
orientation and gender identity. While there is much controversy surrounding
how our society treats its LGBT members, no political or cultural views should
discourage us from understanding the related clinical and public health issues
and helping people suffering from mental health problems that may be connected
to their sexuality.
Our work suggests some avenues for future research in the biological,
psychological, and social sciences. More research is needed to uncover the
causes of the increased rates of mental health problems in the LGBT
subpopulations. The social stress model that dominates research on this issue
requires improvement, and most likely needs to be supplemented by other
hypotheses. Additionally, the ways in which sexual desires develop and change
across one’s lifespan remain, for the most part, inadequately understood.
Empirical research may help us to better understand relationships, sexual
health, and mental health.
Critiquing and challenging both parts of the "born that way”
paradigm—both the notion that sexual orientation is biologically determined and
fixed, and the related notion that there is a fixed gender independent of
biological sex—enables us to ask important questions about sexuality, sexual
behaviors, gender, and individual and social goods in a different light. Some
of these questions lie outside the scope of this work, but those that we have
examined suggest that there is a great chasm between much of the public
discourse and what science has shown.
Thoughtful scientific research and careful, circumspect interpretation
of its results can advance our understanding of sexual orientation and gender
identity. There is still much work to be done and many unanswered questions. We
have attempted to synthesize and describe a complex body of scientific research
related to some of these themes. We hope that this report contributes to the
ongoing public conversation regarding human sexuality and identity. We
anticipate that this report may elicit spirited responses, and we welcome them.
Notes
Part One: Sexual Orientation
1. Alex Witchel, "Life
After ‘Sex,'” The New York Times Magazine, January 19, 2012,
http://www.nytimes.com/2012/01/22/magazine/cynthia-nixon-wit.html.
2. Brandon Ambrosino, "I
Wasn't Born This Way. I Choose to Be Gay,” The New Republic, January 28, 2014,
https://newrepublic.com/article/116378/macklemores-same-love-
sends-wrong-message-about-being-gay.
3. J. Michael Bailey et al.,
“A Family History Study of Male Sexual Orientation Using Three Independent
Samples,” Behavior Genetics 29, no. 2 (1999): 79-86, http://dx.doi.
org/10.1023/A:1021652204405; Andrea Camperio-Ciani, Francesca Corna, Claudio
Capiluppi, “Evidence for maternally inherited factors favouring male
homosexuality and promoting female fecundity,” Proceedings of the Royal Society
B 271, no. 1554 (2004): 2217-2221, http://dx.doi.org/10.1098/rspb.2004.2872;
Dean H. Hamer et al., “A linkage between DNA markers on the X chromosome and
male sexual orientation,” Science 261, no. 5119 (1993): 321-327,
http://dx.doi.org/10.1126/science.8332896.
4. Elizabeth Norton,
“Homosexuality May Start in the Womb,” Science, December 11, 2012,
http://www.sciencemag.org/news/2012/12/homosexuality-may-start-womb.
5. Mark Joseph Stern, “No,
Being Gay Is Not a Choice,” Slate, February 4, 2014, http://
www.slate.com/blogs/outward/2014/02/04/choose_to_be_gay_no_you_don_t.html.
6. David Nimmons, “Sex and the
Brain,” Discover, March 1, 1994, http://discovermaga-
zine.com/1994/mar/sexandthebrain346/.
7. Leonard Sax, Why Gender
Matters: What Parents and Teachers Need to Know about the Emerging Science of
Sex Differences (New York: Doubleday, 2005), 206.
8. Benoit Denizet-Lewis, “The
Scientific Quest to Prove Bisexuality Exists,” The New York Times Magazine,
March 20, 2014, http://www.nytimes.com/2014/03/23/magazine/
the-scientific-quest-to-prove-bisexuality-exists.html.
9. Ibid.
10. Ibid.
11. Stephen B. Levine,
“Reexploring the Concept of Sexual Desire,” Journal of Sex & Marital
Therapy, 28, no. 1 (2002), 39, http://dx.doi.org/10.1080/009262302317251007.
12. Ibid.
13. See Lori A. Brotto et al,
“Sexual Desire and Pleasure,” in APA Handbook of Sexuality and Psychology,
Volume 1: Person-based Approaches, APA (2014): 205-244; Stephen B. Levine,
“Reexploring the Concept of Sexual Desire,” Journal of Sex & Marital
Therapy 28, no. 1 (2002): 39-51, http://dx.doi.org/10.1080/009262302317251007;
Lisa M. Diamond, “What Does Sexual Orientation Orient? A Biobehavioral Model
Distinguishing Romantic Love and Sexual Desire,” Psychological Review 110, no.
1 (2003): 173-192, http://dx.doi.org/10.1037/0033-295X. 110.1.173; Gian C.
Gonzaga et al, "Romantic Love and Sexual Desire in Close Relationships,”
Emotion 6, no. 2 (2006): 163-179, http:// dx.doi.org/10.1037/1528-3542.6.2.163.
14. Alexander R. Pruss, One
Body: An Essay in Christian Sexual Ethics (Notre Dame, Ind.: University of
Notre Dame Press, 2012), 360.
15. Neil A. Campbell and Jane B.
Reece, Biology, Seventh Edition (San Francisco: Pearson Education, 2005), 973.
16. See, for instance, Nancy
Burley, "The Evolution of Concealed Ovulation,” American Naturalist 114,
no. 6 (1979): 835-858, http://dx.doi.org/10.1086/283532.
17. David Woodruff Smith,
"Phenomenology,” Stanford Encyclopedia of Philosophy (2013),
http://plato.stanford.edu/entries/phenomenology/.
18. See, for instance, Abraham
Maslow, Motivation and Personality, Third Edition (New York: Addison-Wesley
Educational Publishers, 1987).
19. Marc-André Raffalovich,
Uranisme et unisexualité: étude sur différentes manifestations de l’instinct
sexuel (Lyon, France: Storck, 1896).
20. See, generally, Brocard
Sewell, In the Dorian Mode: Life of John Gray 1866-1934 (Padstow, Cornwall,
U.K.: Tabb House, 1983).
21. For more on the Kinsey
scale, see "Kinsey's Heterosexual-Homosexual Rating Scale,” Kinsey
Institute at Indiana University, http://www.kinseyinstitute.org/research/
publications/kinsey-scale.php.
22. Brief as Amicus Curiae of
Daniel N. Robinson in Support of Petitioners and Supporting Reversal,
Hollingsworth v. Perry, 133 S. Ct. 2652 (2013).
23. See, for example, John
Bowlby, "The Nature of the Child's Tie to His Mother,” The International
Journal of Psycho-Analysis 39 (1958): 350-373.
24. Edward O. Laumann et al, The
Social Organization of Sexuality: Sexual Practices in the United States
(Chicago: University of Chicago Press, 1994).
25. American Psychological
Association, ‘Answers to Your Questions for a Better Understanding of Sexual
Orientation & Homosexuality,” 2008, http://www.apa.org/top-
ics/lgbt/orientation.pdf.
26. Laumann et al, The Social
Organization of Sexuality, 300-301.
27. Lisa M. Diamond and Ritch C.
Savin-Williams, "Gender and Sexual Identity,” in Handbook of Applied
Development Science, eds. Richard M. Lerner, Francine Jacobs, and Donald
Wertlieb (Thousand Oaks, Calif.: SAGE Publications, 2002), 101. See also A.
Elfin Moses and Robert O. Hawkins, Counseling Lesbian Women and Gay Men: A
Life-Issues Approach (Saint Louis, Mo.: Mosby, 1982).
28. John. C. Gonsiorek and James
D. Weinrich, "The Definition and Scope of Sexual Orientation,” in
Homosexuality: Research Implications for Public Policy, eds. John. C. Gonsiorek
and James D. Weinrich (Newberry Park, Calif.: SAGE Publications, 1991), 8.
29. Letitia Anne Peplau et al.,
"The Development of Sexual Orientation in Women,”
Annual Review of Sex Research 10, no. 1 (1999): 83,
http://dx.doi.org/10.1080/10532528 .1999.10559775.
30. Lisa M. Diamond, "New
Paradigms for Research on Heterosexual and Sexual- Minority Development,”
Journal of Clinical Child & Adolescent Psychology 32, no. 4 (2003): 492.
31. Franz J. Kallmann,
"Comparative Twin Study on the Genetic Aspects of Male Homosexuality,”
Journal of Nervous and Mental Disease 115, no. 4 (1952): 283-298, http://
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32. Edward Stein, The Mismeasure
of Desire: The Science, Theory, and Ethics of Sexual Orientation (New York:
Oxford University Press, 1999), 145.
33. J. Michael Bailey, Michael
P. Dunne, and Nicholas G. Martin, "Genetic and environmental influences on
sexual orientation and its correlates in an Australian twin sample,” Journal of
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org/10.1037/0022-3514.78.3.524.
34. Bailey and colleagues
calculated these concordance rates using a "strict” criterion for
determining non-heterosexuality, which was a Kinsey score of 2 or greater. They
also calculated concordance rates using a "lenient” criterion, a Kinsey
score of 1 or greater. The concordance rates for this lenient criterion were
38% for men and 30% for women in identical twins, compared to 6% for men and
30% for women in fraternal twins. The differences between the identical and
fraternal concordance rates using the lenient criterion were statistically
significant for men but not for women.
35. Bailey, Dunne, and Martin,
"Genetic and environmental influences on sexual orientation and its
correlates in an Australian twin sample,” 534.
36. These examples are drawn from
Ned Block, "How heritability misleads about race,” Cognition 56, no. 2
(1995): 103-104, http://dx.doi.org/10.1016/0010-0277(95)00678-R.
37. Niklas Längström et al.,
"Genetic and Environmental Effects on Same-sex Sexual Behavior: A
Population Study of Twins in Sweden,” Archives of Sexual Behavior 39, no. 1
(2010): 75-80, http://dx.doi.org/10.1007/s10508-008-9386-1.
38. Ibid., 79.
39. Peter S. Bearman and Hannah
Brückner, "Opposite-Sex Twins and Adolescent Same-Sex Attraction,”
American Journal of Sociology 107, no. 5 (2002): 1179-1205, http://
dx.doi.org/10.1086/341906.
40. Ibid., 1199.
41. See, for example, Ray
Blanchard and Anthony F. Bogaert, "Homosexuality in men and number of
older brothers,” American Journal of Psychiatry 153, no. 1 (1996): 27-31, http://dx.doi.org/10.1176/ajp.153.L27.
42. Peter S. Bearman and Hannah
Brückner, 1198.
43. Ibid., 1198.
44. Ibid.,, 1179.
45. Kenneth S. Kendler et al.,
"Sexual Orientation in a U.S. National Sample of Twin and Nontwin Sibling
Pairs,” American Journal of Psychiatry 157, no. 11 (2000): 1843-1846,
http://dx.doi.org/10.1176/appi.ajp.157.ll.1843.
46. Ibid., 1845.
47. Quantitative genetic
studies, including twin studies, rely on an abstract model based on many
assumptions, rather than on the measurement of correlations between genes and
phenotypes. This abstract model is used to infer the presence of a genetic
contribution to a trait by means of correlation among relatives. Environmental
effects can be controlled in experiments with laboratory animals, but in humans
this is not possible, so it is likely that the best that can be done is to
study identical twins raised apart. But it should be noted that even these
studies can be somewhat misinterpreted because identical twins adopted
separately tend to be adopted into similar socioeconomic environments. The twin
studies on homosexuality do not include any separated twin studies, and the
study designs report few effective controls for environmental effects (for
instance, identical twins likely share a common rearing environment to a
greater extent than ordinary siblings or even fraternal twins).
48. Dean H. Hamer et al., “A
linkage between DNA markers on the X chromosome and male sexual orientation,”
Science 261, no. 5119 (1993): 321-327, http://dx.doi. org/10.1126/science.8332896.
49. George Rice et al., “Male
Homosexuality: Absence of Linkage to Microsatellite Markers at Xq28,” Science
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50. Alan R. Sanders et al.,
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51. E. M. Drabant et al.,
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52. Richard C. Francis,
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53. See, for example, Richard
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54. Dean Hamer, “Rethinking
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55. For an overview of the
distinction between the organizational and activating effects of hormones and
its importance in the field of endocrinology, see Arthur P. Arnold, “The
organizational-activational hypothesis as the foundation for a unified theory
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56. Melissa Hines, “Prenatal
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childhood behavior,” Frontiers in Neuroendocrinology 32, no. 2 (2011):
170-182, http://dx.doi.Org/l0.l0l6/j.yfrne.20ll.02.006.
57. Eugene D. Albrecht and
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58. Sheri A. Berenbaum,
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60. Ibid.
61. See, for example, Celina C.
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62. Vivette Glover, T. G.
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63. See, for example, Felix Beuschlein
et al., "Constitutive Activation of PKA Catalytic Subunit in Adrenal
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65. Ibid., 776.
66. Ibid.
67. Ibid., 778.
68. Phyllis W Speiser et al.,
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69. Melissa Hines,
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70. Ieuan A. Hughes et al.,
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71. Ibid., 1420.
72. Ibid., 1419.
73. Melissa S. Hines, Faisal
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74. See, for example, Claude J.
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75. Peggy T. Cohen-Kettenis,
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76. Ibid., 399.
77. See, for example, Johannes
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79. S. J. Robinson and John T.
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80. Qazi Rahman and Glenn D.
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81. Richard A. Lippa, “Are 2D:4D
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83. Ibid., 23.
84. Martin Voracek, John T.
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85. Ibid, 339.
86. Günter Dörner et al.,
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87. See, for example, Lee Ellis
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88. Melissa Hines et al.,
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89. Simon LeVay, ‘A Difference
in Hypothalamic Structure between Heterosexual and Homosexual Men,” Science
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90. William Byne et al,
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Investigation of Variation with Sex, Sexual Orientation, and HIV Status,”
Hormones and Behavior 40, no. 2 (2001): 87,
http://dx.doi.org/10.1006/hbeh.2001.1680.
91. Ibid., 91.
92. Ibid.
93. Mitchell S. Lasco, et al.,
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94. Dick F. Swaab, "Sexual
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95. Felicitas Kranz and Alumit
Ishai, "Face Perception Is Modulated by Sexual Preference,” Current
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96. Ivanka Savic, Hans Berglund,
and Per Lindström, "Brain response to putative pheromones in homosexual
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http://dx.doi.org/10.1073/pnas.0407998102.
97. Hans Berglund, Per
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98. Ivanka Savic and Per
Lindström, "PET and MRI show differences in cerebral asymmetry and
functional connectivity between homo- and heterosexual subjects,”
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99. Research on neuroplasticity
shows that while there are critical periods of development in which the brain
changes more rapidly and profoundly (for instance, during development of language
in toddlers), the brain continues to change across the lifespan in response to
behaviors (like practicing juggling or playing a musical instrument), life
experiences, psychotherapy, medications, psychological trauma, and
relationships. For a helpful and generally accessible overview of the research
related to neuroplasticity, see Norman Doidge, The Brain That Changes Itself:
Stories of Personal Triumph from the Frontiers of Brain Science (New York:
Penguin, 2007).
100. Letitia Anne Peplau et al.,
"The Development of Sexual Orientation in Women,” Annual Review of Sex
Research 10, no. 1 (1999): 81, http://dx.doi.org/10.1080/10532528.
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Do Women Have One?” in Contemporary Perspectives on Lesbian, Gay, and Bisexual
Identities, ed. Debra A. Hope (New York: Springer, 2009), 43-63,
http://dx.doi.org/10.1007/978-0-387- 09556-1_3.
101. Mark S. Friedman et al., “A
Meta-Analysis of Disparities in Childhood Sexual Abuse, Parental Physical
Abuse, and Peer Victimization Among Sexual Minority and Sexual Nonminority
Individuals,” American Journal of Public Health 101, no. 8 (2011): 1481-1494,
http://dx.doi.org/10.2105/AJPH.2009.190009.
102. Ibid.,, 1490.
103. Ibid.,, 1492.
104. Ibid,
105. Emily F. Rothman, Deinera
Exner, and Allyson L. Baughman, “The Prevalence of Sexual Assault Against
People Who Identify as Gay, Lesbian, or Bisexual in the United States: A
Systematic Review,” Trauma, Violence, & Abuse 12, no. 2 (2011): 55-66,
http:// dx.doi.org/10.1177/1524838010390707.
106. Judith P. Andersen and John
Blosnich, “Disparities in Adverse Childhood Experiences among Sexual Minority
and Heterosexual Adults: Results from a Multi-State Probability-Based Sample,”
PLOS ONE 8, no. 1 (2013): e54691, http://dx.doi.
org/10.1371/journal.pone.0054691.
107. Andrea L. Roberts et al.,
“Pervasive Trauma Exposure Among US Sexual Orientation Minority Adults and Risk
of Posttraumatic Stress Disorder,” American Journal of Public Health 100, no.
12 (2010): 2433-2441, http://dx.doi.org/10.2105/AJPH.2009.168971.
108. Brendan P. Zietsch et al.,
“Do shared etiological factors contribute to the relationship between sexual
orientation and depression?,” Psychological Medicine 42, no. 3 (2012): 521-532,
http://dx.doi.org/10.1017/S0033291711001577.
109. The exact figure is not
reported in the text for reasons the authors do not specify.
110. Ibid., 526.
111. Ibid., 527.
112. Marie E. Tomeo et al.,
"Comparative Data of Childhood and Adolescence Molestation in Heterosexual
and Homosexual Persons,” Archives of Sexual Behavior 30, no. 5 (2001): 535-541,
http://dx.doi.org/l0.1023/A:1010243318426.
113. Ibid., 541.
114. Helen W Wilson and Cathy
Spatz Widom, "Does Physical Abuse, Sexual Abuse, or Neglect in Childhood
Increase the Likelihood of Same-sex Sexual Relationships and Cohabitation? A
Prospective 30-year Follow-up,” Archives of Sexual Behavior 39, no. 1 (2010):
63-74, http://dx.doi.org/10.1007/s10508-008-9449-3.
115. Ibid., 70.
116. Andrea L. Roberts, M. Maria
Glymour, and Karestan C. Koenen, "Does Maltreatment in Childhood Affect
Sexual Orientation in Adulthood?,” Archives of Sexual Behavior 42, no. 2
(2013): 161-171, http://dx.doi.org/10.1007/s10508-012-0021-9.
117. For those interested in the
methodological details: this statistical method uses a two-step process where
"instruments”—in this case, family characteristics that are known to be
related to maltreatment (presence of a stepparent, parental alcohol abuse, or
parental mental illness)—are used as the "instrumental variables” to
predict the risk of maltreatment. In the second step, the predicted risk of
maltreatment is employed as the independent variable and adult sexual
orientation as the dependent variable; coefficients from this are the
instrumental variable estimates. It should also be noted here that these
instrumental variable estimation techniques rely on some important (and
questionable) assumptions, in this case the assumption that the instruments (the
stepparent, the alcohol abuse, the mental illness) do not affect the child's
sexual orientation measures except through child abuse. But this assumption is
not demonstrated, and therefore may constitute a foundational limitation of the
method. Causation is difficult to support statistically and continues to
beguile research in the social sciences in spite of efforts to design studies
capable of generating stronger associations that give stronger support to
claims of causation.
118. Roberts, Glymour, and Koenen,
"Does Maltreatment in Childhood Affect Sexual Orientation in Adulthood?,”
167.
119. Drew H. Bailey and J. Michael
Bailey, "Poor Instruments Lead to Poor Inferences: Comment on Roberts,
Glymour, and Koenen (2013),” Archives of Sexual Behavior 42, no. 8 (2013):
1649-1652, http://dx.doi.org/10.1007/s10508-013-0101-5.
120. Roberts, Glymour, and Koenen,
"Does Maltreatment in Childhood Affect Sexual Orientation in Adulthood?,”
169.
121. Ibid., 169.
122. For information on the study,
see "National Health and Social Life Survey,” Population Research Center
of the University of Chicago, http://popcenter.uchicago. edu/data/nhsls.shtml.
123. Edward O. Laumann et al., The
Social Organization of Sexuality: Sexual Practices in the United States
(Chicago: University of Chicago Press, 1994); Robert T. Michael et al., Sex in
America: A Definitive Survey (New York: Warner Books, 1994).
124. Laumann et al, The Social
Organization of Sexuality, 295.
125. The third iteration of Natsal
from 2010 found, over an age range from 16 to 74, that 1.0% of women and 1.5%
of men consider themselves gay/lesbian, and 1.4% of women and 1.0% of men think
of themselves as bisexual. See Catherine H. Mercer et al., "Changes in
sexual attitudes and lifestyles in Britain through the life course and over
time: findings from the National Surveys of Sexual Attitudes and Lifestyles
(Natsal),” The Lancet 382, no. 9907 (2013): 1781-1794,
http://dx.doi.org/10.1016/S0140-6736(13)62035-8. Full results of this survey
are reported in several articles in the same issue of The Lancet.
126. See Table 8.1 in Laumann et
al., The Social Organization of Sexuality, 304.
127. This figure is calculated
from Table 8.2 in Laumann et al, The Social Organization of Sexuality, 305.
128. For more information on the study
design of Add Health, see Kathleen Mullan Harris et al., "Study Design,”
The National Longitudinal Study of Adolescent to Adult Health,
http://www.cpc.unc.edu/projects/addhealth/design. Some studies based on Add
Health data use Arabic numerals rather than Roman numerals to label the waves;
when describing or quoting from those studies, we stick with the Roman
numerals.
129. See Table 1 in Ritch C.
Savin-Williams and Kara Joyner, "The Dubious Assessment of Gay, Lesbian,
and Bisexual Adolescents of Add Health,” Archives of Sexual Behavior 43, no. 3
(2014): 413-422, http://dx.doi.org/10.1007/s10508-013-0219-5.
130. Ibid, 415.
131. Ibid.
132. Ibid.
133. "Research
Collaborators,” The National Longitudinal Study of Adolescent to Adult Health,
http://www.cpc.unc.edu/projects/addhealth/people.
134. J. Richard Udry and Kim
Chantala, "Risk Factors Differ According to Same-Sex and Opposite-Sex
Interest,” Journal of Biosocial Science 37, no. 04 (2005): 481-497, http://
dx.doi.org/10.1017/S0021932004006765.
135. Ritch C. Savin-Williams and
Geoffrey L. Ream, "Prevalence and Stability of Sexual Orientation
Components During Adolescence and Young Adulthood,” Archives of Sexual Behavior
36, no. 3 (2007): 385-394, http://dx.doi.org/10.1007/s10508-006-9088-5.
136. Ibid, 388.
137. Ibid., 389.
138. Ibid., 392-393.
139. Ibid., 393.
140. Miles Q. Ott et al,
"Repeated Changes in Reported Sexual Orientation Identity Linked to
Substance Use Behaviors in Youth,” Journal of Adolescent Health 52, no. 4
(2013): 465-472, http://dx.doi.org/10.1016/j-jadohealth.2012.08.004.
141. Savin-Williams and Joyner,
"The Dubious Assessment of Gay, Lesbian, and Bisexual
Adolescents of Add Health.”
142. Ibid., 416.
143. Ibid., 414.
144. For more analysis of
inaccurate responders in the Add Health surveys, see Xitao Fan et al., ‘An
Exploratory Study about Inaccuracy and Invalidity in Adolescent Self-Report
Surveys,” Field Methods 18, no. 3 (2006): 223-244, http://dx.doi.org/10.1177/
152822X06289161.
145. Savin-Williams and Joyner
were also skeptical of the Add Health survey data because the high proportion
of youth reporting same-sex or both-sex attractions (7.3% of boys and 5.0% of
girls) in Wave I was very unusual when compared to similar studies, and because
of the dramatic reduction in reported same-sex attraction a little over a year
later, in Wave II.
146. Savin-Williams and Joyner,
“The Dubious Assessment of Gay, Lesbian, and Bisexual Adolescents of Add
Health,” 420.
147. Gu Li, Sabra L. Katz-Wise,
and Jerel P. Calzo, “The Unjustified Doubt of Add Health Studies on the Health
Disparities of Non-Heterosexual Adolescents: Comment on Savin-Williams and
Joyner (2014),” Archives of Sexual Behavior, 43 no. 6 (2014): 1023-1026,
http://dx.doi.org/10.1007/s10508-014-0313-3.
148. Ibid., 1024.
149. Ibid.,, 1025.
150. Ritch C. Savin-Williams and
Kara Joyner, “The Politicization of Gay Youth Health: Response to Li,
Katz-Wise, and Calzo (2014),” Archives of Sexual Behavior 43, no. 6 (2014):
1027-1030, http://dx.doi.org/10.1007/s10508-014-0359-2.
151. See, for example, Stephen T.
Russell et al., “Being Out at School: The Implications for School Victimization
and Young Adult Adjustment,” American Journal of Orthopsychiatry 84, no. 6
(2014): 635-643, http://dx.doi.org/10.1037/ort0000037.
152. Sabra L. Katz-Wise et al.,
“Same Data, Different Perspectives: What Is at Stake? Response to
Savin-Williams and Joyner (2014a),” Archives of Sexual Behavior 44, no. 1
(2015): 15, http://dx.doi.org/10.1007/s10508-014-0434-8.
153. Ibid., 15.
154. Ibid., 15-16.
155. For example, see Bailey,
“What is Sexual Orientation and Do Women Have One?,” 43-63; Peplau et al., “The
Development of Sexual Orientation in Women,” 70-99.
156. Lisa M. Diamond, Sexual
Fluidity (Cambridge, Mass.: Harvard University Press,
2008), 52.
157. Lisa M. Diamond, “Was It a
Phase? Young Women's Relinquishment of Lesbian/ Bisexual Identities Over a
5-Year Period,” Journal of Personality and Social Psychology 84, no. 2 (2003):
352-364, http://dx.doi.org/10.1037/0022-3514.84.2.352.
158. Diamond, "What Does
Sexual Orientation Orient?,” 173-192.
159. This conference paper was
summarized in Denizet-Lewis, "The Scientific Quest to Prove Bisexuality
Exists.”
160. A. Lee Beckstead, "Can
We Change Sexual Orientation?,” Archives of Sexual Behavior 41, no. 1 (2012):
128, http://dx.doi.org/10.1007/s10508-012-9922-x.
Part Two: Sexuality, Mental Health Outcomes, and Social Stress
1. Michael King et al., ‘A
systematic review of mental disorder, suicide, and deliberate self harm in
lesbian, gay and bisexual people,” BMC Psychiatry 8 (2008): 70, http://dx.doi.
org/10.1186/1471-244X-8-70.
2. The researchers who
performed this meta-analysis initially found 13,706 papers by searching
academic and medical research databases, but after excluding duplicates and
other spurious search results examined 476 papers. After further excluding
uncontrolled studies, qualitative papers, reviews, and commentaries, the
authors found 111 data-based papers, of which they excluded 87 that were not
population-based studies, or that failed to employ psychiatric diagnoses, or
that used poor sampling. The 28 remaining papers relied on 25 studies (some of
the papers examined data from the same studies), which King and colleagues
evaluated using four quality criteria: (1) whether or not random sampling was
used; (2) the representativeness of the study (measured by survey response
rates); (3) whether the sample was drawn from the general population or from
some more limited subset, such as university students; and (4) sample size.
However, only one study met all four criteria. Acknowledging the inherent
limitations and inconsistencies of sexual orientation concepts, the authors
included information on how those concepts were operationalized in the studies
analyzed—whether in terms of same-sex attraction (four studies), same-sex
behavior (thirteen studies), self-identification (fifteen studies), score above
zero on the Kinsey scale (three studies), two different definitions of sexual
orientation (nine studies), three different definitions (one study). Eighteen
of the studies used a specific time frame for defining the sexuality of their
subjects. The studies were also grouped into whether or not they focused on
lifetime or twelve-month prevalence, and whether the authors analyzed outcomes
for LGB populations separately or collectively.
3. 95% confidence interval:
1.87-3.28.
4. 95% confidence interval:
1.69-2.48.
5. 95% confidence interval:
1.23-1.92.
6. 95% confidence interval:
1.23-1.86.
7. 95% confidence interval: 1.97-5.92.
8. 95% confidence interval:
2.32-7.88.
9. Wendy B. Bostwick et al.,
"Dimensions of Sexual Orientation and the Prevalence of Mood and Anxiety
Disorders in the United States,” American Journal of Public Health 100, no. 3
(2010): 468-475, http://dx.doi.org/10.2105/AJPH.2008.152942.
10. Ibid., 470.
11. The difference in health
outcomes between women who identify as lesbians and women who report exclusive
same-sex sexual behaviors or attractions is a good illustration of how the
differences between sexual identity, behavior, and attraction matter.
12. Susan D. Cochran and Vickie
M. Mays, "Physical Health Complaints Among Lesbians, Gay Men, and Bisexual
and Homosexually Experienced Heterosexual Individuals: Results From the
California Quality of Life Survey,” American Journal of Public Health 97, no.
11 (2007): 2048-2055, http://dx.doi.org/10.2105/AJPH.2006.087254.
13. Christine E. Grella et al.,
"Influence of gender, sexual orientation, and need on treatment
utilization for substance use and mental disorders: Findings from the
California Quality of Life Survey,” BMC Psychiatry 9, no. 1 (2009): 52,
http://dx.doi. org/10.1186/1471-244X-9-52.
14. Theo G. M. Sandfort et al.,
"Sexual Orientation and Mental and Physical Health Status: Findings from a
Dutch Population Survey,” American Journal of Public Health 96, (2006):
1119-1125, http://dx.doi.org/10.2105%2FAJPH.2004.058891.
15. Robert Graham et al,
Committee on Lesbian, Gay, Bisexual, and Transgender Health Issues and Research
Gaps and Opportunities, Institute of Medicine, The Health of Lesbian, Gay, Bisexual,
and Transgender People: Building a Foundation for Better Understanding
(Washington, D.C.: The National Academies Press, 2011), http://dx.doi.
org/10.17226/13128.
16. Susan D. Cochran, J. Greer
Sullivan, and Vickie M. Mays, "Prevalence of Mental Disorders,
Psychological Distress, and Mental Health Services Use Among Lesbian, Gay, and
Bisexual Adults in the United States,” Journal of Consulting and Clinical
Psychology 71, no. 1 (2007): 53-61, http://dx.doi.org/10.1037/0022-006X.71.L53.
17. Lisa A. Razzano, Alicia
Matthews, and Tonda L. Hughes, "Utilization of Mental Health Services: A
Comparison of Lesbian and Heterosexual Women,” Journal of Gay & Lesbian
Social Services 14, no. 1 (2002): 51-66,
http://dx.doi.org/10.1300/J041v14n01_03.
18. Robert Graham et al, The
Health of Lesbian, Gay, Bisexual, and Transgender People, 4.
19. Ibid, 190, see also 258-259.
20. Ibid., 211.
21. Esther D. Rothblum and
Rhonda Factor, "Lesbians and Their Sisters as a Control Group: Demographic
and Mental Health Factors,” Psychological Science 12, no. 1 (2001): 63-69,
http://dx.doi.org/10.1111/1467-9280.00311.
22. Stephen M. Horowitz, David
L. Weis, and Molly T. Laflin, "Bisexuality, Quality of Life, Lifestyle,
and Health Indicators,” Journal of Bisexuality 3, no. 2 (2003): 5-28, http://
dx.doi.org/10.1300/J159v03n02_02.
23. By way of context, it may be
worth noting that in the United States, the overall suicide rate has risen in
recent years: "From 1999 through 2014, the age-adjusted suicide rate in
the United States increased 24%, from 10.5 to 13.0 per 100,000 population, with
the pace of increase greater after 2006.” Sally C. Curtin, Margaret Warner, and
Holly Hedegaard, "Increase in suicide in the United States, 1999-2014,”
National Center for
Health Statistics, NCHS data brief no. 241 (April 22, 2016),
http://www.cdc.gov/nchs/ products/databriefs/db241.htm.
24. Ann P. Haas et al,
"Suicide and Suicide Risk in Lesbian, Gay, Bisexual, and Transgender
Populations: Review and Recommendations,” Journal of Homosexuality 58, no. 1 (2010):
10-51, http://dx.doi.org/l0.1080/00918369.2011.534038.
25. Ibid., 13.
26. David M. Fergusson, L. John
Horwood, and Annette L. Beautrais, "Is Sexual Orientation Related to
Mental Health Problems and Suicidality in Young People?,” Archives of General Psychiatry
56, no. 10 (1999): 876-880, http://dx.doi.org/10.1001/ archpsyc.56.10.876.
27. Paul J. M. Van Kesteren et
al., "Mortality and morbidity in transsexual subjects treated with
cross-sex hormones,” Clinical Endocrinology 47, no. 3 (1997): 337-343, http://dx.doi.org/10.1046/j.1365-2265.1997.2601068.x.
28. Friedemann Pfäfflin and
Astrid Junge, Sex Reassignment: Thirty Years of International Follow-Up Studies
After Sex Reassignment Surgery: A Comprehensive Review, 1961-1991, Roberta B.
Jacobson and Alf B. Meier, trans. (Düsseldorf: Symposion Publishing, 1998),
https://web.archive.org/web/20070503090247/http://www.symposion.com/ijt/pfaef-
flin/1000.htm.
29. Jean M. Dixen et al,
"Psychosocial characteristics of applicants evaluated for surgical gender
reassignment,” Archives of Sexual Behavior 13, no. 3 (1984): 269-276, http://
dx.doi.org/10.1007/BF01541653.
30. Robin M. Mathy,
"Transgender Identity and Suicidality in a Nonclinical Sample: Sexual
Orientation, Psychiatric History, and Compulsive Behaviors,” Journal of
Psychology & Human Sexuality 14, no. 4 (2003): 47-65,
http://dx.doi.org/10.1300/J056v14n04_03.
31. Yue Zhao et al.,
"Suicidal Ideation and Attempt Among Adolescents Reporting ‘Unsure' Sexual
Identity or Heterosexual Identity Plus Same-Sex Attraction or Behavior:
Forgotten Groups?,” Journal of the American Academy of Child & Adolescent
Psychiatry 49, no. 2 (2010): 104-113,
http://dx.doi.org/10.1016/j-jaac.2009.11.003.
32. Wendy B. Bostwick et al.,
"Dimensions of Sexual Orientation and the Prevalence of Mood and Anxiety
Disorders in the United States.”
33. Martin Plöderl et al,
"Suicide Risk and Sexual Orientation: A Critical Review,” Archives of
Sexual Behavior 42, no. 5 (2013): 715-727, http://dx.doi.org/10.1007/s10508-
012-0056-y.
34. Ritch C. Savin-Williams,
"Suicide Attempts Among Sexual-Minority Youths: Population and Measurement
Issues,” Journal of Consulting and Clinical Psychology 69, no. 6 (2001):
983-991, http://dx.doi.org/10.1037/0022-006X.69.6.983.
35. For females in this study,
eliminating false positive attempts substantially decreased the difference
between orientations. For males, the "true suicide attempts” difference
approached statistical significance: 2% of heterosexual males (1 of 61) and 9%
of homosexual males (5 of 53) attempted suicide, resulting in an odds ratio of
6.2.
36. Martin Plöderl et al,
"Suicide Risk and Sexual Orientation,” 716-717.
37. Ibid., 723.
38. Ibid.
39. Richard Herrell et al.,
"Sexual Orientation and Suicidality: A Co-twin Control Study in Adult
Men,” Archives of General Psychiatry 56, no. 10 (1999): 867-874, http://dx.doi.
org/10.1001/archpsyc.56.10.867.
40. Ibid, 872.
41. Robin M. Mathy et al.,
"The association between relationship markers of sexual orientation and
suicide: Denmark, 1990-2001,” Social Psychiatry and Psychiatric Epidemiology
46, no. 2 (2011): 111-117, http://dx.doi.org/10.1007/s00127-009-0177-3.
42. Gary Remafedi, James A.
Farrow, and Robert W Deisher, "Risk Factors for Attempted Suicide in Gay
and Bisexual Youth,” Pediatrics 87, no. 6 (1991): 869-875, http://
pediatrics.aappublications.org/content/87/6/869.
43. Ibid, 873.
44. Gary Remafedi,
"Adolescent Homosexuality: Psychosocial and Medical Implications,”
Pediatrics 79, no. 3 (1987): 331-337,
http://pediatrics.aappublications.org/content/79/ 3/331.
45. Martin Plöderl, Karl
Kralovec, and Reinhold Fartacek, "The Relation Between Sexual Orientation
and Suicide Attempts in Austria,” Archives of Sexual Behavior 39, no. 6 (2010):
1403-1414, http://dx.doi.org/10.1007/s10508-009-9597-0.
46. Travis Salway Hottes et al,
"Lifetime Prevalence of Suicide Attempts Among Sexual Minority Adults by
Study Sampling Strategies: A Systematic Review and MetaAnalysis,” American
Journal of Public Health 106, no. 5 (2016): e1-e12, http://dx.doi.
org/10.2105/AJPH.2016.303088.
47. For a brief explanation of
the strengths and limitations of population- and community- based sampling, see
Hottes et al, e2.
48. 95% confidence intervals:
8-15% and 3-5%, respectively.
49. 95% confidence interval:
18-22%.
50. Ana Maria Buller et al.,
‘Associations between Intimate Partner Violence and Health among Men Who Have
Sex with Men: A Systematic Review and Meta-Analysis,” PLOS Medicine 11, no. 3
(2014): e1001609, http://dx.doi.org/10.1371/journal.pmed.1001609.
51. Sabrina N. Nowinski and
Erica Bowen, "Partner violence against heterosexual and gay men:
Prevalence and correlates,” Aggression and Violent Behavior 17, no. 1 (2012):
36-52, http://dx.doi.org/10.1016Zj.avb.2011.09.005. It is worth noting that the
54 studies that Nowinski and Bowen consider operationalize heterosexuality and
homosexuality in various ways.
52. Ibid., 39.
53. Ibid., 50.
54. Shonda M. Craft and Julianne
M. Serovich, “Family-of-Origin Factors and Partner Violence in the Intimate
Relationships of Gay Men Who Are HIV Positive,” Journal of Interpersonal
Violence 20, no. 7 (2005): 777-791, http://dx.doi.org/10.1177/0886260505 277101.
55. Catherine Finneran and Rob
Stephenson, “Intimate Partner Violence Among Men Who Have Sex With Men: A
Systematic Review,” Trauma, Violence, & Abuse 14, no. 2 (2013): 168-185,
http://dx.doi.org/10.1177/1524838012470034.
56. Ibid., 180.
57. Although one study reported
just 12%, the majority of studies (17 out of 24) showed that physical IPV was
at least 22%, with nine studies recording rates of 31% or more.
58. Although Finneran and
Stephenson say this measure was recorded in only six studies, the table they
provide lists eight studies as measuring psychological violence, with seven of
these showing rates 33% or higher, including five reporting rates of 45% or
higher.
59. Naomi G. Goldberg and Ilan
H. Meyer, “Sexual Orientation Disparities in History of Intimate Partner
Violence: Results From the California Health Interview Survey,” Journal of
Interpersonal Violence 28, no. 5 (2013): 1109-1118, http://dx.doi.org/10.1177/
0886260512459384.
60. Gregory L. Greenwood et al.,
“Battering Victimization Among a Probability-Based Sample of Men Who Have Sex
With Men,” American Journal of Public Health 92, no. 12 (2002): 1964-1969,
http://dx.doi.org/10.2105/AJPH.92.12.1964.
61. Ibid., 1967.
62. Ibid.
63. Sari L. Reisner et al.,
“Mental Health of Transgender Youth in Care at an Adolescent Urban Community
Health Center: A Matched Retrospective Cohort Study,” Journal of Adolescent
Health 56, no. 3 (2015): 274-279, http://dx.doi.org/10.1016/j-jadohealth.201
4.10.264.
64. Relative risk: 3.95.
65. Relative risk: 3.27.
66. Relative risk: 3.61.
67. Relative risk: 3.20.
68. Relative risk: 4.30.
69. Relative risk: 2.36.
70. Relative risk: 4.36.
71. Anne P. Haas, Philip L.
Rodgers, and Jody Herman, “Suicide Attempts Among Transgender and Gender
Non-Conforming Adults: Findings of the National Transgender Discrimination
Survey,” Williams Institute, UCLA School of Law, January 2014, http://
williamsinstitute.law.ucla.edu/wp-content/uploads/AFSP-Williams-Suicide-Report-
Final.pdf.
72. Ibid., 2.
73. Ibid., 8.
74. Ibid., 13.
75. Kristen Clements-Nolle et
al., "HIV Prevalence, Risk Behaviors, Health Care Use, and Mental Health
Status of Transgender Persons: Implications for Public Health Intervention,”
American Journal of Public Health 91, no. 6 (2001): 915-921, http://dx.doi.
org/10.2105/AJPH.91.6.915.
76. Ibid., 919.
77. See, for example, Ilan H.
Meyer, "Minority Stress and Mental Health in Gay Men,” JournalofHealth
andSocial Behavior 36 (1995): 38-56, http://dx.doi.org/10.2307/2137286; Bruce
P. Dohrenwend, "Social Status and Psychological Disorder: An Issue of
Substance and an Issue of Method,” American Sociological Review 31, no. 1
(1966): 14-34, http:// www.jstor.org/stable/2091276.
78. For overviews of the social
stress model and mental health patterns among LGBT populations, see Ilan H.
Meyer, "Prejudice, Social Stress, and Mental Health in Lesbian, Gay, and
Bisexual Populations: Conceptual Issues and Research Evidence,” Psychological
Bulletin 129, no. 5 (2003): 674-697,
http://dx.doi.org/10.1037/0033-2909.129.5.674; Robert Graham et al., The Health
of Lesbian, Gay, Bisexual, and Transgender People, op. cit; Gregory M. Herek
and Linda D. Garnets, "Sexual Orientation and Mental Health,” Annual
Review of Clinical Psychology 3 (2007): 353-375, http://dx.doi.org/10.1146/
annurev.clinpsy.3.022806.091510; Mark L. Hatzenbuehler, "How Does Sexual
Minority Stigma ‘Get Under the Skin'? A Psychological Mediation Framework,”
Psychological Bulletin 135, no. 5 (2009): 707-730,
http://dx.doi.org/10.1037/a0016441.
79. See, for instance, Ilan H.
Meyer, "The Right Comparisons in Testing the Minority Stress Hypothesis:
Comment on Savin-Williams, Cohen, Joyner, and Rieger (2010),” Archives of
Sexual Behavior 39, no. 6 (2010): 1217-1219.
80. This should not be taken to
suggest that social stress is too vague a concept for empirical social science;
the social stress model may certainly produce quantitative empirical hypotheses,
such as hypotheses about correlations between stressors and specific mental
health outcomes. In this context, the term "model” does not refer to a
statistical model of the kind often used in social science research—the social
stress model is a "model” in a metaphorical sense.
81. Meyer, "Prejudice,
Social Stress, and Mental Health in Lesbian, Gay, and Bisexual Populations,”
676.
82. Meyer, "Prejudice,
Social Stress, and Mental Health in Lesbian, Gay, and Bisexual Populations,”
680; Gregory M. Herek, J. Roy Gillis, and Jeanine C. Cogan, "Psychological
Sequelae of Hate-Crime Victimization Among Lesbian, Gay, and Bisexual Adults,”
Journal of Consulting and Clinical Psychology 67, no. 6 (1999): 945-951,
http://dx.doi. org/10.1037/0022-006X.67.6.945; Allegra R. Gordon and Ilan H.
Meyer, "Gender Nonconformity as a Target of Prejudice, Discrimination, and
Violence Against LGB
Individuals,” Journal of LGBT Health Research 3, no. 3 (2008): 55-71,
http://dx.doi. org/10.1080/15574090802093562; David M. Huebner, Gregory M.
Rebchook, and Susan M. Kegeles, "Experiences of Harassment,
Discrimination, and Physical Violence Among Young Gay and Bisexual Men,”
American Journal of Public Health 94, no. 7 (2004): 1200-1203,
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identity and hate crimes: Violence against transgender people in Los Angeles
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http://dx.doi.org/10.1525/srsp.2008.5.1.43.
83. Stotzer, "Gender
identity and hate crimes,” 43-52; Emilia L. Lombardi et al., "Gender
Violence: Transgender Experiences with Violence and Discrimination,” Journal of
Homosexuality 42, no. 1 (2002): 89-101,
http://dx.doi.org/10.1300/J082v42n01_05; Herek, Gillis, and Cogan,
"Psychological Sequelae of Hate-Crime Victimization Among Lesbian, Gay,
and Bisexual Adults,” 945-951; Huebner, Rebchook, and Kegeles,
"Experiences of Harassment, Discrimination, and Physical Violence Among
Young Gay and Bisexual Men,” 1200-1203; Anne H. Faulkner and Kevin Cranston,
"Correlates of same-sex sexual behavior in a random sample of Massachusetts
high school students,” American Journal of Public Health 88, no. 2 (1998):
262-266, http://dx.doi.org/10.2105/ AJPH.88.2.262.
84. Herek, Gillis, and Cogan,
"Psychological Sequelae of Hate-Crime Victimization Among Lesbian, Gay,
and Bisexual Adults,” 945-951.
85. Jack McDevitt et al.,
"Consequences for Victims: A Comparison of Bias- and NonBias-Motivated
Assaults,” American Behavioral Scientist 45, no. 4 (2001): 697-713, http://
dx.doi.org/10.1177/0002764201045004010.
86. Caitlin Ryan and Ian Rivers,
"Lesbian, gay, bisexual and transgender youth: Victimization and its
correlates in the USA and UK,” Culture, Health & Sexuality 5, no. 2 (2003):
103-119, http://dx.doi.org/10.1080/1369105011000012883; Elise D. Berlan et al.,
"Sexual Orientation and Bullying Among Adolescents in the Growing Up Today
Study,” Journal of Adolescent Health 46, no. 4 (2010): 366-371, http://dx.doi.
org/10.1016/j.jadohealth.2009.10.015; Ritch C. Savin-Williams, "Verbal and
Physical Abuse as Stressors in the Lives of Lesbian, Gay Male, and Bisexual
Youths: Associations With School Problems, Running Away, Substance Abuse,
Prostitution, and Suicide,” Journal of Consulting and Clinical Psychology 62,
no. 2 (1994): 261-269, http://dx.doi. org/10.1037/0022-006X.62.2.261.
87. Stephen T. Russell et al.,
"Lesbian, Gay, Bisexual, and Transgender Adolescent School Victimization:
Implications for Young Adult Health and Adjustment,” Journal of School Health
81, no. 5 (2011): 223-230, http://dx.doi.org/10.1111/j.1746-1561.2011.00583.x.
88. Joanna Almeida et al.,
"Emotional Distress Among LGBT Youth: The Influence of Perceived
Discrimination Based on Sexual Orientation,” Journal of Youth and Adolescence
38, no. 7 (2009): 1001-1014, http://dx.doi.org/10.1007/s10964-009-9397-9.
89. M. V. Lee Badgett, "The
Wage Effects of Sexual Orientation Discrimination,” Industrial and Labor
Relations Review 48, no. 4 (1995): 726-739, http://dx.doi.org/10.1177/
001979399504800408.
90. M. V Lee Badgett, "Bias
in the Workplace: Consistent Evidence of Sexual Orientation and Gender Identity
Discrimination 1998-2008,” Chicago-Kent Law Review 84, no. 2 (2009): 559-595,
http://scholarship.kentlaw.iit.edU/cklawreview/vol84/iss2/7.
91. Marieka Klawitter,
"Meta-Analysis of the Effects of Sexual Orientation on Earning,”
Industrial Relations 54, no. 1 (2015): 4-32,
http://dx.doi.org/10.1111/irel.12075.
92. Jonathan Platt et al.,
"Unequal depression for equal work? How the wage gap explains gendered
disparities in mood disorders,” Social Science & Medicine 149 (2016): 1-8,
http://dx.doi.org/10.1016/j.socscimed.2015.11.056.
93. Craig R. Waldo,
"Working in a majority context: A structural model of heterosexism as
minority stress in the workplace,” Journal of Counseling Psychology 46, no. 2
(1999): 218-232, http://dx.doi.org/10.1037/0022-0167.46.2.218.
94. M. W Linn, Richard Sandifer,
and Shayna Stein, "Effects of unemployment on mental and physical health,”
American Journal of Public Health 75, no. 5 (1985): 502-506, http://
dx.doi.org/10.2105/AJPH.75.5.502; Jennie E. Brand, "The far-reaching
impact of job loss and unemployment,” Annual Review of Sociology 41 (2015):
359-375, http://dx.doi. org/10.1146/annurev-soc-071913-043237; Marie Conroy, ‘A
Qualitative Study of the Psychological Impact of Unemployment on individuals,”
(master's dissertation, Dublin Institute of Technology, September 2010),
http://arrow.dit.ie/aaschssldis/50/.
95. Irving Goffman, Stigma:
Notes on the Management of Spoiled Identity (New York: Simon & Schuster,
1963); Brenda Major and Laurie T. O'Brien, "The Social Psychology of
Stigma,” Annual Review of Psychology, 56 (2005): 393-421, http://dx.doi.org/10.1146/
annurev.psych.56.091103.070137.
96. Major and O'Brien, "The
Social Psychology of Stigma,” 395.
97. Bruce G. Link et al.,
"On Stigma and Its Consequences: Evidence from a Longitudinal Study of Men
with Dual Diagnoses of Mental Illness and Substance Abuse,” Journal of Health
and Social Behavior 38, no. (1997): 177-190, http://dx.doi.org/10.2307/2955424.
98. Walter R. Gove, "The
Current Status of the Labeling Theory of Mental Illness,” in Deviance and
Mental Illness, ed. Walter R. Gove (Beverly Hills, Calif.: Sage, 1982), 290.
99. A highly cited piece of
theoretical research on stigma processes is Hatzenbuehler, "How Does
Sexual Minority Stigma ‘Get Under the Skin'?,” op. cit., http://dx.doi.
org/10.1037/a0016441.
100. Walter O. Bockting et al.,
"Stigma, Mental Health, and Resilience in an Online Sample of the US
Transgender Population,” American Journal of Public Health 103, no. 5 (2013):
943-951, http://dx.doi.org/10.2105/AJPH.2013.301241.
101. Robin J. Lewis et al.,
"Stressors for Gay Men and Lesbians: Life Stress, Gay-Related Stress,
Stigma Consciousness, and Depressive Symptoms,” Journal of Social and Clinical
Psychology 22, no. 6 (2003): 716-729,
http://dx.doi.org/10.1521/jscp.22.6.716.22932.
102. Ibid., 721.
103. Aaron T. Beck et al,
Cognitive Therapy of Depression (New York: Guilford Press, 1979).
104. Wendy Bostwick, “Assessing
Bisexual Stigma and Mental Health Status: A Brief Report,” Journal of
Bisexuality 12, no. 2 (2012): 214-222, http://dx.doi.org/10.1080/152
99716.2012.674860.
105. Lars Wichstrom and Kristinn
Hegna, “Sexual Orientation and Suicide Attempt: A Longitudinal Study of the
General Norwegian Adolescent Population,” Journal of Abnormal Psychology 112,
no. 1 (2003): 144-151, http://dx.doi.org/10.1037/0021- 843X.112.1.144.
106. Anthony R. D'Augelli and
Arnold H. Grossman, “Disclosure of Sexual Orientation, Victimization, and
Mental Health Among Lesbian, Gay, and Bisexual Older Adults,” Journal of
Interpersonal Violence 16, no. 10 (2001): 1008-1027, http://dx.doi.org/10.1177/
088626001016010003; Eric R. Wright and Brea L. Perry, “Sexual Identity
Distress, Social Support, and the Health of Gay, Lesbian, and Bisexual Youth,”
Journal of Homosexuality 51, no. 1 (2006): 81-110,
http://dx.doi.org/10.1300/J082v51n01_05; Judith A. Clair, Joy E. Beatty, and
Tammy L. MacLean, “Out of Sight But Not Out of Mind: Managing Invisible Social
Identities in the Workplace,” Academy of Management Review 30, no. 1 (2005):
78-95, http://dx.doi.org/10.5465/AMR.2005.15281431.
107. For example, see Emotion,
Disclosure, and Health (Washington, D.C.: American Psychological Association,
2002), ed. James W Pennebaker; Joanne Frattaroli, “Experimental Disclosure and
Its Moderators: A Meta-Analysis,” Psychological Bulletin 132, no. 6 (2006):
823-865, http://dx.doi.org/10.1037/0033-2909.132.6.823.
108. See, for example, James M.
Croteau, “Research on the Work Experiences of Lesbian, Gay, and Bisexual
People: An Integrative Review of Methodology and Findings,” Journal of
Vocational Behavior 48, no. 2 (1996): 195-209, http://dx.doi.org/10.1006/
jvbe.1996.0018; Anthony R. D'Augelli, Scott L. Hershberger, and Neil W
Pilkington, “Lesbian, Gay, and Bisexual Youth and Their Families: Disclosure of
Sexual Orientation and Its Consequences,” American Journal of Orthopsychiatry
68, no. 3 (1998): 361-371, http://dx.doi.org/10.1037/h0080345; Margaret
Rosario, Eric W Schrimshaw, and Joyce Hunter, “Disclosure of Sexual Orientation
and Subsequent Substance Use and Abuse Among Lesbian, Gay, and Bisexual Youths:
Critical Role of Disclosure Reactions,” Psychology of Addictive Behaviors 23,
no. 1 (2009): 175-184, http://dx.doi.org/10.1037/ a0014284; D'Augelli and
Grossman, “Disclosure of Sexual Orientation, Victimization, and Mental Health
Among Lesbian, Gay, and Bisexual Older Adults,” 1008-1027; Belle Rose Ragins,
“Disclosure Disconnects: Antecedents and Consequences of Disclosing Invisible
Stigmas across Life Domains,” Academy of Management Review 33, no. 1 (2008):
194-215, http://dx.doi.org/10.5465/AMR.2008.27752724; Nicole Legate, Richard M.
Ryan, and Netta Weinstein, “Is Coming Out Always a ‘Good Thing'? Exploring the
Relations of Autonomy Support, Outness, and Wellness for Lesbian, Gay, and
Bisexual Individuals,” Social Psychological and Personality Science 3, no. 2
(2012): 145-152, http:// dx.doi.org/10.1177/1948550611411929.
109. Belle Rose Ragins, Romila
Singh, and John M. Cornwell, “Making the Invisible Visible: Fear and Disclosure
of Sexual Orientation at Work,” Journal of Applied Psychology 92, no. 4 (2007):
1103-1118, http://dx.doi.org/10.1037/0021-9010.92.4.1103.
110. Ibid.,, 1114.
111. Dawn Michelle Baunach,
"Changing Same-Sex Marriage Attitudes in America from 1988 Through 2010,”
Public Opinion Quarterly 76, no. 2 (2012): 364-378, http://dx.doi.
org/10.1093/poq/nfs022; Pew Research Center, "Changing Attitudes on Gay
Marriage” (online publication), July 29, 2015,
http://www.pewforum.org/2015/07/29/graphics-
slideshow-changing-attitudes-on-gay-marriage/; Bruce Drake, Pew Research
Center, "How LGBT adults see society and how the public sees them” (online
publication), June 25, 2013,
http://www.pewresearch.org/fact-tank/2013/06/25/how-lgbt-adults-
see-society-and-how-the-public-sees-them/.
112. Mark L. Hatzenbuehler,
Katherine M. Keyes, and Deborah S. Hasin, "State-Level Policies and
Psychiatric Morbidity In Lesbian, Gay, and Bisexual Populations,” American
Journal of Public Health 99, no. 12 (2009): 2275-2281,
http://dx.doi.org/10.2105/ AJPH.2008.153510.
113. Deborah S. Hasin and Bridget
F. Grant, "The National Epidemiologic Survey on Alcohol and Related
Conditions (NESARC) Waves 1 and 2: review and summary of findings,” Social
Psychiatry and Psychiatric Epidemiology 50, no. 11 (2015): 1609-1640,
http://dx.doi.org/10.1007/s00127-015-1088-0.
114. Mark L. Hatzenbuehler et al.,
"The Impact of Institutional Discrimination on Psychiatric Disorders in
Lesbian, Gay, and Bisexual Populations: A Prospective Study,” American Journal
of Public Health 100, no. 3 (2010): 452-459, http://dx.doi.org/10.2105/
AJPH.2009.168815.
115. Sharon Scales Rostosky et
al., "Marriage Amendments and Psychological Distress in Lesbian, Gay, and
Bisexual (LGB) Adults,” Journal of Counseling Psychology 56, no. 1 (2009):
56-66, http://dx.doi.org/10.1037/a0013609.
116. Roberto Maniglio, "The
impact of child sexual abuse on health: A systematic review of reviews,”
Clinical Psychology Review 29 (2009): 647, http://dx.doi.org/10.1016/
j.cpr.2009.08.003.
Part Three: Gender Identity
1. American Psychological
Association, "Answers to Your Questions About Transgender People, Gender
Identity and Gender Expression” (pamphlet), http://www.apa.org/top-
ics/lgbt/transgender.pdf.
2. Simone de Beauvoir, The
Second Sex (New York: Vintage, 2011 [orig. 1949]), 283.
3. Ann Oakley, Sex, Gender and
Society (London: Maurice Temple Smith, 1972).
4. Suzanne J. Kessler and
Wendy McKenna, Gender: An Ethnomethodological Approach (New York: John Wiley
& Sons, 1978), vii.
5. Gayle Rubin, "The
Traffic in Women: Notes on the ‘Political Economy' of Sex,” in Toward an
Anthropology of Women, ed. Rayna R. Reiter (New York and London: Monthly Review
Press, 1975), 179.
6. Ibid., 204.
7. Judith Butler, Gender
Trouble: Feminism and the Subversion of Identity (London: Routledge, 1990).
8. Judith Butler, Undoing
Gender (New York: Routledge, 2004).
9. Butler, Gender Trouble, 7.
10. Ibid., 6.
11. “Facebook Diversity” (web
page), https://www.facebook.com/facebookdiversity/
photos/a.196865713743272.42938.105225179573993/567587973337709/.
12. Will Oremus, “Here Are All
the Different Genders You Can Be on Facebook,” Slate, February 13, 2014,
http://www.slate.com/blogs/future_tense/2014/02/13/facebook_
custom_gender_options_here_are_all_56_custom_options.html.
13. André Ancel, Michaël
Beaulieu, and Caroline Gilbert, “The different breeding strategies of penguins:
a review,” Comptes Rendus Biologies 336, no. 1 (2013): 6-7, http://dx.doi.
org/10.1016/j.crvi.2013.02.002. Generally, male emperor penguins do the work of
incubating the eggs and then caring for the chicks for several days after
hatching. After that point, males and females take turns caring for the chicks.
14. Jennifer A. Marshall Graves
and Swathi Shetty, “Sex from W to Z: Evolution of Vertebrate Sex Chromosomes
and Sex Determining Genes,” Journal of Experimental Zoology 290 (2001):
449-462, http://dx.doi.org/10.1002/jez.1088.
15. For an overview of Thomas
Beatie's story, see his book, Labor of Love: The Story of One Man’s
Extraordinary Pregnancy (Berkeley: Seal Press, 2008).
16. Edward Stein, The Mismeasure
of Desire: The Science, Theory, and Ethics of Sexual Orientation (New York:
Oxford University Press, 1999), 31.
17. John Money,
“Hermaphroditism, gender and precocity in hyperadrenocorticism: psychologic
findings,” Bulletin of the John Hopkins Hospital 95, no. 6 (1955): 253-264,
http://www.ncbi.nlm.nih.gov/pubmed/14378807.
18. An account of the David
Reimer story can be found in John Colapinto, As Nature Made Him: The Boy Who
Was Raised as a Girl (New York: Harper Collins, 2000).
19. William G. Reiner and John
P. Gearhart, “Discordant Sexual Identity in Some Genetic Males with Cloacal
Exstrophy Assigned to Female Sex at Birth,” New England Journal of Medicine,
350 (January 2004): 333-341, http://dx.doi.org/10.1056/NEJMoa022236.
20. Paul R. McHugh, “Surgical
Sex: Why We Stopped Doing Sex Change Operations,” First Things (November 2004),
http://www.firstthings.com/article/2004/11/ surgical-sex.
21. American Psychiatric
Association, “Gender Dysphoria,” Diagnostic and Statistical Manual of Mental
Disorders, Fifth Edition [hereafter DSM-5] (Arlington, Va.: American
Psychiatric Publishing, 2013), 452,
http://dx.doi.org/10.1176/appi.books.9780890425596. dsm14.
22. Ibid., 458.
23. Ibid.
24. Ibid., 452.
25. Ibid.
26. Ibid., 454-455.
27. Ibid., 452.
28. Ibid, 457.
29. Angeliki Galani «7 a/.,
"Androgen insensitivity syndrome: clinical features and molecular
defects,” Hormones 7, no. 3 (2008): 217 -229, https://dx.doi.org/
10.14310%2Fhorm.2002.1201.
30. Perrin C. White and Phyllis
W Speiser, "Congenital Adrenal Hyperplasia due to 21-Hydroxylase
Deficiency,” Endocrine Reviews 21, no. 3 (2000): 245-219, http://dx.doi.
org/10.1210/edrv.21.3.0398.
31. Alexandre Serra et al.,
"Uniparental Disomy in Somatic Mosaicism 45,X/46,XY/ 46,XX Associated with
Ambiguous Genitalia,” Sexual Development 9 (2015): 136-143, http://dx.doi.org/10.1159/000430897.
32. Marion S. Verp et al,
"Chimerism as the etiology of a 46,XX/46,XY fertile true hermaphrodite,”
Fertility and Sterility 57, no 2 (1992): 346-349, http://dx.doi.org/10.1016/
S0015-0282(16)54843-2.
33. For one recent review of the
science of neurological sex differences, see Amber N. V Ruigrok et al, "A
meta-analysis of sex differences in human brain structure,” Neuroscience
Biobehavioral Review 39 (2014): 34-50, http://dx.doi.org/10.1016%2Fj.neu-
biorev.2013.12.004.
34. Robert Sapolsky,
"Caught Between Male and Female,” Wall Street Journal, December 6, 2013,
http://www.wsj.com/articles/SB10001424052702304854804579234030532617 704.
35. Ibid.
36. Ibid.
37. For some examples of popular
interest in this view, see Francine Russo, "Transgender Kids,” Scientific
American Mind 27, no. 1 (2016): 26-35, http://dx.doi.org/10.1038/
scientificamericanmind0116-26; Jessica Hamzelou, "Transsexual differences
caught on brain scan,” New Scientist 209, no. 2796 (2011): 1,
https://www.newscientist.com/article/
dn20032-transsexual-differences-caught-on-brain-scan/; Brynn Tannehill,
"Do Your Homework, Dr. Ablow,” The Huffmgton Post, January 17, 2014,
http://www.huffington- post.com/brynn-tannehill/how-much-evidence-does-it_b_4616722.html.
38. Nancy Segal, "Two
Monozygotic Twin Pairs Discordant for Female-to-Male Transsexualism,” Archives
of Sexual Behavior 35, no. 3 (2006): 347-358, http://dx.doi.
org/10.1007/s10508-006-9037-3.
39. Holly Devor,
"Transsexualism, Dissociation, and Child Abuse: An Initial Discussion
Based on Nonclinical Data,” Journal of Psychology and Human Sexuality, 6 no. 3
(1994): 49-72, http://dx.doi.org/10.1300/J056v06n03_04.
40. Segal, "Two Monozygotic
Twin Pairs Discordant for Female-to-Male Transsexualism,” 350.
41. Ibid., 351.
42. Ibid.,, 353-354.
43. Ibid.,, 354.
44. Ibid., 356.
45. Ibid., 355. Emphasis in
original.
46. J. Michael Bostwick and Kari
A. Martin, ‘A Man's Brain in an Ambiguous Body: A Case of Mistaken Gender
Identity,” American Journal of Psychiatry, 164 no. 10 (2007): 1499-1505,
http://dx.doi.org/10.1176/appi.ajp.2007.07040587.
47. Ibid., 1500.
48. Ibid.,, 1504.
49. Ibid.
50. Ibid,, 1503-1504.
51. Giuseppina Rametti et al,,
"White matter microstructure in female to male trans-sexuals before
cross-sex hormonal treatment. A diffusion tensor imaging study,” Journal of
Psychiatric Research 45, no. 2 (2011): 199-204,
http://dx.doi.org/10.1016/j-jpsychires. 2010.05.006.
52. Ibid., 202.
53. Giuseppina Rametti et al,,
"The microstructure of white matter in male to female transsexuals before
cross-sex hormonal treatment. A DTI study,” Journal of Psychiatric Research 45,
no. 7 (2011): 949-954, http://dx.doi.org/10.1016/J-Jpsychires.2010.11.007.
54. Ibid., 952.
55. Ibid., 951.
56. Emiliano Santarnecchi et
al,, "Intrinsic Cerebral Connectivity Analysis in an Untreated
Female-to-Male Transsexual Subject: A First Attempt Using Resting-State fMRI,”
Neuroendocrinology 96, no. 3 (2012): 188-193, http://dx.doi.org/10.1159/000342001.
57. Ibid., 188.
58. Hsaio-Lun Ku et al,
"Brain Signature Characterizing the Body-Brain-Mind Axis of Transsexuals,”
PLOS ONE 8, no. 7 (2013): e70808, http://dx.doi.org/10.1371/journal.
pone.0070808.
59. Ibid., 2.
60. Hans Berglund et al.,
"Male-to-Female Transsexuals Show Sex-Atypical Hypothalamus Activation
When Smelling Odorous Steroids, Cerebral Cortex 18, no. 8 (2008): 1900-1908,
http://dx.doi.org/10.1093/cercor/bhm216.
61. See, for example, Sally
Satel and Scott D. Lilenfeld, Brainwashed: The Seductive Appeal
of Mindless Neuroscience, (New York: Basic Books, 2013).
62. An additional clarification
may be helpful with regard to research studies of this kind. Significant
differences in the means of sample populations do not entail predictive power
of any consequence. Suppose that we made 100 different types of brain
measurements in cohorts of transgender and non-transgender individuals, and
then calculated the means of each of those 100 variables for both cohorts.
Statistical theory tells us that, due to mere chance, we can (on average)
expect the two cohorts to differ significantly in the means of 5 of those 100
variables. This implies that if the significant differences are about 5 or
fewer out of 100, these differences could easily be by chance and therefore we
should not ignore the fact that 95 other measurements failed to find
significant differences.
63. One recent paper estimates
that 0.6% of the adult U.S. population is transgender. See Andrew R. Flores et
al, "How Many Adults Identify as Transgender in the United States?” (white
paper), Williams Institute, UCLA School of Law, June 30, 2016, http://williamsinstitute.law.ucla.edu/wp-content/uploads/How-Many-Adults-Identify-
as-Transgender-in-the-United-States.pdf.
64. Petula Dvorak, “Transgender
at five,” Washington Post, May 19, 2012, https://www.
washingtonpost.com/local/transgender-at-five/2012/05/19/gIQABfFkbU_story.html.
65. Ibid.
66. Ibid.
67. American Psychiatric
Association, “Gender Dysphoria,” DSM-5, 455. Note: Although the quotation comes
from the DSM-5 entry for “gender dysphoria” and implies that the listed
persistence rates apply to that precise diagnosis, the diagnosis of gender
dysphoria was formalized by the DSM-5, so some of the studies from which the
persistence rates were drawn may have employed earlier diagnostic criteria.
68. Ibid., 455.
69. Kenneth J. Zucker, “Children
with gender identity disorder: Is there a best prac-tice?,” Neuropsychiatrie de
l’Enfance et de I’Adolescence 56, no. 6 (2008): 363, http://dx.doi.
org/10.1016/j.neurenf.2008.06.003.
70. Kenneth J. Zucker et al., “A
Developmental, Biopsychosocial Model for the Treatment of Children with Gender
Identity Disorder,” Journal of Homosexuality 59, no. 2 (2012),
http://dx.doi.org/10.1080/00918369.2012.653309. For an accessible summary of
Zucker's approach to treating gender dysphoria in children, see J. Michael
Bailey, The Man Who Would Be Queen: The Science of Gender-Bending and
Transsexualism (Washington, D.C.: Joseph Henry Press, 2003), 31-32.
71. Kelley D. Drummond et al.,
“A follow-up study of girls with gender identity disorder,” Developmental
Psychology 44, no. 1 (2008): 34-45, http://dx.doi.org/10.1037/0012-
1649.44.1.34.
72. Jesse Singal, “How the Fight
Over Transgender Kids Got a Leading Sex Researcher Fired,” New York Magazine,
February 7, 2016, http://nymag.com/scienceofus/2016/02/
fight-over-trans-kids-got-a-researcher-fired.html.
73. See, for example, American
Psychological Association, "Guidelines for Psychological Practice with
Transgender and Gender Nonconforming People,” American Psychologist 70 no. 9,
(2015): 832-864, http://dx.doi.org/10.1037/a0039906; and Marco A. Hidalgo et
al., "The Gender Affirmative Model: What We Know and What We Aim to
Learn,” Human Development 56 (2013): 285-290,
http://dx.doi.org/10.1159/000355235.
74. Sara Reardon, "Largest
ever study of transgender teenagers set to kick off,” Nature 531, no. 7596
(2016): 560, http://dx.doi.org/10.1038/531560a.
75. Chris Smyth, "Better
help urged for children with signs of gender dysphoria,” The Times (London),
October 25, 2013, http://www.thetimes.co.uk/tto/health/news/arti-
cle3903783.ece. According to the article, in 2012 "1,296 adults were
referred to specialist gender dysphoria clinics, up from 879 in 2010. There are
now [in 2013] 18,000 people in treatment, compared with 4,000 15 years ago. [In
2012] 208 children were referred, up from 139 the year before and 64 in 2008.”
76. Annelou L. C. de Vries et
al, "Young Adult Psychological Outcome After Puberty Suppression and
Gender Reassignment,” Pediatrics 134, no. 4 (2014): 696-704, http://
dx.doi.org/10.1542/peds.2013-2958d.
77. David Batty, "Mistaken
identity,” The Guardian, July 30, 2004, http://www.theguardian
.com/society/2004/jul/31/health.socialcare.
78. Ibid.
79. Jon K. Meyer and Donna J.
Reter, "Sex Reassignment: Follow-up,” Archives of General Psychiatry 36,
no. 9 (1979): 1010-1015, http://dx.doi.org/10.1001/archpsyc
.1979.01780090096010.
80. Ibid., 1015.
81. See, for instance, Paul R.
McHugh, "Surgical Sex,” First Things (November 2004),
http://www.firstthings.com/article/2004/11/surgical-sex.
82. Michael Fleming, Carol
Steinman, and Gene Bocknek, "Methodological Problems in Assessing
Sex-Reassignment Surgery: A Reply to Meyer and Reter,” Archives of Sexual
Behavior 9, no. 5 (1980): 451-456, http://dx.doi.org/10.1007/BF02115944.
83. Cecilia Dhejne et al,
"Long-term follow-up of transsexual persons undergoing sex reassignment
surgery: cohort study in Sweden,” PLOS ONE 6, no. 2 (2011): e16885,
http://dx.doi.org/10.1371/journal.pone.0016885.
84. 95% confidence interval:
2.0-3.9.
85. 95% confidence interval:
1.8-4.3.
86. MtF transsexuals in the study's
1973-1988 period showed a higher risk of crime compared to the female controls,
suggesting that they maintain a male pattern for criminality. That study
period's FtM transsexuals, however, did show a higher risk of crime compared to
the female controls, perhaps related to the effects of exogenous testosterone
administration.
87. 95% confidence intervals:
2.9-8.5 and 5.8-62.9, respectively.
88. Ibid, 6.
89. Ibid, 7.
90. Annette Kuhn et al,
"Quality of life 15 years after sex reassignment surgery for transsexualism,”
Fertility and Sterility 92, no. 5 (2009): 1685-1689, http://dx.doi.
org/l0.1016/j.fertnstert.2008.08.126.
91. Mohammad Hassan Murad et al,
"Hormonal therapy and sex reassignment: a sys-tematic review and
meta-analysis of quality of life and psychosocial outcomes,” Clinical
Endocrinology 72 (2010): 214-231,
http://dx.doi.org/10.1111/j.1365-2265.2009.03625.x.
92. Ibid., 215.
93. 95% confidence intervals:
68-89%, 56-94%, and 72-88%, respectively.
94. Ibid.
95. Ibid,
216.
96. Ibid.
97. Ibid.,
228.
https://www.thenewatlantis.com/wp-content/uploads/legacy-pdfs/20160819_TNA50SexualityandGender.pdf